Opinion
1:22-cv-2795
05-06-2022
VINCENT JOHN FIORENTINO, Petitioner, v. UBS FINANCIAL SERVICES, INC., Respondent.
PROPOSED ORDER CONFIRMING THE ARBITRATION AWARD
STEWART D. AARON, United States Magistrate Judge.
The Court having reviewed the Petition to Confirm the Arbitration Award and accompanying documents (ECF No. l);
AND having conducted a telephone conference with the parties on May 4, 2022, resulting in the Order to filing a Joint Stipulation and Proposed Order (ECF No. 6);
AND having considered the Joint Stipulation signed on May 6, 2022, by counsel for both Petitioner Vincent John Fiorentino and RespondentUBS Financial Services, Inc. (ECF No. 7);
AND having considered all arguments presented and for good cause shown;
IT IS HEREBY ORDERED that:
l. The Arbitration Award issued in FINRA Dispute Resolution No. 20-03189, dated February 17, 2022, in favor of the Petitioner, made by FINRA Arbitrator Richard W. Cutler (ECF No. 1-2), be Confirmed.
2. FINRA shall execute the Arbitrator's expungement directive removing all references to Occurrence Number 2064770 from registration records maintained by the Central Registration Depository for Mr. Fiorentino (CRD Number 1557805).