Summary
concluding that a client's claims for fraud and breach of fiduciary duty were claims for professional negligence when the client alleged the attorneys nonsuited a defendant because the attorneys had a professional relationship with the defendant
Summary of this case from Samson v. GhadiallyOpinion
No. 14-09-00931-CV
Opinion filed March 8, 2011.
On Appeal from the 281st District Court, Harris County, Texas, Trial Court Cause No. 2005-34616.
Panel consists of Justices ANDERSON, BOYCE, and CHRISTOPHER.
MEMORANDUM OPINION
Dr. Janine Charboneau McInnis, D.V.M. appeals the trial court's no-evidence summary judgment in favor of the law firm and lawyers who represented her in a prior suit. We affirm.
BACKGROUND
McInnis underwent surgery on her spine in 1998. She contends that she suffered complications related to the surgery and developed a chronic disorder called arachnoiditis. Michael Mallia, J.D., The Mallia Law Firm, P.C., and Tommy Hastings, J.D. (collectively, the "Law Firm") represented McInnis in her medical malpractice suit against her surgeon and the professional corporation to which the surgeon belonged, the Pain and Health Management Center, P.A. ("PH"). The Law Firm agreed to non-suit PH on the first day of trial, and McInnis's medical malpractice claim against the surgeon was tried to a jury. The jury returned a verdict in favor of the surgeon.
McInnis subsequently filed this pro se suit against the Law Firm, alleging that her loss at trial in the underlying medical malpractice suit was attributable to negligence, fraud, and breaches of fiduciary duty.
McInnis frequently refers to her negligence-based claim against the Law Firm as a "legal malpractice" claim. We recognize a "potential nomenclature problem" because any claim brought against a lawyer by the lawyer's client may be referred to broadly as a "legal malpractice" claim. See Deutsch v. Hoover, Bax Slovacek, L.L.P., 97 S.W.3d 179, 185 n. 1 (Tex. App — Houston [14th Dist.] 2003, no pet.). To avoid confusion, we refer to McInnis's negligence-based legal malpractice claim as a claim for professional negligence.
McInnis generally asserts that the Law Firm failed to represent her adequately in the medical malpractice suit. McInnis also asserts in her live pleading that the Law Firm's decision to non-suit PH was prompted by a phone call from Dr. Charnov, who also belonged to PH at the time of the suit. She states:
Dr. Charnov's credentials and business experience had been beneficial to [the Law Firm] and could be in the future also. [Given] the fact that [the Law Firm] handles medical malpractice cases against doctors that can very well involve people who have or are in pain, Dr. Charnov's credentials and experience as a pain doctor are very valuable to a Plaintiff's attorney as an expert. It can be hard to find a doctor expert willing to testify against another doctor. [The Law Firm] needed to stay in good standing with Dr. Charnov. It is believed that Dr. Charnov had worked for [the Law Firm] before [it] took representation on [McInnis's] case.
McInnis contends that PH was a necessary party in the medical malpractice suit because its post-operative care proximately caused her injuries. McInnis asserts that the Law Firm told her it "did not matter" if PH remained in the law suit, and that the Law Firm "failed to disclose the risk" associated with non-suiting PH.
PROCEDURAL HISTORY
The Law Firm initially filed a no-evidence motion for summary judgment eight months before the end of the discovery period set by the trial court. The trial court denied McInnis's motion for continuance and granted the Law Firm's motion for summary judgment. McInnis appealed; this court reversed the trial court's judgment and remanded the case on June 17, 2008 so that McInnis would have an adequate opportunity to conduct discovery before responding to the Law Firm's no-evidence summary judgment motion. See McInnis v. Mallia, 261 S.W.3d 197 (Tex. App.-Houston [14th Dist.] 2008, no pet.).
On remand, the trial court entered a new docket control order under which the discovery period ended on April 24, 2009. The Law Firm filed a no-evidence summary judgment motion on February 4, 2009. At McInnis's request, the trial court extended the discovery period until May 25, 2009 and postponed consideration of the Law Firm's motion.
The Law Firm filed an amended no-evidence summary judgment motion under Texas Rule of Civil Procedure 166a(i) on May 20, 2009, arguing that (1) McInnis must provide expert testimony on causation to survive a no-evidence summary judgment on the professional negligence claim; and (2) McInnis's fraud and breach of fiduciary duty claims are not freestanding claims distinct from her claim for professional negligence. The Law Firm also argued that there was no evidence to support a freestanding claim for breach of fiduciary duty. McInnis filed a motion to compel certain discovery responses from the Law Firm and asked for additional time to conduct discovery. The trial court denied McInnis's requests for additional time to conduct discovery; it signed an order granting the Law Firm's motion for summary judgment on August 10, 2009. McInnis filed a motion for new trial, which was overruled by operation of law.
The motion to compel pertains to interrogatories McInnis sent to the Law Firm. In her motion, McInnis complains that the Law Firm's answers are incomplete and evasive and asks the trial court to compel the Law Firm to answer the interrogatories completely and with specificity. The trial court stated at a June 12, 2009 hearing on McInnis's motion to compel: "Okay, I don't have an order. So, you need to send me an order on the motion to compel so that I can make my rulings to reflect that. . . . I need a specific one that goes item by item on each of the items that you object to." McInnis filed a more detailed proposed order on June 29, 2009, but the trial court did not rule on the motion. On this record, the trial court implicitly denied the motion to compel by granting the no evidence motion for summary judgment on August 10, 2009. See Carter v. MacFadyen, 93 S.W.3d 307, 310 n. 2 (Tex. App.-Houston [14th Dist.] 2002, pet. denied). We overrule McInnis's Issue II(D).
ANALYSIS
McInnis argues in Issue I that the trial court erred in granting the Law Firm's no-evidence motion for summary judgment because (1) she proffered sufficient evidence to defeat a no-evidence summary judgment; (2) her fraud and breach of fiduciary duty claims are distinct from her claim for professional negligence; and (3) the Law Firm's motion did not identify elements of her fraud and breach of fiduciary duty claims for which there is no evidence, as required under Texas Rule of Civil Procedure 166a(i). She argues in Issue II that the trial court erred in denying her request for additional time to conduct discovery and motion to compel.
We granted McInnis's motions to file a first, second, and third amended brief; we thus consider those issues raised in her final brief.
I. No-Evidence Summary Judgment
An appellate court applies de novo review to a grant of summary judgment, using the same standard that the trial court used in the first instance. Duerr v. Brown, 262 S.W.3d 63, 68 (Tex. App.-Houston [14th Dist.] 2008, no pet.) (citing Valence Operating Co. v. Dorsett, 164 S.W.3d 656, 661 (Tex. 2005)). A party may move for a no-evidence summary judgment after an adequate time for discovery has passed. Id. (citing Tex. R. Civ. P. 166a(a), (i), and McMahan v. Greenwood, 108 S.W.3d 467, 498 (Tex. App.-Houston [14th Dist.] 2003, pet. denied)).
A no-evidence motion for summary judgment must be granted if (1) the moving party asserts that there is no evidence of one or more specified elements of a claim or defense on which the adverse party would have the burden of proof at trial; and (2) the respondent produces no summary judgment evidence raising a genuine issue of material fact on those elements. Tex. R. Civ. P. 166a(i). In reviewing a no-evidence motion for summary judgment, we view all of the summary judgment evidence in the light most favorable to the non-movant, "crediting evidence favorable to that party if reasonable jurors could, and disregarding contrary evidence unless reasonable jurors could not." Duerr, 262 S.W.3d at 69 (citing Mack Trucks, Inc. v. Tamez, 206 S.W.3d 572, 582 (Tex. 2006)). The non-moving party is not obligated to marshal its proof, but it is required to present evidence that raises a genuine fact issue on the challenged element. Id. (citing Sw. Elec. Power Co. v. Grant, 73 S.W.3d 211, 215 (Tex. 2002)).
A. Professional Negligence
McInnis argues on appeal that the trial court erred by granting a no-evidence summary judgment motion on her professional negligence claim because McInnis (1) submitted sufficient evidence on each element of her professional negligence claim, including causation; and (2) was not required to present expert testimony or an expert report on causation.
A plaintiff asserting professional negligence must prove that (1) the attorney owed the plaintiff a duty of care; (2) the attorney breached that duty; (3) the breach proximately caused the plaintiff's injuries; and (4) damage occurred. Duerr, 262 S.W.3d at 76 (citing Farah v. Mafrige Kormanik, P.C., 927 S.W.2d 663, 670 (Tex. App.-Houston [1st Dist.] 1996, no writ)).
In a professional negligence suit arising from a prior litigation, the plaintiff bears the additional burden of proving that, "but for" the attorney's breach of duty, the plaintiff would have prevailed on the underlying cause of action and would have been entitled to judgment. Duerr, 262 S.W.3d at 76; McInnis, 261 S.W.3d at 201. This causal link is known as the "suit within a suit" requirement and generally must be proved by expert testimony. Alexander v. Turtur Assocs., Inc., 146 S.W.3d 113, 119-20 (Tex. 2004); Duerr, 262 S.W.3d at 76-77; McInnis, 261 S.W.3d at 201. This is because "the wisdom and consequences of . . . tactical choices made during litigation are generally matters beyond the ken of most jurors." Alexander, 146 S.W.3d at 119.
McInnis claims she submitted sufficient evidence regarding causation to support her professional negligence claim. McInnis points to an excerpt from the pleadings filed by attorneys on behalf of Advanced Neuromodulation Systems, Inc. in the underlying medical malpractice action. Advanced Neuromodulation manufactured a product that was placed in McInnis's back during the surgery; it was a co-defendant in the medical malpractice suit. In its pleading, Advanced Neuromodulation disclaimed liability for McInnis's injuries and alleged that McInnis's surgeon and PH were "the sole proximate cause" of McInnis's nerve condition. McInnis designated the attorneys who signed the pleading as legal experts. This pleading is not evidence that McInnis would have succeeded in her medical malpractice lawsuit "but for" the non-suit of PH. See LaGoye v. Victoria Wood Condo. Ass'n, 112 S.W.3d 777, 787 (Tex. App.-Houston [14th Dist.] 2003, no pet.) ("[P]leadings and . . . unauthenticated . . . documents cannot form the basis of the scintilla of evidence needed to meet [a party's] burden to counter [a] no-evidence summary judgment motion.").
McInnis argues in the alternative that she was not obligated to proffer expert testimony regarding causation because the Law Firm stated at a hearing that it was not requesting deposition testimony or an expert report from her legal expert on causation.
The Law Firm filed its amended no-evidence summary judgment motion on May 20, 2009. McInnis filed her response on June 10, 2009; she also filed a motion to compel and requested additional time to conduct discovery. On June 12, 2009, the trial court held a hearing on McInnis's motion to compel and request for additional time to conduct discovery.
The following exchange took place at the June 12 hearing:
MCINNIS: I really needed [my medical expert's] deposition in order to do [my legal expert's] deposition or an expert report fairly.
. . .
THE COURT: When could you present [your legal expert] for deposition?
LAW FIRM: Excuse me, Judge. I don't mean to interrupt but —
THE COURT: You haven't asked for [her legal expert's] deposition?
LAW FIRM: No. I don't want his deposition.
THE COURT: Okay.
LAW FIRM: I've explained that, and I've withdrawn any request for that.
MCINNIS: He's asking for an expert report. I need [my medical expert's] opinion.
LAW FIRM: I don't want that.
THE COURT: You don't want an expert report?
LAW FIRM: I apologize. I am not — that is not impeding — if we have a continuance, we might go that route. But right now I'm not — I don't need that and I haven't required that and I haven't come to the Court asking for that.
This exchange does not relieve McInnis of the burden to show causation via expert testimony in response to a summary judgment motion. To avoid summary judgment, McInnis was required to submit competent causation evidence to the trial court regardless of whether the Law Firm requested discovery or an expert report. See Duerr, 262 S.W.3d at 76-77; McInnis, 261 S.W.3d at 201. Before the hearing took place, McInnis already had responded to the summary judgment motion with almost two hundred pages of exhibits; none of the exhibits contained evidence of causation on the professional negligence claim.
Because McInnis proffered no expert testimony to establish that she would have prevailed in her underlying suit but for the asserted negligence, she provided no evidence to establish a causal link between the asserted negligence and her asserted injury. Accordingly, the trial court properly granted the Law Firm's no-evidence summary judgment motion on professional negligence. See Duerr, 262 S.W.3d at 76-77; McInnis, 261 S.W.3d at 201. We overrule McInnis's Issue I(A) as it relates to her professional negligence claim. B. Additional Claims
McInnis complains in Issue I(E) that the Law Firm "misrepresented" to the trial court at the hearing on McInnis's motion for new trial that McInnis failed to proffer expert testimony to defeat summary judgment. McInnis claims that she had, in fact, submitted such evidence to the trial court. McInnis points to an affidavit and deposition testimony from two medical experts from the underlying medical malpractice case. The record confirms that the Law Firm's statement at the hearing was made accurately in reference to McInnis's failure to present testimony from a legal expert.
The Law Firm contends in its summary judgment motion that the demise of McInnis's professional negligence claim is dispositive because McInnis's remaining claims for fraud and breach of fiduciary duty are not freestanding causes of action distinct from her claim for professional negligence. In making this argument, the Law Firm relies on the precept that precludes fracturing a single claim for professional negligence into multiple causes of action. See Duerr, 262 S.W.3d at 70 (citing Goffney v. Rabson, 56 S.W.3d 186, 190 (Tex. App.-Houston [14th Dist.] 2001, pet. denied)). The Law Firm also asserts that there is no evidence to support McInnis's breach of fiduciary duty claim because there is no evidence of self-dealing by the Law Firm. McInnis contends that the fraud and breach of fiduciary duty claims are viable stand-alone claims.
Determining whether allegations against a lawyer — labeled as breach of fiduciary duty, fraud, or some other cause of action — are actually claims for professional negligence is a question of law to be determined by the court. Duerr, 262 S.W.3d at 70 (citing Murphy v. Gruber, 241 S.W.3d 689, 692 (Tex. App.-Dallas 2007, pet. denied), and Greathouse v. McConnell, 982 S.W.2d 165, 172 (Tex. App.-Houston [14th Dist.] 1998, pet. denied)). The prohibition against fracturing a professional negligence claim does not necessarily foreclose the simultaneous pursuit of a negligence-based malpractice claim and a separate breach of fiduciary duty or fraud claim when there is a viable basis for doing so. Id. But "the plaintiff must do more than merely reassert the same claim . . . under an alternative label." Id.
It is difficult to decipher and classify the numerous allegations and assertions in McInnis's pro se petition; based on our reading of the pleadings, she makes the following claims:
The Law Firm negligently
a. non-suited PH; and
b. failed to properly handle her case.
The Law Firm fraudulently
a. non-suited PH;
b. prevented McInnis from participating in pre-trial settlement negotiations and from being present or prepared during trial;
c. concealed the risk of non-suiting PH;
d. concealed its prior relationship with Dr. Charnov;
e. concealed Dr. Charnov's relationship with PH; and
f. concealed the substance of the phone conversation between Dr. Charnov and the Law Firm that allegedly resulted in the Law Firm's (1) decision to non-suit PH, and (2) failure to represent McInnis to the best of the Law Firm's ability.
McInnis summarizes her fraud allegations by stating: "Because of how the case, trial, and [McInnis] was handled by [the Law Firm] in the underlying case, the jury returned a verdict against [the surgeon] not in [McInnis's] favor and there was no verdict against PH. . . ."
McInnis also asserts that the Law Firm breached its fiduciary duty to her when it
a. non-suited PH;
b. failed to disclose the risk of non-suiting PH;
c. failed to represent McInnis "fairly, honestly, and in good faith" and to keep her "informed;"
d. failed to disclose its prior relationship with Dr. Charnov;
e. failed to fully disclose the substance of the phone conversation between Dr. Charnov and the Law Firm that allegedly resulted in the Law Firm's decision to non-suit PH;
f. failed to disclose an alleged conflict of interest between Dr. Charnov and McInnis;
g. placed its loyalty to Dr. Charnov above its loyalty to McInnis; and
h. engaged in self-dealing.
We must analyze whether these contentions support a separate claim for fraud or breach of fiduciary duty. 1. Fraud
McInnis also asserted in the trial court that the Law Firm (1) failed to safeguard her confidences; and (2) failed to pursue McInnis's claim against Dr. Gohel, a treating physician allegedly responsible for her post-operative care. She does not reference these contentions on appeal, and we do not consider them in determining whether the trial court properly granted summary judgment in favor of the Law Firm. See Tex. R. App. P. 38.1(i).
The gist of a fraud claim is deception as to an existing fact. Sullivan v. Bickel Brewer, 943 S.W.2d 477, 481 (Tex. App.-Dallas 1995, writ denied). Common law fraud consists of a material representation that was (1) false; (2) either known to be false when made or was asserted without knowledge of its truth; (3) intended to be acted upon; (4) was acted upon; and (5) caused injury. Kahlig v. Boyd, 980 S.W.2d 685, 688 (Tex. App.-San Antonio 1998, pet. denied). When a duty of disclosure exists, deliberate suppression of material facts also constitutes fraud. Id. at 688-89.
McInnis's fraud claims (a)-(b) above are merely relabeled claims for professional negligence because they assail the adequacy of the Law Firm's litigation performance in connection with the underlying medical malpractice lawsuit. See Beck v. Law Offices of Edwin J. (Ted) Terry, Jr., P.C., 284 S.W.3d 416, 428 (Tex. App.-Austin 2009, no pet.) ("[A]s long as the crux of the complaint is that the plaintiff's attorney did not provide adequate legal representation, the claim is one for professional negligence."); Duerr, 262 S.W.3d at 70. McInnis's fraud claim (c) above is premised not on a concealed fact but on the claimed inadequacy of the Law Firm's representation — the asserted inappropriateness and harmful effect of non-suiting PH and failing to present evidence of negligence by other treating physicians. Accordingly, this contention does not assert a fraudulent failure to disclose that is distinct from McInnis's professional negligence claim. See Beck, 284 S.W.3d at 428.
McInnis's fraud claims (d)-(f) above rest on her contention that the Law Firm did not represent McInnis to the best of its ability after Dr. Charnov telephoned the Law Firm. McInnis states in the fraud section of her live pleading: "Dr. Charnov's and [the Law Firm's] relationship affected [the Law Firm's] representation of [McInnis] . . . and affected how [the Law Firm] handled her case from that point of Dr. Charnov's phone call on. . . . Dr. Charnov's phone call had affected [the Law Firm's] representation of the case."
The circumstances asserted by McInnis parallel those in Kahlig, 980 S.W.2d at 687-88. In Kahlig, a former client sued an attorney for negligence, fraud, and violations of the Texas Deceptive Trade Practices Act (among other claims) based on allegations that the attorney had an affair with the client's second wife while representing the client in a child custody dispute with his first wife. Id. at 687-90. The client argued that the affair created a conflict of interest that the attorney was required to disclose, which led to a diminished quality of representation in the child-custody matter. Id. at 689. The court concluded that the affair did not give rise to separate fraud or DTPA claims that were distinct from the client's professional negligence claim. Id. at 689-90. It held: "[The client's] argument, unveiled, is that once [the lawyer] entered into the affair he was no longer representing [the client] to the best of his abilities." Id. at 690. "Thus, to the extent that [the client] argues that the affair and its concealment affected the quality and care of [the lawyer's] services, his claim, despite its designation, is a [professional negligence] claim." Id.
McInnis similarly argues that the Law Firm's asserted relationship with Dr. Charnov affected the quality and care of the services provided to McInnis in the underlying suit. She contends that assertedly fraudulent conduct by the Law Firm arising from its dealings with Dr. Charnov resulted in a verdict for her surgeon and no verdict against PH. These are relabeled claims for professional negligence despite their designation as fraud claims. See id.
We conclude as a matter of law that McInnis has not asserted a separate fraud claim against the Law Firm. We overrule McInnis's Issue I(B) as it relates to her fraud claim. 2. Breach of Fiduciary Duty
Our disposition of this issue renders Issues I(A), (C), (D), and (F) moot to the extent that those issues relate to McInnis's professional negligence and fraud claims. Issues I(A), (C), and (F) relate to summary judgment on her fraud claim if we were to determine that it was not subsumed in her claim for professional negligence. McInnis complains in Issue I(D) that the Law Firm's alleged discovery abuse prevented her from being able to present evidence to defeat the no-evidence motion for summary judgment; none of the asserted discovery misconduct addresses McInnis's ability to provide evidence on causation for professional negligence.
A claim for professional negligence focuses on whether an attorney represented a client with the requisite skill; a breach of fiduciary duty claim encompasses whether an attorney obtained an improper benefit from the representation. Duerr, 262 S.W.3d at 71. An attorney can commit professional negligence by giving an erroneous legal opinion or erroneous advice; failing to give any advice or opinion when legally obliged to do so; disobeying a client's lawful instruction; taking an action when not instructed by the client to do so; delaying or failing to handle a matter entrusted to the attorney's care by the client; or not using an attorney's ordinary care in preparing, managing, and presenting litigation that affects the client's interests. See Zidell v. Bird, 692 S.W.2d 550, 553 (Tex. App.-Austin 1985, no writ). Breach of fiduciary duty, in contrast, often involves the attorney's failure to disclose conflicts of interest; failure to deliver funds belonging to the client; improper use of client confidences; or self-dealing. See Goffney, 56 S.W.3d at 193.
McInnis's breach of fiduciary duty claims (a)-(c) above are merely relabeled claims for professional negligence because they too assail the adequacy of the Law Firm's litigation performance. See Duerr, 262 S.W.3d at 70 (citing Kimleco Petroleum, Inc. v. Morrison Shelton, 91 S.W.3d 921, 924 (Tex. App.-Fort Worth 2002, pet. denied). "Regardless of the theory that a plaintiff pleads, as long as the crux of the complaint is that the plaintiff's attorney did not provide adequate legal representation, the claim is one for legal malpractice." Kimleco Petroleum, Inc., 91 S.W.3d at 924. The crux of McInnis's breach of fiduciary duty claims (a)-(c) is that the Law Firm did not provide adequate legal representation in the underlying lawsuit and failed to properly advise, inform, and communicate with McInnis regarding the litigation. This is an assertion that the Law Firm committed professional negligence. See Beck, 284 S.W.3d at 436.
McInnis's breach of fiduciary duty claims (d)-(h) above rest on her contention that the Law Firm's relationship with Dr. Charnov motivated the Law Firm to non-suit PH in the underlying litigation to her detriment. McInnis's characterization of claims (d)-(h) as claims for breach of fiduciary duty rests on her argument that a preexisting relationship between the Law Firm and Dr. Charnov gave rise to a "conflict of interest." She states in her brief: "[T]he gist of the complaint is that the lawyer obtained an improper benefit by not disclosing the asserted `conflict'" and that "therefore, it is an independent breach of fiduciary duty claim."
As discussed above, an attorney's failure to disclose conflicts of interest is one circumstance that may give rise to an independent breach of fiduciary duty claim. See id. at 436. However, merely characterizing particular circumstances as a "conflict of interest" does not automatically transform a professional negligence claim into a breach of fiduciary duty claim. Id. (citing Murphy, 241 S.W.3d at 698). Regardless of how McInnis may attempt to label her claims, "[I]f the gist of [her] complaint is that the lawyer failed to advise, inform, or communicate with a client, it is a negligence claim." Id. "If, on the other hand, the gist of the complaint is that the lawyer obtained an improper benefit by not disclosing the asserted `conflict,' it is an independent breach-of-fiduciary-duty claim." Id.
Independent breach of fiduciary duty claims also include complaints that a lawyer failed to disclose "a direct pecuniary interest in the litigation that was adverse to the client and pursued such an interest to the client's detriment." Id.; see also Archer v. Med. Protective Co., 197 S.W.3d 422, 427-28 (Tex. App.-Amarillo 2006, pet. denied) (allegation that insurance defense lawyer failed to represent insured client's interests in order to serve counsel's "own interests in keeping the business and favor" of the carrier "concerns a matter of divided loyalties, e.g., the pursuit of his own pecuniary interests over the interests of his client . . . [and] can be viewed as claims involving breached fiduciary duties"); Deutsch v. Hoover, Bax Slovacek, L.L.P., 97 S.W.3d 179, 187 190 (Tex. App — Houston [14th Dist.] 2003, no pet.) (allegations that law firm failed to advise client about conflicts presented when law firm was named as party in related proceeding, failed to withdraw, and failed to recommend separate counsel "are appropriately classified as a breach-of-fiduciary-duty claim, independent of Deutsch's negligence claim"); Spera v. Fleming, Hovenkamp Grayson, P.C., 25 S.W.3d 863, 873 (Tex. App.-Houston [14th Dist.] 2000, no pet.) (clients raised separate breach of fiduciary duty claim because lawyers failed to disclose to clients that they had competing claim to certain settlement funds that lawyers sought to have approved by trial court as additional attorney's fees).
Even if we assume that McInnis's allegations (d)-(h) describe a claim for breach of fiduciary duty separate from her professional negligence claim, the trial court properly granted summary judgment on that claim. McInnis pleaded that the Law Firm engaged in self-dealing — essentially claiming that the Law Firm breached its fiduciary duty to McInnis because it obtained an improper benefit through its dealings with Dr. Charnov. The Law Firm moved for a no-evidence summary judgment on that point. In response, McInnis presented no evidence of self-dealing or of any benefit to the Law Firm. The only evidence presented on this point was that Dr. Charnov's expertise, in the past, had been beneficial at least once to Law Firm. McInnis presented no evidence that there was any current relationship between the Law Firm and Dr. Charnov, nor any evidence that the Law Firm received any benefit from its non-suit of PH.
McInnis complains in Issues I(C) and (F) that the Law Firm's summary judgment motion did not sufficiently challenge her ability to present evidence on an element of her claim. However, the Law Firm adequately stated in its motion: "The Fourteenth Court of Appeals has held that a breach of fiduciary duty claim . . . requires allegations of self-dealing, deception, or misrepresentation rather than the failure to provide adequate legal representation. . . . There is no evidence of self-dealing, deception, or misrepresentation by [the Law Firm]." We overrule Issues I(C) and (F) as they relate to McInnis's breach of fiduciary duty claim.
McInnis failed to present any evidence to support a claim of breach of fiduciary duty based on self-dealing. We overrule McInnis's Issues I(A) and (B) as they relate to her breach of fiduciary duty claim.
McInnis argues in Issue (D) that she did not have adequate time to discover evidence in support of her breach of fiduciary duty claim; she complains that the Law Firm filed its summary judgment motion before she finished scheduling her deposition of the individuals at the Law Firm who handled her medical malpractice case. However, the Law Firm's motion did not prevent McInnis from taking depositions during the discovery period. We overrule Issue (D) as it relates to McInnis's breach of fiduciary duty claim.
II. Discovery Motions
In addition to her response to the no-evidence summary judgment motion, McInnis also filed motions to (1) extend the discovery period; and (2) compel the Law Firm to answer certain discovery requests more fully. McInnis complains that the trial court erred in denying the motions.
Although McInnis titled one of her additional motions in part as one for a "continuance," we interpret the request as one for additional time to conduct discovery. The record does not reveal that the trial court held a hearing on the Law Firm's no-evidence summary judgment motion, and the trial court did not grant the summary judgment motion until almost two months after the hearing on McInnis's motions. Because the trial court did not hear the Law Firm's no-evidence summary judgment motion at the June 12, 2009 hearing on McInnis's discovery motions, there was nothing to continue. McInnis also refers briefly on appeal to a request "for sanctions in the form of a continuance;" we construe this as an additional reference to her argument that a continuance was warranted.
A. Additional Time to Conduct Discovery
Texas Rule of Civil Procedure 190.5 states that "the trial court may modify a discovery control plan at any time and must do so when the interest of justice requires." Tex. R. Civ. P. 190.5. The rule then lists two specific situations when the trial court must allow additional discovery, neither of which applies in this case. See id. We must determine then whether the trial court properly concluded that the interest of justice did not require an extension in this case. See id.; see also Brown v. Brown, 145 S.W.3d 745, 750 (Tex. App.-Dallas 2004, pet. denied). We review the trial court's conclusion on this issue under an abuse of discretion standard. See Brown, 145 S.W.3d at 750 (trial court "did not abuse its discretion" in concluding that "the interest of justice" did not require modification of the discovery period). Trial courts have broad discretion in matters of discovery. Johnson v. Davis, 178 S.W.3d 230, 242 (Tex. App.-Houston [14th Dist.] 2005, pet. denied).
McInnis filed this case in May 2005. The trial court granted the first summary judgment in January 2006. The summary judgment was reversed and the case was remanded on June 17, 2008 to provide McInnis with an adequate opportunity to conduct discovery. See McInnis, 261 S.W.3d at 197, 205. The trial court signed a new docket control order on November 5, 2008, under which the discovery period was set to end on April 24, 2009. McInnis requested and the trial court granted an extension of the discovery period until May 25, 2009. The Law Firm filed an amended no-evidence motion for summary judgment on May 20, 2009.
McInnis requested an additional extension of unspecified duration based on the following grounds:
(1) Her medical condition restricted her ability to review the 60 box case file from the underlying medical malpractice and a 20 box case file from another helpful case;
(2) McInnis's husband, who is the "major income producer in the family," had major surgery in January 2009;
(3) McInnis had to assist her mother, who fell and broke her right wrist in March 2009;
(4) McInnis's medical expert, whom she would "prefer" to depose before she deposes her legal expert, had been out of the country since March 2009; his unavailability prevented McInnis from taking his deposition or requesting an expert report before the discovery deadline; and
(5) The Law Firm was not forthcoming about the deposition availability of its expert and the individual lawyers who handled McInnis's case when McInnis attempted to schedule depositions.
McInnis complains on appeal that she "has only had 14 [months]" to conduct discovery and review the contents of the trial boxes while the case was before the trial court, notwithstanding the time lost due to family reasons.
The record reveals that McInnis did not take full advantage of this time permitted for discovery. McInnis stated at the hearing that she did not request deposition availability from the Law Firm or its expert until less than a month before the discovery deadline. The discovery deadlines did not affect McInnis's ability to prepare her own experts for trial or to request reports from them to defeat summary judgment.
At the June 23, 2009 hearing, the trial court stated:
THE COURT: As I recall, you-all were set for trial [after the case was remanded]; and then you came in and asked for a continuance. I granted a continuance not only on the trial setting but on a motion for summary judgment the defendants had filed. . . . You are now currently set in August sometime, right? . . . I'm not inclined to grant an extension of time for discovery. I think that there's been ample time to take care of discovery. So I'm going to deny that motion.
The trial court acted within its discretion in denying McInnis's request to extend the discovery deadlines because, by her own computation, McInnis had 14 months to conduct discovery and already had obtained one extension after the case was remanded. See Brown, 145 S.W.3d at 750. We overrule McInnis's Issue II(A).
B. Motion to Compel
McInnis argues on appeal that the trial court erred in denying her motion to compel the Law Firm to answer previously served interrogatories "completely and with specificity."
McInnis also complains that the trial court erred in failing to rule on her motion for new trial. However, that motion was overruled by operation of law. See Tex. R. Civ. P. 329b(c).
We review the trial court's denial of McInnis's motion to compel for abuse of discretion. See Johnson, 178 S.W.3d at 242. As we stated earlier, trial courts have broad discretion in handling discovery matters. Id.
None of the interrogatories listed in the proposed order filed by McInnis address whether she would have prevailed on the underlying medical malpractice case if the Law Firm had not committed the alleged legal malpractice. Because we concluded that the trial court properly granted summary judgment based on the absence of causation evidence, we also conclude that the trial court did not abuse its discretion in denying the motion to compel discovery relating to other issues. Id.
McInnis also argued that the Law Firm's incomplete and evasive answers to her previously served discovery requests warranted an extension of the discovery deadlines. Because we conclude that the trial court acted within its discretion in overruling McInnis's motion to compel more specific responses, we do not address this argument.
We overrule McInnis's Issues II(B) and (C).
CONCLUSION
Having overruled all of McInnis's issues on appeal, we affirm the trial court's judgment.