Opinion
14/3166
02-05-2020
Joyce B. DEAN, Plaintiff, v. David F. DEAN, MD., Defendant.
APPEARANCES: Stuart L. Levison, Esq., Attorney for Plaintiff, Rochester, New York Joan de R. O'Bryne, Esq., Attorney for Defendant, Rochester, New York
APPEARANCES: Stuart L. Levison, Esq., Attorney for Plaintiff, Rochester, New York
Joan de R. O'Bryne, Esq., Attorney for Defendant, Rochester, New York
Richard A. Dollinger, J.
This is a tale of two claims. The first — a divorce claim by a deceased wife — is among the worst of claims and like Jacob Marley is as dead as a doornail. The second, the better, if not the best of the claims, has greater expectations. In an unusual twist, it is a claim for financial support during the decedent's lifetime — portable property in some eyes — which, artfully drafted by the decedent's attorney with Bob Cratchit-like skills, artfully dodges a motion to dismiss at this stage.
The facts in this proceeding have been previously set forth in prior decisions of this Court. In response to earlier motion practice, this Court's converted the pending divorce action to a proceeding for spousal support under Article 4 of the Family Court Act. Thereafter, the parties explored settlement, until, last spring, Plaintiff, long confined to a nursing home after a debilitating health crisis, died. The wife's counsel moved to substitute the wife's executor, appointed under Texas law in a Texas probate proceeding, as the plaintiff to continue the support proceeding and seek attorneys fees. Defendant now opposes the substitution of the Texas executor and further moves to dismiss the spousal support proceeding claiming it is abated as a matter of law when the divorce action terminated as a result of the wife's death. The former husband also seeks sanctions against the wife's estate and its counsel for a frivolous action under 22 NYCRR § 130-1.1.
In a battle of metaphors, the husband's counsel in her affidavit cites the Monte Python "Dead Parrot" sketch in support of his claims. The wife's counsel retorts in Yiddish proverbs defining "chutzpa." Shunning such hijinks, this Court resorts to the more refined and loftier metaphorical standards of the former law clerk Charles Dickens as exhibited in the first paragraph above. See Dickens, Tale of Two Cities, Oliver Twist, Great Expectations.
Initially, this Court notes that the wife's counsel's application to this Court contains a lengthy recitation of the twisted and bleak history of this action and complications in a coordinate Texas probate proceeding. These allegations are irrelevant to the narrow legal issue presented here and the Court declines to consider them in any respect in resolving this motion. The wife's counsel also makes repeated references to the husband's failure to settle the pending action when the wife was alive. This Court rejects those suggestions and the strikes any references to settlement discussions — or any reference to the husband declining to settle — for violation of CPLR 4547.
In addition, this Court notes that the husband's counsel, while not specifically moving to dismiss the pending maintenance and attorneys fees claims argues in an accompanying memorandum of law that this Court, as part of its "such other and further" requested relief should dismiss these claims as well. For the sake of judicial economy, this Court will consider the challenges to the maintenance and attorneys fees claims, now that the original plaintiff is deceased. This step is necessary to move this matter along, as the divorce action was filed six years ago and the Court has previously pushed both sides to accelerate their pace in this litigation.
At the outset, "upon the death of a party, an action is stayed until such time as a personal representative of the decedent is duly qualified" ( Haynes v. Haynes , 2003 N.Y. Slip Op. 50867(U), 2003 WL 21057628 [Sup. Ct. Mar. 20, 2003], citing CPLR 1015, Matter of Estate of Einstoss , 26 N.Y.2d 181, 309 N.Y.S.2d 184, 257 N.E.2d 637 [1970] ). Where, as here, a representative has been appointed - albeit by a Texas court - the Court may, and should, order substitution sua sponte pursuant to CPLR 1015 (see Paul v. Ascher , 106 A.D.2d 619, 621, 483 N.Y.S.2d 422 [2d Dept. 1984] ; Cohen v. Romanoff , 28 Misc. 3d 1220(A), 2010 WL 3167434 [Sup. Ct. 2010] ). Accordingly, the Court sua sponte substitutes the executor as Plaintiff on behalf of the deceased, and the caption is hereby amended accordingly.
Turning to the merits of the abatement question, "[a]t common law the general rule was that an action abated upon the death of one of the parties" ( Joseph A. v. Gina L. , 126 Misc. 2d 63, 65, 481 N.Y.S.2d 203 [Fam. Ct. 1984] ). For most actions, this rule was changed by statute (see e.g. EPTL 11-3.2 ). However, "[a]batement, notwithstanding remedial legislation, still occurs on the death of a party in a number of clearly identified instances," the quintessential example being divorce ( Matter of S.B. , 165 Misc. 2d 632, 634, 629 N.Y.S.2d 1017 [Fam. Ct. 1995] ). "The determinative factor is whether what is involved is personal in nature, or involves the personal status of a party" ( id. ). There is perhaps no more personal a matter than marriage, and, since that relationship ipso facto terminates upon the death of either party, there is nothing left to dissolve, and the matter therefore abates. Because matters of support and equitable distribution are "ancillary" to the divorce action, they necessarily abate upon the abatement of the divorce action itself ( In re Pavese , 195 Misc. 2d 1, 9-10, 752 N.Y.S.2d 198 [Sur. Ct. 2002] ).
The Court can find no authority discussing whether a claim for spousal support under Article 4 of the Family Court Act abates upon the death of a party. However, the Court believes there is good reason to hold that it does not. Unlike a claim for maintenance, spousal support proceedings are not ancillary to divorce - they may be brought even where the parties remain married. Joseph M. v. Lauren J. , 45 Misc. 3d 1211(A), 2014 WL 5420618 (Sup.Ct. New York Cty. 2014). Moreover, they are not personal to the spouse in the same way a divorce is, inasmuch as they may be originated and enforced by a County Department of Social Services when the spouse is a public charge (see Family Court Act § 422 ; see e.g. Ladd v. Suffolk County Dept. of Social Services on Behalf of Ladd , 199 A.D.2d 393, 394, 605 N.Y.S.2d 318 [2d Dept. 1993] ; Monroe County Support Collection Unit ex rel. Wills v. Wills , 19 A.D.3d 1019, 798 N.Y.S.2d 273 [4th Dept. 2005] ; cf Suffolk County Dept. of Social Services ex rel. Abdul-Qadir v. Myrick , 85 A.D.3d 1041, 926 N.Y.S.2d 581 [2d Dept. 2011] ). The same statute permits a child or relative to "originate a proceeding" to "compel a person chargeable with the support to support the petitioner as required by law." Family Court Act § 422(a). Finally, in other contexts, the New York courts have held that a trial court can retain jurisdiction over support issues even if the court lacks jurisdiction to adjudicate the divorce action. See Valji v. Valji , 130 A.D.3d 404, 12 N.Y.S.3d 95 (1st Dept. 2015). In Venizelos v. Venizelos , 216 A.D.2d 206, 629 N.Y.S.2d 218 (1st Dept. 1995), the trial court dismissed a divorce action for failure to meet the residency requirements of the Domestic Relations Law but retained jurisdiction and properly converted the action into a support proceeding under Article 4 of the Family Court Act. See also Bellizzi v. Bellizzi , 82 A.D.3d 1541, 919 N.Y.S.2d 577 (3d Dep't 2011) (when wife sought and obtained an award of temporary spousal maintenance during the pendency of the divorce action, the court had authority to consider and award permanent spousal maintenance, even though husband's complaint for divorce was ultimately dismissed).
Accordingly, while the death of a spouse necessarily negates any future support obligation, this Court holds that it does not abate the claim for support that was necessary prior to the spouse's death. If the decedent was entitled to support under New York law and experienced hard times during the pendency of this action, that claim survives her death and can be maintained by her representative, the executor. The motion to dismiss the application to substitute the executor as the plaintiff in this action is denied.
This Court also considers whether the former wife's claim for attorneys fees, accrued while bringing a claim for support, survives her death. In that regard, Section 438 of the Family Court Act permits this Court to award fees for an action under Article 4 of the Family Court Act. FAM CT ACT § 438 ; Matter of Klein v. Klein-Annis , 49 A.D.3d 648, 852 N.Y.S.2d 785 (2d Dept. 2008) ; Giliya v. Warren , 30 A.D.3d 420, 817 N.Y.S.2d 333 (2d Dept. 2006). Because the statute grants this Court broad discretion in considering a fee award, the motion to dismiss, to the extent it seeks to extinguish any claim for attorneys fees, is denied.