Summary
explaining that "one is subject to liability for a private nuisance if his conduct is a legal cause of the invasion of the interest" and other factors are met
Summary of this case from Suez Water N.Y. v. E.I. du Pont de Nemours & Co.Opinion
Argued February 16, 1977
Decided April 7, 1977
Appeal from the Appellate Division of the Supreme Court in the First Judicial Department, IRVING H. SAYPOL, J.
Joseph Calderon and Stanley H. Schneider, New York City, for appellant.
Joseph J. Klem, New York City, for respondent.
"There is perhaps no more impenetrable jungle in the entire law than that which surrounds the word 'nuisance'. It has meant all things to all men" (Prosser, Torts [4th ed], p 571). From a point someplace within this oft-noted thicket envisioned by Professor Prosser, this appeal emerges.
Plaintiff leased a portion of the former Brooklyn Navy Yard for a period of five years commencing September 1, 1970. On the demised premises during the ensuing eight or nine months it conducted a storage and new car preparation business, the latter entailing over 50 steps ranging from services such as checking brakes to vehicle cleaning, catering to automobile dealers in the metropolitan area of New York City. Adjacent to the navy yard was defendant's Hudson Avenue plant, engaged in the production of steam and electricity since about 1926. This generating system had five smokestacks and during the time in question its burners were fired with oil having a sulphur content of 1% or less. Prior to 1968, coal had been the fuel employed and the main boiler was equipped with an electrostatic precipitator to remove or control the discharged fly ash. Upon conversion to oil, the precipitator had been deactivated.
Based on allegations that noxious emissions from defendant's nearby stacks caused damage to the exterior of autos stored for its customers such as to require many to be repainted, that reports were received in early 1971 from patrons of paint discoloration and pitting, and that dealers served by plaintiff terminated their business by early May, plaintiff contends that because of said emissions it was caused to cease doing business on May 28, 1971. This action was instituted seeking $1,300,000 for loss of investment and loss of profit, under three causes of action respectively asserting "a deliberate and willful violation of the rights of plaintiff, constituting a nuisance", a "wrongful and unlawful trespass" and violations of "New York City, New York State and federal laws, regulations and guidelines with respect to air pollution." A fourth cause demanded exemplary and punitive damages of $1,000,000 because of defendant's "wrongful and illegal acts."
The case came on for jury trial in 1974. As a result of rulings made at junctures prior to submission for verdict, the third and fourth causes of action were dismissed and the second was merged with the first. After pointing out that plaintiff "framed his case on a branch of the law of wrongdoing called nuisance", the trial court charged nuisance based on negligence and nuisance grounded on an intentional invasion of plaintiff's rights. Negligence was defined and it was pointed out that, although contributory negligence may be a defense where the basis of the nuisance is merely negligent conduct, it would not be where the wrongdoing is founded on the intentional, deliberate misconduct of defendant. Contending that "nuisance is entirely separate and apart from negligence" and that "defendant's intent or negligence is not * * * an essential element of the cause of action of nuisance", plaintiff excepted to the portions of the charge relating to said subjects.
The jury found in defendant's favor and judgment was entered dismissing the complaint. The Appellate Division, by a divided court, affirmed, ( 52 A.D.2d 791) the majority stating that (p 792) "nuisance is a concept susceptible of more than one meaning", that "[w]hile an absolute nuisance need not contain within its definition a flavoring of negligence, a qualified nuisance may", that "the testimony, especially that of the experts, as developed at trial, showed an inextricable intertwining of negligence with the nuisance claimed, though the complaint did not so frame the issue", that "the proof portrayed the alleged wrong as 'a nuisance, though dependent upon negligence'", and that, therefore under the circumstances, the instructions to the jury on the issue of negligence were correct. The dissenters, on the other hand, urged that (p 793) "[p]utting aside the possibility that there could be liability without fault, and in the absence of proof of negligence by the defendant * * * a cause of action in nuisance 'does not involve the element of negligence as one of its essential factors'", that the "charge which mingled elements of nuisance and negligence could have been confusing to the jury" and that the "possibility of confusion was compounded by an instruction that the plaintiff, to succeed, was required to prove that the injury to its property was intentionally inflicted." On appeal to this court, plaintiff maintains that the trial court erred in charging (1) that plaintiff was required to prove an intent of the defendant to cause damages, and (2) that plaintiff had a burden of proof as to defendant's negligence and plaintiff's freedom from contributory negligence.
Much of the uncertainty and confusion surrounding the use of the term nuisance, which in itself means no more than harm, injury, inconvenience, or annoyance (see Webster's Third New International Dictionary, p 571; American Heritage Dictionary, p 900), arises from a series of historical accidents covering the invasion of different kinds of interests and referring to various kinds of conduct on the part of defendants (Prosser, Torts [4th ed], pp 571-572). The word surfaced as early as the twelfth century in the assize of nuisance, which provided redress where the injury was not a disseisin but rather an indirect damage to the land or an interference with its use and enjoyment. Three centuries later the remedy was replaced by the common-law action on the case for nuisance, invoked only for damages upon the invasion of interests in the use and enjoyment of land, as well as of easements and profits. If abatement by judicial process was desired, resort to equity was required. Along with the civil remedy protecting rights in land, there developed a separate principle that an infringement of the right of the crown, or of the general public, was a crime and, in time, this class of offenses was so enlarged as to include any "act not warranted by law, or omission to discharge a legal duty, which inconveniences the public in the exercise of rights common to all Her Majesty's subjects" (Stephen, General View of Criminal Law of England [1890], p 105). At first, interference with the rights of the public was confined to the criminal realm but in time an individual who suffered special damages from a public nuisance was accorded a right of action. (See Restatement, Torts, notes preceding § 822, pp 217-218; Prosser, Torts [4th ed], pp 572-573.)
A private nuisance threatens one person or a relatively few (McFarlane v City of Niagara Falls, 247 N.Y. 340, 344), an essential feature being an interference with the use or enjoyment of land (Blessington v McCrory Stores Corp., 198 Misc. 291, 299, affd 279 App. Div. 806, affd 305 N.Y. 140). It is actionable by the individual person or persons whose rights have been disturbed (Restatement, Torts, notes preceding § 822, p 217). A public, or as sometimes termed a common, nuisance is an offense against the State and is subject to abatement or prosecution on application of the proper governmental agency (Restatement, Torts, notes preceding § 822, p 217; see Penal Law, § 240.45). It consists of conduct or omissions which offend, interfere with or cause damage to the public in the exercise of rights common to all (New York Trap Rock Corp. v Town of Clarkston, 299 N.Y. 77, 80), in a manner such as to offend public morals, interfere with use by the public of a public place or endanger or injure the property, health, safety or comfort of a considerable number of persons (Melker v City of New York, 190 N.Y. 481, 488; Restatement, Torts, notes preceding § 822, p 217).
As observed by Professor Prosser, public and private nuisances "have almost nothing in common, except that each causes inconvenience to someone, and it would have been fortunate if they had been called from the beginning by different names" (Prosser, Torts [4th ed], p 573). Not only does confusion arise from sameness in denomination and from the lack of it in applicability, but also from the fact that, although an individual cannot institute an action for public nuisance as such, he may maintain an action when he suffers special damage from a public nuisance (Restatement, Torts, notes preceding § 822, p 217; Wakeman v Wilbur, 147 N.Y. 657, 663-664).
This developmental tracing indicates the erroneous concept under which appellant labors. It also points out that nuisance, as a general term, describes the consequences of conduct, the inconvenience to others, rather than the type of conduct involved (2 N.Y. PJI 653). It is a field of tort liability rather than a single type of tortious conduct (Prosser, Torts [4th ed], p 573).
Despite early private nuisance cases, which apparently assumed that the defendant was strictly liable, today it is recognized that one is subject to liability for a private nuisance if his conduct is a legal cause of the invasion of the interest in the private use and enjoyment of land and such invasion is (1) intentional and unreasonable, (2) negligent or reckless, or (3) actionable under the rules governing liability for abnormally dangerous conditions or activities (Restatement, Torts 2d [Tent Draft No. 16], § 822; Prosser, Torts [4th ed], p 574; 2 N.Y. PJI 653-654; see Spano v Perini Corp., 25 N.Y.2d 11, 15; Kingsland v Erie Co. Agric. Soc., 298 N.Y. 409, 426-427; Wright v Masonite Corp., 237 F. Supp. 129, 138, affd 368 F.2d 661, cert den 386 U.S. 934).
In urging that the charge in respect to negligence constituted error, plaintiff's brief opens its discussion with the assertion that "[t]he complaint contained no allegations of negligence and its theory was that of nuisance." This statement is significant in that not only does it miss the fundamental difference between types of conduct which may result in nuisance and the invasion of interests in land, which is the nuisance, but it also overlooks the firmly established principle that negligence is merely one type of conduct which may give rise to a nuisance. A nuisance, either public or private, based on negligence and whether characterized as either negligence or nuisance, is but a single wrong (Morello v Brookfield Constr. Co., 4 N.Y.2d 83, 90), and "whenever a nuisance has its origin in negligence", negligence must be proven and a plaintiff "may not avert the consequences of his [or her] own contributory negligence by affixing to the negligence of the wrongdoer the label of a nuisance" (McFarlane v City of Niagara Falls, 247 N.Y. 340, 344-345, supra; Khoury v County of Saratoga, 267 N.Y. 384, 389; Lyman v Village of Potsdam, 228 N.Y. 398, 401-402, 405; Herman v City of Buffalo, 214 N.Y. 316, 320-321; 2 Harper James, Torts, pp 1223-1224; 2 Shearman Redfield, Negligence [rev ed], p 919; see Nuisance-Damages-Defenses, Ann., 73 ALR2d 1378, 1387; but see CPLR 1411- 1413). Although during trial an issue as to causation developed, whether the deleterious substances reaching the customers' vehicles in plaintiff's custody had their origin at defendant's Hudson Avenue property or elsewhere, plaintiff introduced the testimony of different witnesses in support of its contention that defendant operated its plant in a negligent manner. While plaintiff offered expert proof to the effect that it was the general custom or usage in the power plant industry, during the period in question, to use collectors or precipitators, or both, on oil-fired boilers and also to use magnesium as a fuel oil additive to reduce the formation of acid bearing particulates, defendant submitted testimony from similar sources that mechanical and electrostatic precipitators are not commonly utilized on oil-fired burners and that defendant actually was using manganese as an additive.
Besides liability for nuisance arising out of negligence and apart from consideration of a nuisance resulting from abnormally dangerous or ultrahazardous conduct or conditions, the latter of which obviously is not applicable here (see Restatement, Torts 2d, § 822 [Tent Draft No. 16]; Restatement, Torts, § 822; Spano v Perini Corp., 25 N.Y.2d 11, supra; 1 Harper James, Torts, p 68; Prosser, Torts [4th ed], p 575), one may be liable for a private nuisance where the wrongful invasion of the use and enjoyment of another's land is intentional and unreasonable. It is distinguished from trespass which involves the invasion of a person's interest in the exclusive possession of land (Restatement, Torts, notes preceding § 822, pp 224-225; Prosser, Torts [4th ed], pp 594-596). The elements of such a private nuisance, as charged in effect by the Trial Justice, are: (1) an interference substantial in nature, (2) intentional in origin, (3) unreasonable in character, (4) with a person's property right to use and enjoy land, (5) caused by another's conduct in acting or failure to act (Restatement, Torts, § 822; Nussbaum v Lacopo, 27 N.Y.2d 311, 315; McCarty v Natural Carbonic Gas Co., 189 N.Y. 40, 49-50; Cogswell v New York, New Haven Hartford R.R. Co., 103 N.Y. 10, 13-15; Campbell v Seaman, 63 N.Y. 568, 576-577; Prosser, Torts [4th ed], p 593; 1 Harper James, Torts, pp 67-68; 2 N.Y. PJI, Comment, p 660). Thus, plaintiff's exception that "defendant's intent * * * is not * * * an essential element of the cause of action of nuisance" and its criticism of the charge, which was to the effect that as to the private nuisance plaintiff was required to prove that defendant's conduct was intentional, are not well taken. "An invasion of another's interest in the use and enjoyment of land is intentional when the actor (a) acts for the purpose of causing it; or (b) knows that it is resulting or is substantially certain to result from his conduct" (Restatement, Torts, § 825; McKenna v Allied Chem. Dye Corp., 8 A.D.2d 463, 467; see Richardson, Evidence [10 ed], § 90).
Negligence and nuisance were explained to the jury at considerable length and its attention was explicitly directed to the two categories of nuisance, that based on negligence and that dependent upon intentional conduct. The causes accrued, if at all, prior to the applicable date of the new CPLR article 14-A (CPLR 1411- 1413), and the trial court properly charged that contributory negligence may be a defense where the nuisance is based on negligent conduct (McFarlane v City of Niagara Falls, 247 N.Y. 340, 344-345, supra). As to nuisance involving a willful or intentional invasion of plaintiff's rights, the jury was instructed that contributory negligence was not a defense and, in this respect, plaintiff was not prejudiced and has no right to complain (see Prosser, Torts [4th ed], § 91, pp 608-612; 2 Harper James, Torts, § 22.8, pp 1219-1227; Nuisance-Damages-Defenses, Ann., 73 ALR2d 1378, 1390-1395; 2 N.Y. PJI 664).
Boomer v Atlantic Cement Co. ( 26 N.Y.2d 219, revg 30 A.D.2d 480 and 55 Misc.2d 1023), relied on by plaintiff, does not dictate a contrary result. There, Supreme Court found that defendant maintained a nuisance, same was affirmed by the Appellate Division, and the Court of Appeals concerned itself with the relief to be granted. Although Trial Term did specifically mention the type of nuisance it found, it is obvious that it was not a nuisance in which the substance of the wrong was negligence since it was held that "the evidence in this case establishes that Atlantic took every available and possible precaution to protect the plaintiffs from dust" (55 Misc.2d, at p 1024). Rather, it would appear that the nuisance found was based on an intentional and unreasonable invasion, as it was stated that "[t]he discharge of large quantities of dust upon each of the properties and excessive vibration from blasting deprived each party of the reasonable use of his property and thereby prevented his enjoyment of life and liberty therein" (55 Misc.2d, at pp 1024-1025). Contrary to plaintiff's assertion, Boomer does not negate the necessity of proving negligence in some nuisance actions involving harmful emissions, since negligence is one of the types of conduct on which a nuisance may depend.
Although there are some Judges in the majority who are of the opinion that the charge did not furnish a model of discussion on some subjects, all of that group agree that reversal on the basis of the charge would not be warranted.
The order of the Appellate Division should be affirmed, with costs.
I believe, as did Justices MARKEWICH and KUPFERMAN, who dissented at the Appellate Division, that the charge in this case, by repeatedly presenting an admixture of nuisance and negligence in a manner and to an extent that could have misled the jury, should bring a reversal. All the more is that so because of the Trial Judge's insistent refrain that the injury to the plaintiff's property was required to be intentionally inflicted. Accordingly, I must dissent.
In doing so, I should note that, while in the main I am in agreement with the majority of our court in its discussion of the substantive law of nuisance, I believe the readiness with which it uses the term "negligence" in the context of this action for nuisance is counterproductive to the eradication of the confusion which has so long plagued that subject. Words such as "intent", "negligence" and "absolute liability" refer not to the result of the conduct of a defendant who intrudes unreasonably on the use and enjoyment of another's property, but rather to the method of bringing it about. Too often, as here, it serves to divert from focusing on the basic legal issue.
Nuisance traditionally requires that, after a balancing of the risk-utility considerations, the gravity of harm to a plaintiff be found to outweigh the social usefulness of a defendant's activity (Prosser, Torts [4th ed], p 581). For no matter whether an act is intentional or unintentional, there should be no liability unless the social balance of the activity leads to the conclusion that it is unreasonable (cf. Meyer v Gehl Co., 36 N.Y.2d 760, 764 [dissenting opn]).
Interestingly, sections 826 and 829A of the Restatement of Torts 2d (Tent Draft Nos. 17, 18) have now given recognition to developments in the law of torts by moving past the traditional rule to favor recovery for nuisance even when a defendant's conduct is not unreasonable. To be exact, section 826 (Tent Draft No. 18, pp 3-4) reads: "An intentional invasion of another's interest in the use and enjoyment of land is unreasonable under the rule stated in section 822, if (a) the gravity of the harm outweighs the utility of the actor's conduct, or (b) the harm caused by the conduct is substantial and the financial burden of compensating for this and other harms does not render infeasible the continuation of the conduct". (See, also, Wade, Environmental Protection, Common Law of Nuisance, 8 Forum 165, 171.)
Indeed, a fair reading of Boomer v Atlantic Cement Co. ( 26 N.Y.2d 219) would indicate that the position articulated by the Restatement's Tentative Draft is consistent with the decision of our court in that case. The plaintiffs in Boomer were landowners who were substantially damaged by air pollution caused by the defendant's cement plant. However, since the court found that the adverse economic effects of a permanent injunction which would close the plant would far outweigh the loss plaintiffs would suffer if the nuisance continued, it limited the relief it granted to an award of monetary damages as compensation to the defendants for the "servitude" which had been imposed on their lands (26 N.Y.2d, at p 228). Taken into account was the fact that an injunction would have put 300 employees out of work and caused forfeiture of a $45,000,000 investment, while plaintiffs' permanent damages were only $185,000 (26 N.Y.2d, at p 225) and that the burden of compensating for the harm did "not render infeasible the continuation of the conduct" (Restatement, Torts 2d, § 826 [Tent Draft No. 18], pp 3-4; see, also, Ellickson, Alternatives to Zoning: Covenants, Nuisance Rules and Fines as Land Use Controls, 40 U Chi L Rev 681, 720).
On the basis of these principles, it follows that, on reversal the plaintiff in this case should be permitted to sustain its action for damages on proof that the harm is substantial and that the financial burden of compensating for the harm does not render "infeasible" the continuation of the defendant's business activity.
Chief Judge BREITEL and Judges JASEN, GABRIELLI, JONES and WACHTLER concur with Judge COOKE; Judge FUCHSBERG dissents and votes to reverse in a separate opinion.
Order affirmed.