Opinion
No. 7395.
August 31, 1976. Order September 16, 1976. Dissenting and Concurring Opinions October 13, 1976. Rehearing Denied November 16, 1976. Writ Refused January 19, 1977.
APPEAL FROM TWENTY-FOURTH JUDICIAL DISTRICT COURT, PARISH OF JEFFERSON, NO. 165-247, DIVISION "B", STATE OF LOUISIANA, HONORABLE FRANK V. ZACCARIA, J.
Dan C. Garner, R. Lee McDaniel, New Orleans, for plaintiff-appellant.
Monte J. Ducote, New Orleans, for defendants-appellees.
Before SAMUEL, STOULIG, BOUTALL, MORIAL and BEER, JJ.
This is a suit in workmen's compensation for total and permanent disability benefits, penalties and attorney's fees. The defendants, Boudreaux Dane Construction Company, a general contractor, and its compensation insurer, General Accident, Fire and Life Assurance Corporation, Ltd., answered in the form of a general denial and filed a third party demand for indemnity against Leonard Andres, d/b/a Fort Knox Construction Company, plaintiff's immediate employer and Boudreaux Dane's subcontractor.
Erroneously referred to in the original petition and title as "General Accident Group".
Following trial on the merits, there was judgment on the original demand in favor of plaintiff in the sum of $5,733. The third party demand was dismissed. Only the plaintiff has appealed. In this court he contends: (1) he is entitled to benefits for total and permanent disability; and (2) in addition, he is entitled to penalties and attorney's fees.
There is no dispute concerning the fact that plaintiff was injured during the course and scope of his employment. He was a carpenter. On May 8, 1972, while engaged in the construction of a house, he fell from the ceiling joists to the ground nine and one-half feet below, landing on his back. He was taken by ambulance to the emergency room at Ochsner Foundation Hospital where he was seen and treated by Dr. Joseph F. Mabey, the staff surgeon then in charge of that room.
Because plaintiff had fallen a considerable distance, a thorough physical was performed, including extensive x-rays. Dr. Mabey diagnosed plaintiff's injuries as a severe contusion of the right lumbar back, contusion of a kidney, and fracture of the transverse processes at L-1 and L-2. He was observed at the hospital for approximately eleven hours for possible signs of hidden hemorrhage or other findings, which did not develop, and then released on medication.
Plaintiff was seen the following morning by Dr. Mabey. At that time there were no additional complaints. He was advised to rest and use a rib belt for mobility and support. Tablets for pain and butazolidin (an analgesic, but primarily anti-inflammatory medication) were prescribed.
Thereafter, Dr. Mabey saw plaintiff on approximately four occasions. He improved considerably and, because he was very desirous of returning to work, on May 29 he was told he could return to limited physical activities. When last seen by Dr. Mabey for this accident on June 13, 1972 plaintiff was markedly improved. He was advised to gradually increase physical activities, but to avoid lifting and climbing and to return in two or three weeks to make sure he was doing well as he increased his job performance.
Plaintiff did not return to see Dr. Mabey. As he had been on only light duties at the time last seen, Dr. Mabey did not express an opinion as to whether or not he could perform the full duties of a carpenter. The doctor was aware of the fact that plaintiff did have spondylolisthesis, a congenital condition of the lumbar spine not in any way caused by the accident. Dr. Mabey was of the opinion plaintiff's fall had not aggravated the spondylolisthesis.
Plaintiff returned to his employment with Andres as a carpenter on June 8, 1972, doing light work for six weeks to two months and then returning to full duties. He worked until December 8, 1972 when he left the job. Andres testified plaintiff sometimes, but not always, complained of back pain; at times he worked as a foreman; and during the fourteen year period he had worked for Andres, plaintiff had gone to sea on one occasion. Andres described plaintiff as an excellent and dependable worker and stated that when plaintiff left the job in December he told Andres he was tired of carpentry and wanted to go back to sea.
On August 8, 1972, three months after the accident, plaintiff saw Dr. Stuart I. Phillips, an orthopedic surgeon, with complaints of pain related to bending and lifting. That doctor found plaintiff had limited motion and paravertebral muscle spasms on the right, with limitation mainly in the left lateral deviation and tenderness over the area of the back. X-rays showed the spondylolisthesis but did not show the fracture of the transverse processes at L-1 and L-2, four inches from the spondylolisthesis between L-5 and S-1. Dr. Phillips learned of the fracture from his reading of Dr. Mabey's report. He testified that many persons with this type of mechanical back injury and pain limit their activities, learn to live with the condition, and do quite well, while others go to surgery. He recommended plaintiff perform light labor which did not require heavy lifting or repetitive bending.
On December 8, 1972, Dr. Phillips found plaintiff's condition had worsened. The previous findings were again noted, additional x-rays were taken, and plaintiff was advised to limit his activities to light endeavors or have an operation to fuse the bone. At that time plaintiff was not interested in surgery, so the doctor agreed he should do light work. On August 20, 1973 plaintiff again saw Dr. Phillips with complaints of pain related to activity and relieved by rest. The physical examination and x-rays remained unchanged. On June 10, 1974 plaintiff complained of pain when he was required to do heavier duties as a seaman. The examination and x-rays remained unchanged. On January 14, 1975 plaintiff returned to Dr. Phillips with the same complaints. The doctor felt it was a matter of determining if plaintiff could find a light enough job at sea or be retrained for light work on shore.
Dr. Phillips concluded plaintiff had a 15% disability of the back, and that he was unable to perform the full duties of a carpenter, both solely due to the spondylolisthesis. However, he stated it was common for spondylolisthesis to remain asymptomatic until an injury and then become symptomatic. In his opinion, this is what had occurred in the instant case, that plaintiff's spondylolethesis had been aggravated by the accident.
Plaintiff testified: He asked to be released from therapy and be allowed to return to light work because he was unable to support his family with only the compensation payments. He returned to light work in June. Thereafter, he performed his carpentry duties in pain. In December, on the advice of Dr. Phillips, he left his employment as a carpenter because of the pain and sought work as a seaman which he knew from previous experience to be lighter work than that of a carpenter. He prefers to work as a carpenter, but is unable to bend, stoop and lift to the same extent as before the accident. He finds the duties of a seaman different and less strenuous than that of a carpenter and continues to work as a seaman even though he cannot do that work without pain. However, since the accident in suit and despite that pain, he has shipped out on sixteen different occasions. On most of those occasions he was required to take pre-employment physical examinations which were fairly routine, including blood and blood pressure tests and the like, without x-rays. In connection with those examinations he did not disclose his back problem for fear he would not obtain the employment.
Our compensation act defines permanent total disability as the inability "to do work of any reasonable character." In the landmark case of Knispel v. Gulf States Utilities Company, Inc., 174 La. 401, 141 So. 9, the Supreme Court construed this statute to mean an employee is so disabled if he is unable to perform work of the same or similar description as that he was performing at the time of the accident. Our courts consistently have resisted all assaults on this position. The rule is stated in Bellard v. Insurance Company of North America, La.App., 193 So.2d 922, 923, as follows:
"Under the jurisprudence, a skilled or semi-skilled workman is regarded as totally disabled whenever an accident causes the loss of those physical faculties which had enabled him to earn a living performing the duties in which injured, even though despite his injuries he may be able to qualify and perform successfully other types of work."
See also Hebert v. Your Food Processing Warehouse, 248 La. 197, 177 So.2d 286; Ordoyne v. Wilson, La.App., 262 So.2d 82; Castile v. H. E. Wiese, Inc., La.App., 231 So.2d 406; Cooley v. Insurance Company of North America, La.App., 216 So.2d 388; Roberie v. Ashy Construction Company, La.App., 215 So.2d 857; Mouton v. Habetz, La.App., 215 So.2d 363; Gallow v. Wilson P. Abraham Construction Company, La.App., 197 So.2d 680, and Landry v. Central Excavation Company, La.App., 196 So.2d 571.
Another rule pertinent here is that the workman is considered disabled if as a result of the industrial accident he cannot perform his work without substantial pain.
Reeves v. Russo, La.App., 302 So.2d 332; Ordoyne v. Wilson, supra, footnote 3; Rutherford v. Dixie Concrete, Inc., La.App., 222 So.2d 508; Meche v. Employers Liability Assurance Corp., La.App., 206 So.2d 152; LaRosa v. Insurance Company of North America, La.App., 206 So.2d 135; Murphy v. Baton Rouge Coca-Cola Bottling Company, La.App., 165 So.2d 636, and Veillion v. Knapp East, La.App., 158 So.2d 336.
As shown by his written Reasons for Judgment, the trial judge awarded plaintiff compensation at the rate of $49 per week for 140 weeks, or $6,860, less $1,127 compensation previously paid. He limited compensation to 140 weeks on the ground that January 15, 1975 was the last time Dr. Phillips had seen plaintiff. He was of the opinion plaintiff was not totally and permanently disabled because he had been able to perform his duties as a merchant seaman for approximately two years, passing physical examinations in the interim.
It would seem the position of merchant seaman involves as much hard labor as that of a carpenter, but the record discloses the contrary was so in this case. Plaintiff testified he worked first as an ordinary seaman and later as an able bodied seaman. His duties, as described by him, were lighter and less laborious, and involved less of the back movements which primarily caused the pain, than his work as a carpenter. That testimony is supported by two of his witnesses, a business representative of the carpenter's union and an assistant port agent, and the record contains no evidence to the contrary. In addition, we note that the only medical evidence on the subject, the testimony of Dr. Phillips, is that plaintiff is unable to perform the full duties of a carpenter due to the fact that his spondylolethesis had been aggravated by the accident and we are satisfied that plaintiff did perform his duties, both as a carpenter and as a seaman, in substantial pain. Accordingly, we award him compensation for permanent total disability.
We find no merit in plaintiff's second contention relative to penalties and attorney's fees. The last medical report received by the defendant insurer from Dr. Mabey stated plaintiff had returned to work and had been advised to perform light duties for the next two weeks. Compensation payments had been started on May 16 and were paid until October 17, 1972, a total of twenty-three weeks. The payments were not stopped until after plaintiff had resumed his duties as a carpenter. There was no demand to reinstate payments until receipt of a letter from plaintiff's attorney in September, 1973. This demand was denied because plaintiff was at sea and expected to remain there for eighteen months, so that the defendant insurer did not have an opportunity to have him examined by a physician of its choice. The same inability to have plaintiff examined was present with regard to information from Dr. Phillips, plaintiff's physician, relative to the 15% disability estimated by that doctor. Under these circumstances, refusal to pay additional benefits was not arbitrary, capricious or without probable cause.
The applicable statute, LSA-R.S. 22:658, provides for penalties and attorney's fees for failure to make payment within sixty days after receipt of proofs and demand therefor "when such failure is found to be arbitrary, capricious, or without probable cause."
For the reasons assigned, the judgment appealed from is affirmed in part and reversed in part, and it is now ordered that there be judgment in favor of plaintiff, Arnold Bustillo, and against the defendants, Boudreaux and Dane Construction Company, and General Accident, Fire Life Assurance Corporation Ltd., in solido, for compensation at the rate of $49 per week and continuing for the duration of the disability, not to exceed 500 weeks, with legal interest on each past due installment from its due date until paid, subject to a credit for compensation previously paid. In all other respects the judgment is affirmed. Costs in this court are to be paid by the defendants-appellees.
AFFIRMED IN PART; REVERSED IN PART.
BEER and BOUTALL, JJ., dissent in part and concur in part.
ORDER
The defendants-appellees have filed an application for reargument and, alternatively, for a rehearing in this matter. They base their request for re-argument on Article 5, Section 8(B) of the Louisiana Constitution of 1974, which, in pertinent part, provides: "However, when a judgment of a district court is to be modified or reversed and on judge dissents, the case shall be reargued before a panel of at least five judges prior to rendition of judgment, and a majority must concur to render judgment."
In this matter, a majority of the three judge panel which originally heard the case were of the opinion the judgment should be affirmed in part and reversed in part. The other judge on the panel dissented in part. Accordingly, the matter was submitted to a five judge panel prior to rendition of judgment as required by the above quoted constitutional provision. However, through inadvertence, counsel were not notified of the submission to the five judge panel and, consequently, had no opportunity to reargue before that panel.
Under these circumstances, we must recall and set aside our August 31, 1976 opinion and decree so that the parties may have a full opportunity to exercise the above discussed right of re-argument. Accordingly,
IT IS ORDERED that our opinion and decree in this matter, handed down on August 31, 1976, be and the same are now recalled and set aside; and
IT IS FURTHER ORDERED that this matter be re-argued, on briefs only, before a panel of five judges of this court. If they desire to do so, the parties may submit additional briefs not later than September 30, 1976.
Both counsel have agreed to submit the re-argument on briefs only.
ON RE-ARGUMENT
Re-argument of this matter having been heard by the original five judge panel, with the majority of that panel adhering to the original decree and to the views expressed in the original opinion:
Our original decree is reinstated and made the judgment of this court.
ORIGINAL DECREE REINSTATED.
In his written reasons for judgment, the able trial judge states:
"The Court is of the opinion that the plaintiff sustained the injuries complained of in an accident occurring while he was employed for carpentry work by defendant, Boudreaux and Dane Construction Company. Viewing his medical treatment and the opinions of the physicians who testified in this case, either in court or by deposition, the most favorable opinion that can be rendered in favor of plaintiff is that he had a disability from the date of injury until January 17, 1975 or a total of 140 weeks. The Court considers this to be in line with the testimony and the evidence obtained at the trial. The Court is also aware that it is under a duty to interpret the medical opinions in a light most favorable to the injured employee. This duty is fulfilled by accepting Dr. Phillips testimony relative to the length of disability of this plaintiff as set out herein above. It is interesting to note that in September of 1972 the plaintiff went to Ochsner Foundation Hospital for treatment for a scalp wound and did not complain of his back at that time. Additionally, he gave his employment as a carpenter working for Mr. Anders.
"The plaintiff also performed his duties as a merchant seaman continuously from the date of January 1973 through the date of his trial. Testimony was adduced to the effect that he did not have to do anything physical to earn his money. It strains the imagination of the Court to believe that a man could hold down the position of merchant seaman for two (2) years, passing physical examinations in the interim, and be totally and permanently disabled from doing physical labor."
A careful examination of the record leads me to the conclusion that the trial court's findings are not manifestly erroneous. When, therefore, I accord them the "great weight" to which they are, by mandate, entitled, I conclude that the trial court's judgment should be affirmed. Thus, I am obliged to respectfully dissent from that portion of the opinion of my brothers which sets aside the award made by the trial court and substitutes an award for 500 weeks.
I concur in that portion of the majority opinion which concludes that there is no merit to appellant's contention relative to penalties and attorneys' fees, but dissent from the holding that costs in this court should be paid by defendant-appellee.
BOUTALL, Judge (dissenting in part and concurring in part).
I dissent in part and concur in part for the reasons expressed by Judge Beer.
We dissent in part and concur in part for the reasons previously expressed.