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Brooks v. Wachovia Bank

United States Court of Appeals, Third Circuit
Feb 18, 2009
312 F. App'x 494 (3d Cir. 2009)

Opinion

No. 07-4026.

Argued February 5, 2009.

Opinion filed: February 18, 2009.

On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. No. 06-cv-00955), District Judge: Hon. James T. Giles.

Ann Miller, Esquire (Argued), Ann Miller, LLC, Philadelphia, PA, Richard D. Greenfield, Esquire, Greenfield Goodman, New York, NY, for Appellant.

Donna M. Doblick, Esquire (Argued), Mary J. Hackett, Esquire, Gregory B. Jordan, Esquire, Reed Smith, LLP, Pittsburgh, PA, for Appellee.

Before: RENDELL and ROTH, Circuit Judges, HAYDEN, District Judge.

Honorable Katharine S. Hayden, United States District Judge for the District of New Jersey, sitting by designation.

OPINION


This case centers on the preclusive effect of a 2003 settlement between defendant Wachovia Bank and the Parsky plaintiffs, a class of fund beneficiaries that included instant plaintiff Ralph Brooks. See Parsky v. Wachovia Bank, Feb. 2000 Term, No. 000771 (Phila. County Ct. Com. Pl). The District Court dismissed Brooks's class action claims, finding them barred by the broad release executed in Parsky. On appeal, Brooks argues that the District Court misrepresented the allegations in his complaint, took too broad a view of the Parsky release, and engaged in improper factfinding. Brooks also challenges the adequacy of the notice he received concerning the Parsky release.

The District Court had jurisdiction pursuant to 18 U.S.C. § 1964, 28 U.S.C. § 1331, 28 U.S.C. § 1332(d), and 28 U.S.C. § 1367. We have jurisdiction pursuant to 28 U.S.C. § 1291. We have carefully considered the appellate briefs of the parties and the record, including the very thorough memorandum opinion of the District Court. For essentially the reasons stated by the District Court, we will affirm its September 14, 2007, 2007 WL 2702949, dismissal of Brooks's claims.


Summaries of

Brooks v. Wachovia Bank

United States Court of Appeals, Third Circuit
Feb 18, 2009
312 F. App'x 494 (3d Cir. 2009)
Case details for

Brooks v. Wachovia Bank

Case Details

Full title:Ralph BROOKS, Jr. On Behalf of Himself and all Others Similarly Situated…

Court:United States Court of Appeals, Third Circuit

Date published: Feb 18, 2009

Citations

312 F. App'x 494 (3d Cir. 2009)