Opinion
6438
05-29-2018
Schoeman Updike Kaufman & Gerber LLP, New York (Beth L. Kaufman of counsel), for appellant. Law Office of Michelle F.P. Roberts, New York (Michelle F.P. Roberts of counsel), for respondent.
Schoeman Updike Kaufman & Gerber LLP, New York (Beth L. Kaufman of counsel), for appellant.
Law Office of Michelle F.P. Roberts, New York (Michelle F.P. Roberts of counsel), for respondent.
Richter, J.P., Gesmer, Oing, Singh, Moulton, JJ.
Order, Family Court, New York County (J. Machelle Sweeting, J.), entered on or about February 9, 2017, which, to the extent appealed from as limited by the briefs, dismissed appellant mother's motion for fees in the amount of $174,000, unanimously reversed, on the law and the facts, without costs, the motion granted to the extent of remanding the matter for a hearing to determine the amount of counsel fees to be awarded.
Appellant mother and respondent father have a child together, and in 2014, the father filed a custody petition. The mother cross-moved for custody and sought interim counsel fees. The father cross-moved for counsel fees and filed an affirmation in opposition to the mother's application for interim counsel fees. The parties arrived at a settlement that resolved the issues in the custody matter, but left counsel fees to the court's determination. The mother sought counsel fees of $174,000, which the mother claims are attributable to the custody matter. The court denied the mother's request for counsel fees because, among other reasons, she retained private counsel althoughshe was unemployed at the onset of the litigation. Further, at the time the decision was rendered, she earned an annual gross income of $44,000, and the father was unemployed. The court also held that the conduct of the parties throughout the custody matter did not support an award of counsel fees because it found no evidence that the father unnecessarily prolonged the litigation or that he caused undue fees to accrue in the litigation.
The mother made several interim counsel fee applications, but they were not decided while the custody issue was pending.
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On appeal, the father contends that the court's ruling is correct because he did not unduly prolong the litigation or unnecessarily cause legal fees to accrue, and the employment statuses of the parties did not make the mother the less monied spouse. Further, the father contends he should not be obligated to pay rates of private counsel when the mother did not attempt to mitigate her legal expenses by retaining more affordable counsel based on her financial circumstances. However, if this court finds that the mother is entitled to an amount of counsel fees, he contends he is entitled to a hearing to determine the amount.
The purpose of awarding counsel fees is to further the objectives of "litigational parity" and prevent a more affluent spouse from considerably wearing down the opposition ( O'Shea v. O'Shea , 93 N.Y.2d 187, 193, 689 N.Y.S.2d 8, 711 N.E.2d 193 [1999] ); see Gottlieb v. Gottlieb, 138 A.D.3d 30, 25 N.Y.S.3d 90 [1st Dept. 2016], lv dismissed 27 N.Y.3d 1125, 36 N.Y.S.3d 880, 57 N.E.3d 73 [2016] ). In its dismissal of the mother's motion for counsel fees, the court unduly relied upon the financial circumstances of the parties at the time it rendered its decision rather than weighing the historical and future earning capacities of both parties (see Saunders v. Guberman, 130 A.D.3d 510, 511, 14 N.Y.S.3d 334 [1st Dept. 2015] ). Here, although the father was unemployed at the time the court's decision was rendered, and the mother had secured employment, the father earned considerably more than the mother during the course of their relationship and has significantly more expected earning capacity than the mother. Indeed, the financial and tax documents in the record support such a conclusion.
The father, however, is entitled to a hearing so that the relative financial positions of the parties and the value and extent of the counsel fees requested can be examined (see Olsan v. Olsan , 100 A.D.2d 776, 474 N.Y.S.2d 57 [1st Dept. 1984], appeal dismissed 63 N.Y.2d 649, 479 N.Y.S.2d 521, 468 N.E.2d 703 [1984] ; see also Charpie v. Charpie, 271 A.D.2d 169, 710 N.Y.S.2d 363 [1st Dept. 2000] ). While an evidentiary hearing is not required prior to making an interim award, it is required here since the mother is seeking fees following the final resolution of the case (see Meyer v. Meyer, 229 A.D.2d 354, 645 N.Y.S.2d 793 [1st Dept. 1996] ). Though the father did not formally request, by motion, a hearing on counsel fees, he did contest the mother's application for counsel fees in an affirmation in opposition to her application, and thus did not waive his right to a hearing (see Mazin v. Mazin, 93 A.D.2d 881, 461 N.Y.S.2d 735 [2d Dept. 1983] ). The fees here are significant and the father has raised questions about the bills. Moreover, in assessing the father's contentions that the mother overlitigated this matter, we would need to consider what the father spent on legal fees. That information cannot be ascertained on this record.
Accordingly, we remand this proceeding.