Opinion
No. 214, 2009.
Submitted: April 28, 2010.
Decided: July 6, 2010.
Court Below: Superior Court of the State of Delaware, in and for New Castle County, Cr. No. 0711035471.
Upon appeal from the Superior Court. REVERSED and REMANDED.
Nicole M. Walker, Esquire, Office of the Public Defender, Wilmington, Delaware, for Appellant.
James T. Wakley, Esquire, Department of Justice, Wilmington, Delaware, for Appellee.
Before STEELE, Chief Justice, BERGER and RIDGELY, Justices.
In this criminal appeal, we consider the extent to which the trial court must investigate allegations of juror misconduct. After the jury had returned its verdict, one of the jurors in this case informed the Superior Court that another juror had discussed facts bearing on appellant's guilt with a member of the juror's family. The court interviewed three jurors, and confirmed that one juror discussed certain relevant facts with his son. In addition, the court learned that the tainted juror discussed his son's information with other jurors. But the trial court did not interview any other jurors to determine whether they were given any substantive information, and, if so, whether they considered it in reaching their verdict. As a result, because of the insufficiency of the record, we must conclude that appellant was denied his right to be tried by an impartial jury. Accordingly, we reverse.
FACTUAL AND PROCEDURAL BACKGROUND
Deon Black was indicted for possession with intent to deliver cocaine and possession of a controlled substance within 300 feet of a park. At trial, police officers testified that they observed Black engage in a "hand-to-hand" transaction with another man in an orange sweatshirt. They did not see what, if anything, was exchanged, but they did see Black kneel down near the base of a tree both before and after the transaction with the other man. Black was arrested a few minutes later, and the police recovered a plastic bag containing 44 smaller plastic bags of crack cocaine near the tree. They also found $625 in Black's possession. The jury began deliberations at the end of the first day of trial. The next day, after more deliberations, the jury returned a verdict of guilty on both charges.
After the trial ended, a juror (Juror #1) told a bailiff that another juror (Juror #2) had discussed the case with a roommate over the phone. The trial court questioned both jurors in the presence of the State and defense counsel Juror #1 knew nothing more than what she told the bailiff. Juror #2 testified that she only told her roommate about her participation in a criminal trial, without discussing anything about the case. She also confirmed that the discussion with her roommate did not influence her decision at all.
Juror #2 did raise another problem, however. She testified that, on the second day of deliberations, a third juror (Juror # 3) told the rest of the jury that he spoke with his spouse about the case the night before, because he was unsure of what to do. Juror #2 also testified that Juror #3 may have discussed the information he learned with a few jurors when the jury split up into smaller groups during their deliberations.
It took some time to identify Juror #3, and to get him to appear in court. Approximately three months after the trial, the court interviewed Juror #3. At first, he denied having discussed the case with anyone outside of the jury room. On further questioning, he admitted that he asked his son (a recovering drug addict) about drugs and drug dealers. The juror explained that he was not sure whether Black possessed the drugs for his personal use or for sale, so he asked his son about drug quantities. Juror #3 said that his son "didn't help me much," but that he "did tell me pretty much what the . . . narcotic agent says. It's usually in a bunch of different baggies. If they have that many different baggies, they're intending to sell it."
Appellant's Appendix, A-50.
The juror testified that his son's information did not affect his decision. He explained that, after the first day of deliberations, "there was two or three of us that were holding it up, but after we had talked and deliberated, pretty much made it, you know convinced us." Although he said that his son's information did not affect him, Juror #3 did "mention" to the rest of the jurors that he had discussed the case with his son. He could not remember exactly what he told them, but the juror did not believe he used his son's exact words. When asked whether he disclosed, even generally, the information he learned from his son, Juror #3 could not remember.
Ibid.
The trial court did not interview any other jurors, and denied Black's motion for a mistrial. This appeal followed.
DISCUSSION
Both the Delaware and United States Constitutions guarantee defendants the right to an impartial jury. In Flonnory v. State, this Court reviewed the history of jury trials and explained:
U.S. Const. Amend. 6; Del. Const. Art. 1, § 7.
778 A.2d 1044, 1051-53 (Del. 2001).
The right to a fair trial before an impartial jury of one's peers is fundamental to the American criminal justice system.
* * *
An essential ingredient of this right is for jury verdicts to be based solely on the evidence presented at trial. The accused's rights to confrontation, cross-examination and the assistance of counsel assure the accuracy of the testimony the jurors hear and safeguard the proper admission of other evidence. These rights can be exercised effectively only if evidence is presented to the jury only in the courtroom.
Thus, the right to an impartial jury is compromised if even one juror is improperly influenced. But it is difficult to determine whether the jury is tainted, because, as a matter of common law, jurors may not impeach their own verdict. D.R.E. 606(b) codifies the common law prohibition, but also provides an exception:
Styler v. State, 417 A.2d 948, 951-952 (Del. 1980).
Sheeran v. State, 526 A.2d 886, 894 (Del. 1987).
[A] juror may testify on the question whether extraneous prejudicial information was improperly brought to the jury's attention or whether any outside influence was improperly brought to bear upon any juror.
To succeed on a claim of improper jury influence, the defendant must either prove that he was "identifiably prejudiced" by the juror misconduct or the existence of "`egregious circumstances,' — i.e., circumstances that, if true, would be deemed inherently prejudicial so as to raise a presumption of prejudice in favor of defendant." The presumption of prejudice can be rebutted by a post-trial investigation conducted by the trial judge.
Sykes v. State, 953 A.2d 261 (Del. 2008).
Remmer v. United States, 347 U.S. 227, 229, 74 S.Ct. 450, 98 L.Ed. 654 (1954) (Burden shifts to "the Government to establish . . . that such contact with the juror was harmless to the defendant.").
Black argues that Juror #3's conduct satisfied the "egregious circumstances" test. We agree. The tainted juror was unsure whether Black should be convicted of possession with intent to deliver cocaine or simple possession. He sought additional information from his son, a recovering drug addict, who arguably is an expert on this issue. Although Juror #3 told the court that his son's information "didn't help me much," he thought it was worth mentioning to the rest of the jury when deliberations resumed the next day.
We do not know exactly what Juror #3 told the other members of the jury, because Juror #3 said he could not remember. But we know that the information he obtained from his son at least corroborated the testimony presented during the trial by the police expert. We also know that, at the end of the first day of deliberations, there were two jurors, in addition to Juror #3, who were not convinced that Black was guilty of possession with intent to deliver. They became convinced after Juror #3 made his statement to the jury. This record establishes a presumption of prejudice because the extraneous information obtained by Juror #3 bears directly on a disputed element of the offense, and because Juror #3 told the entire jury something about that extraneous information. The question thus becomes whether that presumption has been overcome.
The record establishes two potential sources of prejudice. The first is the possible influence the extraneous information had on Juror #3. The trial court found that Juror #3 received "little, if any, actual guidance" from the information provided by his son. That statement, alone, indicates that Juror #3 was tainted to some extent. But Juror #3 said that his son's information did not affect his decision, and the trial court apparently accepted his statement. Assuming that the trial court found no impact, rather than "little, if any," that finding would rebut the presumption of prejudice as it relates to Juror #3. There are two other jurors, however, that were undecided about the same issue that troubled Juror #3 — whether the quantity of drugs was enough to find possession with intent to deliver cocaine. The record relating to those two jurors is extremely limited. We know that Juror #3 told them something about what Juror #3's son said. Whether they were influenced, or not, is unknown.
We appreciate the trial court's reluctance to delve into these matters. Jurors should not expect that, in addition to their service as jurors, they will have to be witnesses at a post-verdict hearing. The trial court has discretion to decide that allegations of juror misconduct are not sufficiently credible or specific to warrant investigation. Here, however, the trial court undertook a limited inquiry and learned that one juror had obtained extraneous information on a critical issue in the trial.
Lovett v. State, 516 A.2d 455, 475 (Del. 1986).
Having found juror misconduct, it was incumbent on the trial court to determine whether Black was prejudiced. The trial court evaluated the information it had, and determined that Black was not prejudiced. But the trial court did not have all the information. Juror #3 admitted that he told the rest of the jury about his discussion with his son. Juror #3 was evasive, or at least forgetful, when asked exactly what he told the jurors. As a result, the trial court was required to find out whether the other jurors were prejudiced by the extraneous information provided by Juror #3. Failing to conduct that additional investigation requires reversal because, after finding juror misconduct, there is no record that all the jurors remained impartial.
Diaz v. State, 743 A.2d 1166 (Del. 1999). (Reversal required because trial court failed to question other jurors, issue curative instruction, or take remedial action after a Spanish speaking juror gave the other jurors a translation of certain testimony that differed from the official translator's translation.).