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Baum v. State

Supreme Court of Indiana
Feb 7, 1989
533 N.E.2d 1200 (Ind. 1989)

Summary

holding that post-conviction proceedings are not subject to Sixth Amendment or Article I, section 13 guarantees

Summary of this case from Matheney v. State

Opinion

No. 29S00-8801-PC-57.

February 7, 1989.

Appeal from the Hamilton Superior Court No. 1, Donald E. Foulke, J.

Gerald M. DeWester, Noblesville, for appellant.

Linley E. Pearson, Atty. Gen., Michael Gene Worden, Deputy Atty. Gen., Indianapolis, for appellee.


This is an appeal from the denial of appellant's second post-conviction relief petition. In 1975, appellant was tried before a jury on a charge of First Degree Murder. He was found guilty of Second Degree Murder and sentenced to life imprisonment. We affirmed his conviction on direct appeal Baum v. State (1976), 264 Ind. 421, 345 N.E.2d 831. Later in 1976, appellant filed his first petition for post-conviction relief, which was denied after a hearing in 1977. We affirmed that denial in Baum v. State (1978), 269 Ind. 176, 379 N.E.2d 437. Appellant filed his second post-conviction relief petition in 1986, alleging ineffective assistance of counsel at his trial and at his first post-conviction relief proceeding. After a hearing in 1987, the trial court denied the petition, resulting in the instant appeal.

Appellant contends the trial court erred in denying his second petition for post-conviction relief by finding he was not denied effective assistance of counsel for his first petition.

Under Ind.R.P.C.R. 1, § 1, a petitioner is authorized to challenge his conviction and sentence. Appellant's petition does not do this. Instead he presents a collateral attack upon a prior court judgment denying post-conviction relief. His collateral attack alleges defective performance of counsel at a prior post-conviction hearing. The petition poses no cognizable grounds for post-conviction relief, and it therefore was subject to being denied without a hearing per Ind.R.P.C.R. 1, § 4(e). If a convicted person wishes to challenge the performance of his defense counsel at a trial upon criminal charges, he may do so. If such challenge is included in the second petition for post-conviction relief, the claim then is properly subject to waiver or res judicata. Tillman v. State (1987), Ind., 511 N.E.2d 447.

Appellant's attempt in this instance should not receive sanction because it results in an avoidance of legitimate defenses and thus constitutes an abuse of the post-conviction remedy. Any determination of merit of appellant's claim would require creation of legal standards to be applied when judging the performance of counsel in prosecuting a petition under Ind.R.P.C.R. 1. All of appellant's assertions in his petition, which resulted in the judgment challenged in this appeal, are made to demonstrate that his counsel's performance in prosecuting his first petition for post-conviction relief was defective.

The right to counsel in post-conviction proceedings is guaranteed by neither the Sixth Amendment of the United States Constitution nor art. 1, § 13 of the Constitution of Indiana. A petition for post-conviction relief is not generally regarded as a criminal proceeding and does not call for a public trial within the meaning of these constitutional provisions. Carman v. State (1935), 208 Ind. 297, 196 N.E. 78. It thus is not required that the constitutional standards be employed when judging the performance of counsel when prosecuting a post-conviction petition at the trial level or at the appellate level.

We therefore apply a lesser standard responsive more to the due course of law or due process of law principles which are at the heart of the civil post-conviction remedy. We adopt the standard that if counsel in fact appeared and represented the petitioner in a procedurally fair setting which resulted in a judgment of the court, it is not necessary to judge his performance by the rigorous standard set forth in Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674.

The post-conviction court is affirmed.

SHEPARD, C.J., and DeBRULER, PIVARNIK and DICKSON, JJ., concur.


Summaries of

Baum v. State

Supreme Court of Indiana
Feb 7, 1989
533 N.E.2d 1200 (Ind. 1989)

holding that post-conviction proceedings are not subject to Sixth Amendment or Article I, section 13 guarantees

Summary of this case from Matheney v. State

adopting the standard that if counsel in fact appeared and represented the petitioner in a procedurally fair setting which resulted in a judgment of the court, nothing requires judging his performance by the rigorous standard set forth in Strickland

Summary of this case from Haase v. Weber

noting the different standard in Indiana law from Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674

Summary of this case from Isom v. State

declining to apply Strickland 's "rigorous standard" to assess the performance of counsel in post-conviction cases

Summary of this case from A.M. v. State

In Baum, we held that a petition alleging defective performance of counsel at a prior post-conviction hearing "poses no cognizable grounds for post-conviction relief."

Summary of this case from Matheney v. State

In Baum, 533 N.E.2d at 1201, our supreme court held that because a post-conviction proceeding is not a criminal matter to which a constitutionally based right to counsel attaches, the Strickland constitutional standards for assessing the performance of counsel do not apply to the performance of post-conviction counsel.

Summary of this case from Tidwell v. State

observing that the "right to counsel in post-conviction proceedings is guaranteed by neither the Sixth Amendment of the United States Constitution nor [Article 1, section 13] of the Constitution of Indiana"

Summary of this case from Beasley v. State

In Baum, the court laid down the rule that the "rigorous standard [of counsel's performance] set forth in Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674" does not apply in post-conviction proceedings because the right to counsel in those proceedings is guaranteed by neither the United States nor the Indiana Constitution.

Summary of this case from Radford v. State

In Baum v. State (1989), Ind., 533 N.E.2d 1200, our supreme court enunciated a different standard of reviewing post conviction counsel's effectiveness. If counsel appeared and represented the petitioner in a procedurally fair setting, then counsel is judged to be effective.

Summary of this case from Stewart v. State

In Baum our Supreme Court held that a post-conviction petitioner may not present a collateral attack upon the denial of a previous post-conviction petition.

Summary of this case from Smith v. State
Case details for

Baum v. State

Case Details

Full title:EDWIN PAUL BAUM, APPELLANT, v. STATE OF INDIANA, APPELLEE

Court:Supreme Court of Indiana

Date published: Feb 7, 1989

Citations

533 N.E.2d 1200 (Ind. 1989)

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