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Balli v. Haynes

United States Court of Appeals, Fifth Circuit
Nov 14, 1986
804 F.2d 306 (5th Cir. 1986)

Opinion

No. 86-1028. Summary Calendar.

November 14, 1986.

American Civil Liberties Foundation of Texas, Inc., James C. Harrington, Austin, Tex., for plaintiff-appellant.

Jim Mattox, Atty. Gen., Michael F. Lynch, Asst. Atty. Gen., Austin, Tex., for defendants-appellees.

Appeals from the United States District Court for the Northern District of Texas.

Before RUBIN, RANDALL and HIGGINBOTHAM, Circuit Judges.


The decision of this court in Bush v. Viterna forecloses the claim that the Texas Commission on Jail Standards or its director may be held liable in damages for violation of 42 U.S.C. § 1983 on the basis of their alleged failure to fulfill the duties imposed on the Commission by state law. We therefore affirm the district court judgment dismissing the claims against the Commission's director.

795 F.2d 1203 (5th Cir. 1986).

Mario Balli committed suicide in the Tom Green County (Texas) jail. His mother, Maria Balli, filed suit seeking damages for alleged constitutional violations of her son's rights in the conditions of his confinement that resulted in his death and, invoking the class action provisions of Federal Rule of Appellate Procedure, Rule 23, seeking declaratory and injunctive relief. She named as defendants various county officials, the Texas Commission on Jail Standards, and the Commission's director, Robert O. Viterna.

Viterna and the Commission moved to dismiss the complaint both because it failed to state a claim for which relief could be granted and because it failed to state specific facts that would establish her right to recover, as required by us in Elliot v. Perez. Thereafter, Balli sought to amend her pleadings. Without ruling on her motion to do so, the district court dismissed these two defendants without prejudice because of the lack of particularity in the pleadings. It later entered a certificate pursuant to Federal Rule of Appellate Procedure 54(b) making the dismissal appealable. Balli appeals the judgment as to Viterna only, individually and in his capacity as Commission director.

751 F.2d 1472 (5th Cir. 1985).

After the district court had entered judgment, this appeal had been taken, and the initial briefs had been filed, a panel of this court held in Bush v. Viterna, n. 1 that neither the Commission nor its director could be liable for a violation of federal constitutional rights by virtue of the duties imposed on them by state law. The court first examined the Texas statutory scheme and concluded that, although the Commission had the duty to promulgate jail standards, it had no duty to enforce those standards. Rejecting the argument that the Commission might be liable for failure to perform the alleged state-imposed supervisory duty, the court concluded that, even "accepting for now the concept that the breach of a state-imposed duty can cause a constitutional tort, . . . the necessary causal relationship is absent when a state duty to regulate, monitor, inspect, or advise is not accompanied by an obligation to extirpate constitutionally substandard conditions or activities that may be encountered."

Id. at 1208.

The court stressed "the different roles that state and federal law play in the analysis of constitutional torts," and the absence of any "causal relationship" between the breach of a duty by Viterna to enforce state standards and unconstitutional jail conditions in a particular county. Although the district court ruling was not based on the failure of the complaint to state a claim, Bush makes that ground for dismissal so clear that it would be futile for us to consider the other grounds for appeal and, if we found them valid, to remand for reconsideration of this issue.

Id.

Balli seeks to distinguish Bush because the county defendants in this case rely on the fact that they were acting in accordance with the Commission's standards to show they had not violated the federal constitution. That argument is itself a nonsequitur for it necessarily follows from the holding in Bush that the violation of state standards does not per se violate the federal Constitution. State standards do not establish federal constitutional standards. Under Texas law, county officials are responsible for jail conditions. We intimate no opinion whether the conditions for which they are responsible do or do not meet federal constitutional requirements.

See Tex.Rev.Civ.Stat.Ann. art. 5115 (Vernon Supp. 1986).

Recognizing the effect of Bush on her claim against Viterna, Balli urges us to certify to the Texas Supreme Court the question whether the Commission has a duty to enforce minimum federal constitutional standards. In Bush, however, the court stated, "[w]e think . . . that the meaning of the statute [defining the Commission's duties] is sufficiently clear that we ought to decide the federal questions that depend on its interpretation." It, therefore, refused to abstain until the state courts had interpreted the statute. There is no reason to find the statute less clear the second time around.

Bush is now the law of the circuit. For reasons stated in my dissent in Stern v. Tarrant County Hospital, and for other reasons that it would serve no real purpose to state, I would reach a different result if the question were now open, but I abide by the circuit law. Judges Randall and Higginbotham do not join in this paragraph for it reflects only my personal views.

778 F.2d 1052 (5th Cir. 1985) (en banc), cert. denied, ___ U.S. ___, 106 S.Ct. 1957 (1986).

For these reasons, the judgment is AFFIRMED.


Summaries of

Balli v. Haynes

United States Court of Appeals, Fifth Circuit
Nov 14, 1986
804 F.2d 306 (5th Cir. 1986)
Case details for

Balli v. Haynes

Case Details

Full title:ELENA CHAPA BALLI, FOR HERSELF AND CLASS MEMBERS, PLAINTIFF-APPELLANT, v…

Court:United States Court of Appeals, Fifth Circuit

Date published: Nov 14, 1986

Citations

804 F.2d 306 (5th Cir. 1986)

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