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Baez v. S.S. Kresge Co.

United States Court of Appeals, Fifth Circuit
Nov 6, 1975
518 F.2d 349 (5th Cir. 1975)

Summary

holding that there has not been an appearance merely because the plaintiff knew the defendant intended to resist the suit

Summary of this case from Meyers v. Hansen

Opinion

No. 74-3807. Summary Calendar.

Rule 18, 5 Cir.; see Isbell Enterprises, Inc. v. Citizens Casualty Company of New York et al., 5 Cir., 1970, 431 F.2d 409, Part I.

September 2, 1975. Rehearing Denied November 6, 1975.

William C. Dudley, Robert A. Skipworth, El Paso, Tex., for defendant-appellant.

Ramon Ramos, Jr., El Paso, Tex., for plaintiff-appellee.

Appeal from the United States District Court for the Western District of Texas.

Before BROWN, Chief Judge, and GODBOLD and GEE, Circuit Judges.



Baez, a Texas citizen, sued S. S. Kresge Co., a Michigan Corporation, in the Western District of Texas, alleging various tortiously caused injuries. Kresge's registered agent was served and mailed the papers to Kresge's Michigan home office. The home office, in turn, mailed the papers back to Texas so local counsel could conduct the litigation. It was one mailing too many, as the papers were lost until it was too late to prevent entry of a default judgment for Baez. Since finally recovering the papers, Kresge has done everything it can to get the judgment withdrawn, but we sustain the District Court's refusal to do so.

We have withheld this opinion pending a ruling by the district court on Kresge's motion to correct the record. The district court denied the motion as "without merit and we fully agree with this determination."

First, Kresge argues it was entitled to notice before the judgment was entered, because it had "appeared" in the case. F.R.Civ.P. 55(b)(2). H. F. Livermore Corp. v. Aktiengesellschaft Gebruder Loepfe, 1970, 139 U.S.App.D.C. 256, 432 F.2d 689, is cited for the proposition, which we might accept, that a 55(b)(2) "appearance" need not have been a formal Court appearance. In that case, however, the "appearance" was responsive to a formal action on plaintiff's part — namely, filing the complaint. Kresge would have us extend the rule to any case in which plaintiff knew defendant planned to contest the suit. We decline to do that, and hold — at least — that a 55(b)(2) "appearance" must be responsive to plaintiff's formal Court action.

Second, we are urged to overturn the District Court's declination to relieve Kresge under F.R.Civ.P. 60(b). Kresge argues it is entitled to relief under subparagraph (6), but we disagree. Because the Postal Service — not Kresge — was responsible, it says, that provision should be invoked. But that ignores the fact that both Kresge's registered agent, and its home office, possessed the papers in ample time to prevent its own injury. The Postal Service, therefore, cannot be burdened with the full blame. We think rather minimal internal procedural safeguards could and should have been established which would have prevented this loss.

Since Kresge's neglect was at least a partial cause, it must convince the Court that neglect was excusable before it can prevail. While the basic purpose of the default judgment is to protect parties from undue delay-harassment, of which Kresge might not appear to be guilty were we considering the question in the first instance, the District Court is vested with a substantial amount of discretion we will not lightly overturn. Since no abuse of that discretion has been demonstrated to us, we are constrained to affirm.

Affirmed.


Summaries of

Baez v. S.S. Kresge Co.

United States Court of Appeals, Fifth Circuit
Nov 6, 1975
518 F.2d 349 (5th Cir. 1975)

holding that there has not been an appearance merely because the plaintiff knew the defendant intended to resist the suit

Summary of this case from Meyers v. Hansen

holding that although the defendant received the complaint in a timely manner, the fact that the complaint was lost in the mail en route to defendant's counsel did not constitute excusable neglect

Summary of this case from Apartment Communities Corp. v. Martinelli

finding waiver of formal service not an "appearance"

Summary of this case from NAVA v. RM DETAILING, INC.

denying relief from default judgment and emphasizing that minimal internal procedural safeguards could and should have been established which would have prevented [the loss of motion papers when sent to defendant's attorney].

Summary of this case from Advanced Communication Design v. Premier Retail Networks

affirming district court's grant of default judgment even though service was properly executed

Summary of this case from Optigenex, Inc. v. FDL Fulfillment Servs.

In Baez, we affirmed the district court's refusal to grant relief under Rule 60(b), where the defendant failed to respond timely to the plaintiff's complaint because the Postal Service lost the suit papers and never delivered them to the defendant's home office.

Summary of this case from Rogers v. Hartford Life and Accident Ins. Co.

In Kresge, the fact that the key papers were alleged to have been lost in the mail was ruled insufficient to excuse the defendant's neglect, given the absence of internal company procedures to guarantee a response once the complaint had been delivered to the company's registered agent.

Summary of this case from Hritz v. Woma Corp.

defaulting party "possessed the papers in ample time to prevent its own injury" and could not simply shift the blame to negligent third-party: "minimal internal procedural safeguards could and should have been established which would have prevented th[e] loss"

Summary of this case from White Plains Hous. Auth. v. Getty Props. Corp.

declining to find the defendant's neglect excusable and grant relief where the default was due to a Postal Service error but the defendant had not instituted internal safeguards against such a possibility

Summary of this case from Champaneria v. Brachfeld Law Grp.

In Baez v. S.S. Kresge Co., 518 F.2d 349 (5th Cir. 1975), the court denied relief under Rule 60(b)(1) for Kresge's failure to respond to service of process.

Summary of this case from Kelly, Sutter, Mount Kendrick, P.C. v. Alpert

In Baez v. S.S. Kresge Co., 518 F.2d 349 (5th Cir. 1975), the defendant failed to actively defend itself after certain documents related to the litigation were lost in transit from the defendant's home office to local counsel.

Summary of this case from Cheryl Courts v. Michelson Realty Company

requiring responsiveness to plaintiff's formal court actions in order to establish a Rule 55(b) "appearance"

Summary of this case from Gandara v. Gandara
Case details for

Baez v. S.S. Kresge Co.

Case Details

Full title:TERESA BAEZ, INDIVIDUALLY AND AS NEXT FRIEND OF FRANCISCO BAEZ, JR.…

Court:United States Court of Appeals, Fifth Circuit

Date published: Nov 6, 1975

Citations

518 F.2d 349 (5th Cir. 1975)

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