Summary
rejecting argument that an evidentiary hearing was necessary to determine counsel's subjective reason for failing to object to jury procedure where conduct was objectively reasonable under the law
Summary of this case from Blakes v. ClarkeOpinion
No. 14-3495
07-20-2016
Billie Jerome Allen, Petitioner–Appellant, v. United States of America, Respondent–Appellee.
Counsel who presented argument on behalf of the appellant was Timothy P. Kane, AFPD, of Philadelphia, PA. Counsel who presented argument on behalf of the appellee was Carrie Costantin, AUSA, of Saint Louis, MO.
Counsel who presented argument on behalf of the appellant was Timothy P. Kane, AFPD, of Philadelphia, PA.
Counsel who presented argument on behalf of the appellee was Carrie Costantin, AUSA, of Saint Louis, MO.
Before WOLLMAN, MELLOY, and COLLOTON, Circuit Judges.
COLLOTON, Circuit Judge.
Billie Jerome Allen was convicted on two charges arising from an armed bank robbery that resulted in the death of a bank security guard, and he was sentenced to death. He later moved to vacate his sentence under 28 U.S.C. § 2255 on several grounds. The district court denied Allen's motion. We granted a certificate of appealability on one question: Whether Allen was denied effective assistance of counsel when his trial counsel failed to object to the empaneling of an anonymous jury. We conclude that counsel's failure to argue for an extension of the law to forbid the jury procedures in Allen's case did not constitute ineffective assistance of counsel, and we therefore affirm.
The Honorable E. Richard Webber, United States District Judge for the Eastern District of Missouri.
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In 1997, a grand jury charged Allen with killing a bank security guard in the course of an armed bank robbery, see 18 U.S.C. § 2113(a), (e), and using and carrying a firearm during and in relation to an armed bank robbery that resulted in a death by murder. See 18 U.S.C. § 924(c)(1), (j)(1). The government filed a timely notice of intent to seek the death penalty.
Before jury selection, in accordance with 18 U.S.C. § 3432, the district court ordered disclosure of the names and addresses of all venirepersons to Allen's counsel and the government. Each venireperson was given an identifying number, but the parties did not know which number was assigned to which name. The parties also received detailed questionnaires that the prospective jurors completed. On those documents, the jurors were identified only by number. Before voir dire , the court informed the prospective jurors that they would be identified only by number during court proceedings. The parties then addressed the prospective jurors by number and professed ignorance of their names. A jury was seated based on the use of numbers, and the case proceeded to trial in February 1998. The jury ultimately convicted Allen on both counts, and he was sentenced to death.
This court affirmed Allen's convictions and sentences on direct appeal. United States v. Allen , 406 F.3d 940, 942 (8th Cir. 2005) (en banc). Allen sought relief under 28 U.S.C. § 2255, and the district court denied the motion. Allen v. United States , No. 4:07CV00027 ERW, 2014 WL 2882495, at *160–61 (E.D. Mo. June 25, 2014). This court then granted a certificate of appealability on the question raised here.
Allen contends that his counsel was ineffective under the Sixth Amendment for failing to object to the empaneling of an anonymous jury. He argues that the district court erred in denying the claim and, at a minimum, should have held an evidentiary hearing to inquire into counsel's thought process. We review the district court's legal conclusions de novo . The decision to resolve a § 2255 motion without a hearing is reviewed for abuse of discretion, but whether a hearing was necessary depends in part on our de novo review of the court's ruling on the merits of the claim. Jeffries v. United States , 721 F.3d 1008, 1014 (8th Cir. 2013).
To establish a violation of the Sixth Amendment right to effective assistance of counsel, Allen must show that his trial counsel's performance was deficient and that Allen suffered prejudice as a result. Strickland v. Washington , 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Our scrutiny of counsel's performance is “highly deferential,” id. at 689, 104 S.Ct. 2052 ; the movant must show that counsel's performance fell “outside the wide range of professionally competent assistance” that is sufficient to satisfy the Sixth Amendment. Id. at 690, 104 S.Ct. 2052. The failure of counsel to anticipate a rule of law that has yet to be articulated does not render counsel's performance professionally unreasonable. Fields v. United States , 201 F.3d 1025, 1027–28 (8th Cir. 2000) ; see New v. United States , 652 F.3d 949, 952 (8th Cir. 2011) ; Anderson v. United States , 393 F.3d 749, 754–55 (8th Cir. 2005).
The dispute in this case centers on whether counsel should have objected to the empaneling of an “anonymous” jury. This court has approved the use of anonymous juries in certain circumstances and set forth factors to guide a determination about whether such a procedure is warranted. United States v. Darden , 70 F.3d 1507, 1532–33 (8th Cir. 1995). Allen argues that his counsel should have objected to the use of numbers to identify the jury on the ground that the procedure made the jury “anonymous,” and that the circumstances of this case did not justify the procedure. He contends that the use of numbers prejudiced his defense because the practice led the jury to believe that he was dangerous.
To examine the reasonableness of counsel's performance, we must consider the state of the law at the time of trial concerning whether a jury was properly characterized as “anonymous.” The two leading cases in the area were United States v. Lee , 886 F.2d 998 (8th Cir. 1989), and Darden, decided in 1995. In Lee, the trial judge assigned numbers to each member of the venire during jury selection and said that all references to the jurors would be by numbers. The defense possessed the names of the jurors, but it is unclear from the decision whether counsel knew which number corresponded to which name. On appeal, the defendants argued that the use of numbers to identify the jurors was an unconstitutional “anonymous” jury. This court rejected the claim, holding that there was “no prejudice in the court's procedure” because “defendants' counsel were provided with the names of the jurors.” Id. at 1001-02. The court in Darden then ruled that a jury was “anonymous” when a trial judge refused to disclose the names of the venirepersons to the parties. 70 F.3d at 1532.
Given the state of the law at the time of trial, it was not professionally unreasonable for counsel to forego an objection to the district court's procedure for identifying the jurors. Lee held that where a district court disclosed the names of jurors to defense counsel, but then identified the jurors in court only by number, there was “no prejudice in the court's procedure.” 886 F.2d at 1001–02. It was unsettled whether Lee should be limited to a case where the court also provides defense counsel with a list that shows which number has been assigned to which named juror. The opinion in Lee did not explain whether counsel possessed that information. Allen's counsel might have urged the district court to construe Lee narrowly and to extend Darden to a case where counsel was provided with the names of jurors but did not know which name matched which numbered juror in the courtroom. But the failure of counsel to argue for an extension of the law or a novel interpretation of circuit precedent is not constitutionally deficient performance. New , 652 F.3d at 952–53 ; Anderson , 393 F.3d at 754–55 ; Fields , 201 F.3d at 1027–28.
Allen complains that the district court at least should have held an evidentiary hearing to determine why trial counsel declined to object to the jury procedure. A petitioner is entitled to an evidentiary hearing on a § 2255 motion “[u]nless the motion and the files and records of the case conclusively show that the prisoner is entitled to no relief.” 28 U.S.C. § 2255(b). But “no hearing is required where the claim is inadequate on its face.” New , 652 F.3d at 954 (quotation omitted).
“The Strickland test ... is an objective one; as long as counsel performed as a competent lawyer would, his or her detailed subjective reasoning is beside the point.” Cofske v. United States , 290 F.3d 437, 444 (1st Cir. 2002) ; see Thomas v. Varner , 428 F.3d 491, 500–01 & n. 10 (3d Cir. 2005) ; Chandler v. United States , 218 F.3d 1305, 1315 & nn. 16–17 (11th Cir. 2000) (en banc); Bonin v. Calderon , 59 F.3d 815, 838 (9th Cir. 1995). “The relevant question is not whether counsel's choices were strategic, but whether they were reasonable.” Roe v. Flores – Ortega , 528 U.S. 470, 481, 120 S.Ct. 1029, 145 L.Ed.2d 985 (2000). In light of the circuit precedent in Lee and Darden, it was objectively reasonable for trial counsel to acquiesce in the district court's jury procedure. As in Brown v. United States , 311 F.3d 875, 878 (8th Cir. 2002), where a movant unsuccessfully attacked counsel's performance for failing to anticipate Apprendi v. New Jersey , 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), no evidentiary hearing was necessary to resolve the claim.
The judgment of the district court is affirmed.