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Alfaro v. Lewis

United States District Court, Ninth Circuit, California, N.D. California
Jun 18, 2013
C 12-1555 CRB (PR) (N.D. Cal. Jun. 18, 2013)

Opinion


CESAR ALFARO, Petitioner, v. GREG D. LEWIS, Warden, Respondent. No. C 12-1555 CRB (PR). United States District Court, N.D. California. June 18, 2013.

ORDER DENYING PETITION FOR WRIT OF HABEAS CORPUS

CHARLES R. BREYER, District Judge.

INTRODUCTION

Petitioner seeks federal habeas relief from the application of a state law which prevents him from earning conduct credits. For the reasons set forth below, the petition for such relief is DENIED.

BACKGROUND

In 1998 and 1999, petitioner was convicted in state court of second degree robbery and the possession of illegal drugs while in prison, consequent to which he was sentenced to 16 years and eight months in state prison. In 2007, his jailors at Pelican Bay State Prison validated him as a member of the Mexican Mafia gang, consequent to which he was placed in the Secured Housing Unit for an indeterminate term.

In 2010, amendments to Cal. Penal Code § 2933.6 rendered certain prison gang members and associates, such as petitioner, ineligible for certain time credits. Before the 2010 amendment, "it was apparently possible for validated prison gang members placed in an [administrative segregation unit] to earn conduct credits totaling one-third of their sentences." In re Efstathiou , 200 Cal.App.4th 725, 728 (Cal.Ct.App. 2011). After the amendment, a validated gang member or associate in administrative segregation, such as petitioner, cannot earn such conduct credits. He asserts that the new law extends his stay by at least 475 days. (Trav. at 2.)

As grounds for federal habeas review, petitioner contends that the application of the amended law to his sentence violates (1) the Ex Post Facto Clause; (2) the Due Process Clause; and (3) the terms of his plea bargain.

STANDARD OF REVIEW

This Court may entertain a petition for writ of habeas corpus "in behalf of a person in custody pursuant to the judgment of a State court only on the ground that he is in custody in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a). The petition may not be granted with respect to any claim that was adjudicated on the merits in state court unless the state court's adjudication of the claim: "(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d).

"Under the contrary to' clause, a federal habeas court may grant the writ if the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the] Court has on a set of materially indistinguishable facts." Williams (Terry) v. Taylor , 529 U.S. 362, 412-13 (2000).

"Under the unreasonable application' clause, a federal habeas court may grant the writ if the state court identifies the correct governing legal principle from [the] Court's decisions but unreasonably applies that principle to the facts of the prisoner's case." Id. at 413. "[A] federal habeas court may not issue the writ simply because that court concludes in its independent judgment that the relevant state-court decision applied clearly established federal law erroneously or incorrectly. Rather, that application must also be unreasonable." Id. at 411. A federal habeas court making the "unreasonable application" inquiry should ask whether the state court's application of clearly established federal law was "objectively unreasonable." Id. at 409.

DISCUSSION

I. Ex Post Facto

Petitioner claims that the application of the amended statute to his sentence violates the Ex Post Facto Clause. The state superior court, sitting in habeas review of this claim, did not agree. It rejected the claim because recent state appellate cases have concluded that § 2933.6 does not violate the Ex Post Facto Clause, and that "the gang validation process affords inmates adequate due process." (Ans., Ex. 4.) The state appellate and supreme courts summarily denied petitioner's applications for habeas relief. ( Id., Exs. 7 & 8.) The Court notes that the law has not caused the forfeiture or cancellation of any credits petitioner earned prior to the 2010 amendment.

"To fall within the ex post facto prohibition, a law must be retrospective - that is, it must apply to events occurring before its enactment' - and it must disadvantage the offender affected by it, '... by altering the definition of criminal conduct or increasing the punishment for the crime." Lynce v. Mathis , 519 U.S. 433, 441 (1997) (citations omitted). A change in the law does not violate the Ex Post Facto Clause if it creates only a speculative and attenuated possibility of increased punishment. California Dept. of Corrections v. Morales , 514 U.S. 499, 514 (1995). The mere removal of a possibility of earlier release is insufficient. Id. at 508.

Two Supreme Court cases are relevant here, viz., Weaver v. Graham , 450 U.S. 24 (1981) and Lynce, cited above. In Weaver, the Supreme Court analyzed a state law that changed the formula for calculating good time credits which resulted in reducing the credits available for good conduct. Because the law at issue decreased the rate at which good time credits could be earned, and effectively increased the punishment for crimes committed before its enactment, it ran afoul of the Ex Post Facto Clause. Id. at 33, 36 (citation omitted).

In Lynce, the Supreme Court found an Ex Post Facto violation in a change in a state law concerning provisional early release time credits awarded to inmates to alleviate prison overcrowding. Lynce had been released prior to the expiration of his 22 year sentence in part because of the high number of credits he had accumulated. After he was released, the state enacted a law cancelling the overcrowding credits for certain inmates, such as Lynce. The Supreme Court invalidated the law because it did not merely remove an opportunity for early release, but instead "made ineligible for early release a class of prisoners who were previously eligible." 519 U.S. at 447.

Turning to the instant matter, this Court concludes that the state court's decision was not an unreasonable application of Weaver and Lynce. This conclusion is supported by a discussion of the two California appellate decisions on which the state court denied petitioner's habeas petition, viz., In re Sampson , 197 Cal.App.4th 1234 (Cal.App. Ct. 2011), and In re Efstatiou, cited above.

The only Supreme Court decision that supports petitioner's challenge is Greenfield v. Scafati , 277 F.Supp. 644 (D. Mass. 1967), summarily aff'd, Scafati v. Greenfield , 390 U.S. 713 (1968). However, Greenfield involved the constitutionality of a change in law which effectively increased a sentence upon revocation of parole. The district court focused particularly on the right to parole and the consequences of denying or burdening that opportunity. See 277 F.Supp. at 646. The district court did not analyze the Ex Post Facto doctrine outside the context of parole revocation; it did not address the situation here where the state has increased punishment (by denying good time credits).

In Sampson, the state appellate court was "not convinced that it [§ 2933.6] punishes the criminal conduct for which petitioner was imprisoned, or that it punishes misconduct that occurred prior to January 25, 2010[, the effective date of the amended 2933.6]":

[I]f the credit eliminating amendment to section 2933.6 constitutes punishment, ex post facto principles do not bar its application to petitioner here, because it does not impose punishment for the offense that gave rise to petitioner's prison sentence. Rather, if it punishes, it punishes for conduct that occurred after the commission of, or the conviction for, the punishable offense. In other words, petitioner's ineligibility for conduct credit accrual is not punishment for the offense of which he was convicted. Nor is it punishment for gang-related conduct that occurred prior to January 25, 2010, since petitioner was not stripped of conduct credits he had already accrued. It is punishment for gang-related conduct that continued after January 25, 2010.

197 Cal.App.4th at 1242. The state court rejected the lower's court's concern that the lengthy gang-debriefing process could deprive a prisoner who is no longer committing gang-affiliated misconduct. Such possibility was speculative and attenuated, there being no evidence that if the petitioner completed debriefing, he would be denied all the credits he otherwise would have earned after January 25, 2010. Id. at 1243-44.

In In re Efstathiou, the state appellate court again rejected an Ex Post Facto challenge to the amended § 2933.6, using a similar analysis as to that in Sampson. The state court distinguished Weaver by noting that the credits at issue there "were reduced through no fault of [the prisoner]." 200 Cal.App.4th at 729.

Habeas relief is not warranted in the instant matter because the state court's decision was reasonable under Weaver and Lynce. Specifically, the state court's reliance on Sampson and Efstathiou shows that it (1) used the date of in-prison misconduct after the amendment date of § 2933.6 rather than the date of the underlying criminal offense to determine whether the amended law was retrospective, and (2) determined that the law punished ongoing conduct, not a past event. A determination so based was not contrary to, or an unreasonable application of, Weaver and Lynce. In those cases, good time credits were unilaterally withdrawn or diminished as a result of a change in the rules, a diminution not triggered by any particular misconduct by the prisoner. The reduction in time credits available to those inmates who demonstrated good conduct effectively punished the original crime rather than any recent conduct of the prisoner. Neither Weaver nor Lynce precludes changes in law that punish prison misconduct occurring after the change in law. In this regard, the state court reasonably determined that § 2933.6 is not being applied retrospectively to petitioner. It penalizes only ongoing prison misconduct occurring after the January 25, 2010 amendment. Petitioner's Ex Post Facto claim is DENIED.

Federal district courts have uniformly rejected Ex Post Facto challenges to 2933.6. These courts have found either (1) no constitutional violation, see, e.g., Loredo v. Gipson, 2013 WL 1281570 (E. D. Cal. 2013) and Mares v. Stainer , 2012 WL 345923 (E. D. Cal. 2012), or (2) the absence of clearly established Supreme Court precedent justifying issuance of the writ, e.g., Nevarez v. Lewis, 2012 WL 3646895 (N. D. Cal. 2012) (Illston, J.), and Baisa v. Lewis , 2013 WL 1117798 (N. D. Cal. 2013) (Koh, J.).

The Court notes that several federal appellate courts have adopted views consistent with California's analysis of the Ex Post Facto claim. See Ellis v. Norris , 232 F.3d 619, 620-21 (8th Cir. 2000) (prisoner received all the accrued extra good time credits and only lost the ability to be awarded additional good time credits); Abed v. Armstrong , 209 F.3d 63, 66 (2d Cir. 2000) (rejecting Ex Post Facto challenge to administrative directive adopted ten years after petitioner was sentenced that disallowed good time credits for inmates classified as security risk group safety threat members, because no good time credit earned before the Directive was forfeited and petitioner was not so classified until after the Directive was in effect); see Carey v. Musladin , 549 U.S. 70, 76-77 (2006) (varying views of lower courts on issue reflects lack of guidance by Supreme Court precedent).

II. Due Process

Petitioner claims without elaboration that the application of the amended law to his sentence violates due process. The state appellate courts summarily rejected this claim. (Ans., Exs. 4, 7 and 8.)

This claim is DENIED. First, the undetailed claim fails to meet the specificity requirements of Mayle v. Felix , 545 U.S. 644, 655 (2005). Second, "[c]redit is a privilege, not a right." Cal. Penal Code § 2933(c). Accordingly, petitioner does not have a federal right to earn prison credits. Kalka v. Vasquez , 867 F.2d 546, 547 (9th Cir. 1989). Third, petitioner can choose to drop out of his prison gang and restore his credit eligibility by completing the prison's debriefing process. Cal. Penal Code § 2933.6(a); Cal. Code Regs. tit. 15, § 3378.1. Furthermore, the state court's determination was reasonable, and is therefore it is entitled to AEDPA deference.

III. Plea Bargain

Petitioner claims that the amended law violates the terms of his plea agreement, which allegedly promised that he would be eligible to earn good time credits. The state court's did not rule on this claim in their written opinions. When presented with a state court decision that is unaccompanied by a rationale for its conclusions, a federal court must conduct an independent review of the record to determine whether the state-court decision is objectively unreasonable. See Delgado v. Lewis , 223 F.3d 976, 982 (9th Cir. 2000). This review is not de novo. "[W]here a state court's decision is unaccompanied by an explanation, the habeas petitioner's burden still must be met by showing there was no reasonable basis for the state court to deny relief." See Harrington v. Richter , 131 S.Ct. 770, 784 (2011).

Because the law still allows petitioner the opportunity to earn good credits - indeed he has such an opportunity if he debriefs - petitioner has not shown that this alleged provision of his plea agreement was violated. In its independent review of the record, the Court determines that petitioner has not shown that there was no reasonable basis for the state court to deny relief. Nor is there anything in the record to show that the decision was objectively unreasonable. Accordingly, this claim is DENIED.

CONCLUSION

The state court's adjudication of the claim did not result in a decision that was contrary to, or involved an unreasonable application of, clearly established federal law, nor did it result in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding. Accordingly, the petition is DENIED.

A certificate of appealability will not issue. Reasonable jurists would not "find the district court's assessment of the constitutional claims debatable or wrong." Slack v. McDaniel , 529 U.S. 473, 484 (2000). Petitioner may seek a certificate of appealability from the Ninth Circuit. The Clerk shall enter judgment in favor of respondent and close the file.

IT IS SO ORDERED.


Summaries of

Alfaro v. Lewis

United States District Court, Ninth Circuit, California, N.D. California
Jun 18, 2013
C 12-1555 CRB (PR) (N.D. Cal. Jun. 18, 2013)
Case details for

Alfaro v. Lewis

Case Details

Full title:CESAR ALFARO, Petitioner, v. GREG D. LEWIS, Warden, Respondent.

Court:United States District Court, Ninth Circuit, California, N.D. California

Date published: Jun 18, 2013

Citations

C 12-1555 CRB (PR) (N.D. Cal. Jun. 18, 2013)

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