Neige, Inc.Download PDFTrademark Trial and Appeal BoardFeb 21, 2008No. 78536420 (T.T.A.B. Feb. 21, 2008) Copy Citation Mailed: February 21, 2008 jtw UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re Neige, Inc. ________ Serial No. 78536420 _______ Lynne M.J. Boisineau of J. Mark Holland & Associates, a Professional Law Corporation, for Neige, Inc. Evelyn Bradley, Trademark Examining Attorney, Law Office 105 (Thomas G. Howell, Managing Attorney). _______ Before Hohein, Bucher and Walsh, Administrative Trademark Judges. Opinion by Walsh, Administrative Trademark Judge: Neige, Inc. (applicant) has applied to register the mark neige in standard characters for goods now identified as “children's better-wear, namely dresses, tops, skirts, tailored jackets, pants, sweaters, hosiery, footwear, hats, scarves, swimwear, nightwear, and undergarments” in International Class 25.1 The applicatioon states: “The 1 Application Serial No. 78536420, filed December 21, 2004, claiming first use of the mark anywhere on September 12, 2003 and first use of the mark in commerce on November 5, 2003. THIS OPINION IS NOT A PRECEDENT OF THE T.T.A.B. Serial No. 78536420 2 foreign wording in the mark translates into English as snow.” The Examining Attorney has finally refused registration under Trademark Act Section 2(d), 15 U.S.C. § 1052(d), based on a likelihood of confusion with Registration No. 2561060 for the mark shown here: for goods identified as “rucksacks, backpacks, all purpose sport bags, handbags, wallets, purses” in International Class 18 and “jackets, wind resistant jackets, blazers, tracksuits, sweaters, polar linings, long trousers, ski wear, gloves, socks, neckwear, footwear, head wear” in International Class 25. The registration includes the following statements: “The wording ROC NEIGE is in the color red; its outline is in the color dark blue. The rectangle outline, the semi-round outline and the mountain and its outline are in the color dark blue. The background between the semi-outline and the mountain outline is in the color blue.” and “The wording ROC NEIGE is in the color Serial No. 78536420 3 red; its outline is in the color dark blue.”2 The registration issued on April 16, 2002 under Trademark Act Section 44(e), 15 U.S.C. § 1126(e), based on Registration No. 2148515 in Spain. Applicant has appealed. Applicant and the Examining Attorney have filed briefs. We affirm. I. PROCEDURAL MATTERS In its reply brief, applicant raises a number of procedural questions and objections. First, applicant questions whether the Examining Attorney had considered certain exhibits applicant provided through a remand in the case. Applicant states, “… Applicant is unable to determine if the Examining Attorney did indeed consider such exhibits, as the Examining Attorney merely reiterates her own position that ‘said evidence has no bearing on the issue of likelihood of confusion.’” Applicant’s Reply Brief at 1. Applicant adds, “… it remains unclear whether (1) the Examining Attorney treated that evidence as if it is of record, but was ultimately unpersuasive, or (2) instead declined to 2 It appears that the printing of both statements, which are redundant, may have been an error. This circumstance does not affect our determination in this case. Serial No. 78536420 4 make the evidence of record because she believed it was irrelevant.” Id. at 2. First, based on our review of the full record, we are confident that the Examining Attorney gave appropriate consideration to the evidence. Furthermore, we have likewise given appropriate consideration to the evidence in this appeal. Before discussing that evidence, and why we, like the Examining Attorney, have found it not relevant or otherwise not probative or persuasive, we confirm that it is of record. The Board generally takes a liberal view of the admissibility of evidence in ex parte appeals. See generally Trademark Trial and Appeal Board Manual of Procedure (TBMP) § 1208 (2d ed. rev. 2004). We rarely exclude evidence on the ground that it is irrelevant in an ex parte appeal, and we have not excluded applicant’s evidence here. Applicant’s evidence consists of listings of results from the Yahoo search engine. The purpose of the evidence apparently is to show: (1) that most of the results related to a search for ROC NEIGE relate to parties other than the registrant; (2) that the ninth result from an advanced search limited to the United States for NEIGE relates to applicant and that another sponsored link from the advanced search relates to a retailer which carries Serial No. 78536420 5 applicant’s products; and (3) that an advanced search for ROC NEIGE, apparently also limited to the United States, yielded only 45 results, none of which were in English. In all instances applicant’s evidence presented on remand is limited to listings of results. The Board has held that, in general, listings of search results from search engines, which merely provide links with only brief, truncated excerpts from the web site, have limited probative value. In re International Business Machines Corp., 81 USPQ2d 1677, 1679 n.3 (TTAB 2006). See also TBMP § 1208.03 (2d ed. rev. 2004). That is true of all of the evidence applicant submitted on remand; it is of limited, if any, probative value. More importantly, to the extent that the evidence is intended to show that the registrant has not used its mark in the United States, it is not relevant. As we noted above, the cited registration issued under Trademark Act Section 44(e) based on a registration in Spain. Under that provision, the registrant is not required to use its mark in commerce (in the United States) to secure registration.3 See Crocker National Bank v. Canadian Imperial Bank of 3 However, the requirements for filing affidavits of use in commerce under Trademark Act Section 8, 15 U.S.C. § 1058, to maintain a registration apply to all registrations, including Section 44(e) registrations. Serial No. 78536420 6 Commerce, 223 USPQ 909 (TTAB 1984). See generally Trademark Manual of Examining Procedure, Chapter 1000 (5th ed. 2007). Accordingly, for the purposes of this proceeding, we must and do treat the cited registration as we would any other cited registration. Furthermore, attacks on the validity of registrations, including attacks based on nonuse or abandonment, are not permitted in an ex parte appeal proceeding. In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531, 1534-35 (Fed. Cir. 1997). Accordingly, applicant’s implication that we should disregard the cited registration because applicant was not able to find evidence of the registrant’s use of the cited mark in the United States is an impermissible collateral attack on the validity of the registration which we have not considered further. Also, to the extent applicant intends to use this evidence to show that the registrant’s use of its mark is restricted in some manner, including to certain trade channels, and those limitations are not specified in the registration, we cannot consider such evidence. In re Bercut-Vandervoort & Co., 229 USPQ2d 763, 764 (TTAB 1986). Therefore, we will not consider such arguments based on this evidence. Serial No. 78536420 7 In its reply brief applicant has also objected to new evidence which the Examining Attorney submitted in her reply to applicant’s submission of its evidence on remand. The purpose of the evidence is to show that the goods of applicant and registrant are related. Specifically, applicant objects to the Examining Attorney’s reference to a web site which the Examining Attorney had not previously referenced. We first note that in the reply in question the Examining Attorney has merely provided three web addresses. The Examining Attorney did not provide printouts of any material from any of the three web sites with the submission. We will not consider any evidence offered in this form. It is not properly of record. In re Planalytics Inc., 70 USPQ2d 1453, 1457 (TTAB 2004). Accordingly, we have not considered any evidence related to any of these web sites, unless actual printouts had been previously made of record. In the case of two of the web sites, the Examining Attorney had previously submitted printouts of certain materials from those. Although we have considered that evidence, even that evidence was not necessary to any determination we have made in this case for reasons discussed below. Serial No. 78536420 8 II. Likelihood of Confusion Section 2(d) of the Trademark Act precludes registration of an applicant’s mark “which so resembles a mark registered in the Patent and Trademark Office… as to be likely, when used on or in connection with the goods of the applicant, to cause confusion…” 15 U.S.C. § 1052(d). The opinion in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1977) sets forth the factors to consider in determining likelihood of confusion. Here, as is often the case, the crucial factors are the similarity of the marks and the similarity of the goods of the applicant and registrant. Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976)(“The fundamental inquiry mandated by Section 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). Below we will consider each of the factors as to which applicant or the Examining Attorney presented arguments or evidence. A. The Goods and Channels of Trade The goods of applicant and the registrant need not be identical to find likelihood of confusion under Section 2(d) of the Trademark Act. They need only be related in such a way that the circumstances surrounding their Serial No. 78536420 9 marketing would result in relevant consumers mistakenly believing that the goods originate from or are associated with the same source. See On-Line Careline Inc. v. America Online Inc., 229 F.3d 1080, 56 USPQ2d 1471 (Fed. Cir. 2000); In re International Telephone & Telegraph Corp., 197 USPQ 910, 911 (TTAB 1978). Furthermore, in comparing the goods we must consider the goods as identified in the application and cited registration. See Octocom Systems, Inc. v. Houston Computers Services Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990) (“The authority is legion that the question of registrability of an applicant’s mark must be decided on the basis of the identification of goods set forth in the application [and registration] regardless of what the record may reveal as to the particular nature of an applicant’s goods, the particular channels of trade or the class of purchasers to which the sales of goods are directed.”) See also Paula Payne Products v. Johnson Publishing Co., 473 F.2d 901, 177 USPQ 76, 77 (CCPA 1973) (“Trademark cases involving the issue of likelihood of confusion must be decided on the basis of the respective descriptions of goods.”). Applicant argues at some length that its goods differ from those in the cited registration, and that the channels Serial No. 78536420 10 of trade for the respective goods also differ. Applicant argues that the registrant’s goods are “clothing for skiers” and that the consumers for registrant’s goods are “only those people who ski, or require clothing suitable for winter climates.” Applicant’s Brief at 8-9. As to its own goods applicant states, “Most, if not all, of Applicant’s goods are directed at children regardless of whether they ski or not, and the goods are generally not for use while skiing.” Id. at 9. Applicant also argues that registrant’s goods would be sold through sporting goods stores, while its goods are “high-end fashion items for children that are sold through appropriate specialty shops or boutiques.” Id. The Examining Attorney argues that the goods are, at least in part, identical and that they share common trade channels. The distinctions which applicant attempts to draw between its goods and those in the cited registration are based entirely on extraneous evidence or mere assumptions not reflected in the identifications of goods in the application and cited registration. Accordingly, we may not consider and have not considered these distinctions in our comparison of the goods and channels of trade in this case. Serial No. 78536420 11 Applicant identifies its goods as “children's better- wear, namely dresses, tops, skirts, tailored jackets, pants, sweaters, hosiery, footwear, hats, scarves, swimwear, nightwear, and undergarments.” The goods identified in the cited registration are “jackets, wind resistant jackets, blazers, tracksuits, sweaters, polar linings, long trousers, ski wear, gloves, socks, neckwear, footwear, head wear.”4 While applicant limits all of its goods to “children’s better-wear,” there is no corresponding limitation, for example, “clothing for men and women” or “clothing for skiers,” in the cited registration. Therefore, we conclude that the goods in the cited registration include items for children, as well as adults, and not just ski clothing. Although the cited registration identifies “ski wear,” it is merely one of many items in a list and does not serve to limit the other items listed in the cited registration. Accrdingly, we reject applicant’s argument that the goods in the cited registration are all limited to clothing for skiers. 4 For purposes of our analysis, we need not and will not discuss the Class 18 goods in the cited registration. The Class 25 goods are more relevant. Serial No. 78536420 12 Also, if applicant intended to limit its goods to high-end or more expenisve goods by specifying “better- wear,” we also conclude, in the absence of any limitation as to quality in the cited registration, that the goods in the cited registration also include “better-wear” as well as items which are not “better-wear.” Accordingly, applicant’s limitation of its goods to “children’s better- wear” in no way distinguishes its goods from those identified in the cited registration. Both the cited registration and application identify the identical item – “footwear.” The “head wear“ identified in the cited registration encompasses the “hats” identified in the application. The “jackets” identified in the cited registration encompass the “tailered jackets” identified in the application. The “neckwear” identified in the cited registration encompasses the “scarves” identified in the application. The “long trousers” identified in the cited registration overlap with the “pants” identified in the application. The “socks” identified in the cited registration overlap with the “hosiery” identified in the application. These examples illustrate that the goods are, at least in part and arguably in larger part, identical or overlapping. Serial No. 78536420 13 For completeness we also note that the remainder of the goods identified in the cited registration and the application are the types of good which have previously been found related. See, e.g., Jockey Intl., Inc. v. Mallory & Church Corp., 25 USPQ2d 1233, 1236 (TTAB 1992); In re Pix of America, Inc., 225 USPQ 691, 692 (TTAB 1985) and cases cited therein. Accordingly, we conclude that the goods in the cited registration and the application are, at least in part, identical or overlapping, and otherwise related. Also, in view of the fact that the goods are, at least in part, identical or overlapping, we also conclude that the channels of trade for the goods are necessarily the same or overlapping. Canadian Imperial Bank v. Wells Fargo Bank, 811 F.2d 1490, 1 USPQ2d 1813 (Fed. Cir. 1987); In re Smith and Mehaffey, 31 USPQ2d 1531 (TTAB 1994). B. The Marks As a starting point we observe that, in cases such as this, where some of applicant’s goods are identical to some of the goods identified in the cited registration, the degree of similarity between the marks which is required to support a finding of likelihood of confusion is less than it would be if the goods were not identical. Century 21 Serial No. 78536420 14 Real Estate Corp. v. Century Life of America, 970 F.2d 874, 23 USPQ2d 1698 (Fed. Cir. 1992). Furthermore, in comparing the marks we must consider the appearance, sound, connotation and commercial impression of the marks at issue. Palm Bay Imports Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1692 (Fed. Cir. 2005). While we must also consider the marks in their entireties, it is entirely appropriate to accord greater importance to the more distinctive elements in the marks. As the Court of Appeals for the Federal Circuit observed, “… in articulating reasons for reaching a conclusion on the issue of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on consideration of the marks in their entireties. Indeed, this type of analysis appears to be unavoidable.” In re National Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). Furthermore, “… it is well established that the test to be applied in determining likelihood of confusion is not whether marks are distinguishable on the basis of a side- by-side comparison but rather whether they so resemble one another as to be likely to cause confusion, and this Serial No. 78536420 15 necessarily requires us to consider the fallibility of memory over a period of time. That is to say, the emphasis must be on the recollection of the average purchaser, who normally retains a general rather than a specific impression of trademarks.” Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106, 108 (TTAB 1975) (internal citations omitted). Applicant argues that the marks differ. Applicant states, “Even on a first casual review, but especially when Applicant’s mark and the Registrant’s mark are considered in their entireties, they are significantly dissimilar.” Applicant’s Brief at 4. Applicant continues, “The mere similarity of the word “NEIGE” does not make the marks confusingly similar as the “ROC NEIGE” design mark of the cited registration is set forth in all capital letters that are slanted and set beneath a mountain while Applicant’s “NEIGE” design mark, as claimed, is portrayed in lower-case lettering contained in a beige border with a white background and the ‘I’ of the mark is dotted with a flower. These differences are significant as the courts have held that having one word in common is not sufficient evidence that the marks are confusingly similar.” Id. at 5 (citations omitted, emphasis in the original). Serial No. 78536420 16 Applicant also states, “… the meaning and context of the word ‘NEIGE’ is fundamentally different and not confusingly similar to that of ‘ROC NEIGE.’ First, the French phrase roughly translates to ‘snow rock’ while ‘neige’ alone translates to ‘snow.’ Thus, Registrant’s mark refers to rocks (covered in snow, or made of snow), not to snow itself. Applicant respectfully submits that this delineation is important.” Id. at 6. Applicant argues further that the design element in the cited mark reinforces the difference in connotation between the marks. On the other hand, the Examining Attorney argues that the marks are similar because, when the marks are considered in their entireties, the word elements are dominant and similar, and because the marks convey “substantially similar commercial impressions.” Examining Attorney’s brief at 6. First, we must clarify the version of Applicant’s mark which is at issue here. In its argument, applicant claims that its mark includes certain design elements, most notably, color and a flower design. In applicant’s response dated December 19, 2005, applicant attempted to amend its drawing. In that response applicant refers to the original drawing as being in standard characters. The proposed amendment included the stylized presentation of Serial No. 78536420 17 applicant’s mark with the flower design. In a later response dated July 17 2007, following an Office action which raised issues with regard to the proposed amendment to the drawing, applicant withdrew the amendment stating, “Applicant hereby withdraws prior attempts to amend the drawing of the mark and accepts the original drawing as part of its application for registration.” Accordingly, the operative drawing of applicant’s mark displays the mark in standard, lower-case characters, without any color or design element, that is, neige. As such, we must consider that neige could be presented in any manner of display, within reason, for purposes of our analysis. We hasten to add, however, that we would not reach a different determination here if we were to consider the mark as presented in applicant’s withdrawn amendment. For purposes of our comparison of the marks we first note that here, as is generally the case, the word elements in the respective marks are dominant because potential purchasers commonly use word marks in requesting goods. In re Dixie Restaurants Inc., 41 USPQ2d 1531 at 1534. Contrary to applicant’s contention, we conclude that the inclusion of NEIGE in both marks is important. It is the only word element in applicant’s mark, and it is at least as significant as the other word element in the cited mark. Serial No. 78536420 18 We have no evidence to suggest that NEIGE would be the relatively weaker word element in the ROC NEIGE mark. Cf. Dans un Jardin v. Le Jardin des Plantes, 226 USPQ 956, 958 (TTAB 1985). We find applicant’s arguments to that effect unpersuasive. Again, in our comparison of the marks at issue we must take into account the fallibility of human memory and strictly avoid a simplistic side-by-side comparison. Sealed Air Corp. v. Scott Paper Co., 190 at 108. Accordingly, in spite of the differnces between the marks, we conclude that the similarities in appearance and sound are more important. With regard to connotations, in our comparison we must translate foreign words from common languages to determine the connotation in evaluating confusing similarity. Palm Bay Imports Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 73 USPQ2d at 1692, 1896. Although the cited registration does not include a translation, based on the application we know that “neige” means “snow” in both the application and the cited registration. We have confirmed Serial No. 78536420 19 and accept applicant’s translation of “roc” as “rock.”5 However, after considering applicant’s many arguments why the two marks would convey significantly different connotations, we conclude that the connotations do not differ significantly. Both marks connote a cold and white setting. While the idea of a rock may add something, it is not something which transforms the connotation of the registered mark to one which is significantly different from the connotation of applicant’s mark. We have no evidence that ROC NEIGE has an idiomatic meaning in French which would alter the connotation. We also reject applicant’s arguments, based on asserted differences in the goods, which might result in different connotations. We have concluded that the goods are, at least in part, identical. Accordingly, we conclude that the respective marks convey similar connotations. We conclude likewise with regard to the commercial impressions of the marks for the same reasons. Finally, after considering the marks in their entireties, we conclude that the marks are similar in 5 Cassell’s French-English English-French Dictionary (Fifth Rev. Ed. 1951) translates “roc” as “A rock.” The Board may take judicial notice of dictionary definitions. See University of Notre Dame du Lac v. J. C. Gourmet Food Imports Co., Inc., 213 USPQ 594 (TTAB 1982), aff'd, 703 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983). Serial No. 78536420 20 appearance, sound, connotation and commercial impression, and therefore, similar overall. C. Conditions of Purchase Applicant also argues that the conditions of purchase are such that there could not be confusion. Specifically, applicant argues that both its goods and the goods identified in the cited registration are not “impulse” items, but rather specialized goods which would be purchased with scrutiny and care. Based on the record before us, we have no basis to conclude that the goods are so specialized. To the contrary, again considering the goods as identified in the application and cited registration, the goods are everyday clothing items which would be purchased with no more than ordinary care. Accordingly, we conclude that the conditions of purchase are such that they would in no way diminish the likelihood of confusion in this case. III. CONCLUSION Finally, based on all evidence of record in this case related to the du Pont factors, we conclude that there would be a likelihood of confusion between applicant’s neige mark used in connection with “children's better-wear, namely dresses, tops, skirts, tailored jackets, pants, sweaters, hosiery, footwear, hats, scarves, swimwear, Serial No. 78536420 21 nightwear, and undergarments” and the registered ROC NEIGE and Design mark used in connection with “jackets, wind resistant jackets, blazers, tracksuits, sweaters, polar linings, long trousers, ski wear, gloves, socks, neckwear, footwear, head wear.” We conclude so because the goods are, at least in part, identical and because the marks are similar. Furthermore, in determining likelihood of confusion we must resolve any doubt in favor of the prior registrant. In re Martin’s Famous Pastry Shoppe, Inc., 748 F.2d 1565, 223 USPQ 1289, 1290 (Fed. Cir. 1984) Decision: We affirm the refusal under Section 2(d). 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