Michael Bowen, Complainant,v.Anthony J. Principi, Secretary, Department of Veterans Affairs, Agency.

Equal Employment Opportunity CommissionSep 22, 2003
01A33614_r (E.E.O.C. Sep. 22, 2003)

01A33614_r

09-22-2003

Michael Bowen, Complainant, v. Anthony J. Principi, Secretary, Department of Veterans Affairs, Agency.


Michael Bowen v. Department of Veterans Affairs

01A33614

September 22, 2003

.

Michael Bowen,

Complainant,

v.

Anthony J. Principi,

Secretary,

Department of Veterans Affairs,

Agency.

Appeal No. 01A33614

Agency No.

DECISION

Complainant filed a timely appeal with this Commission from a final

decision by the agency dated April 24, 2003, finding that complainant

failed to diligently pursue breach of a settlement agreement that

complainant claimed had been executed in 1991 or 1992. See 29 C.F.R. �

1614.402; 29 C.F.R. � 1614.504(b); and 29 C.F.R. � 1614.405.

By letter to the agency dated January 14, 2003, complainant alleged

that the agency breached a settlement agreement reached with the agency

after his return from termination in 1991, and subsequent discrimination

complaint. Complainant stated that he �was never made whole, �and that

he suffered loss in the form of �leave, time and grade, and steps, etc.�

In its April 24, 2003 decision, the agency concluded that complainant

failed to show breach of a settlement agreement. The agency found that

complainant had not furnished a copy of �the settlement agreement reached

in 1991 or 1992,� and that pursuant to the General Records Schedule for

Civilian Records, complainant's discrimination complaint file had been

destroyed after four years and no record of a complaint or settlement

agreement existed with the agency. The agency further found that, as

complainant had waited more than ten years to raise breach claims, he had

abandoned his right to pursue his claim under the doctrine of laches.

On appeal, complainant contends that he did make a breach claim in the

past ten years, and that, since 1996, he has been speaking with Human

Resources Management and an �EEO Specialist.�

EEOC Regulation 29 C.F.R. � 1614.504(a) provides that any settlement

agreement knowingly and voluntarily agreed to by the parties, reached at

any stage of the complaint process, shall be binding on both parties.

The Commission has held that a settlement agreement constitutes a

contract between the employee and the agency, to which ordinary rules

of contract construction apply. See Herrington v. Department of Defense,

EEOC Request No. 05960032 (December 9, 1996). The Commission has further

held that it is the intent of the parties as expressed in the contract,

not some unexpressed intention, that controls the contract's construction.

Eggleston v. Department of Veterans Affairs, EEOC Request No. 05900795

(August 23, 1990). In ascertaining the intent of the parties with regard

to the terms of a settlement agreement, the Commission has generally

relied on the plain meaning rule. See Hyon v. United States Postal

Service, EEOC Request No. 05910787 (December 2, 1991). This rule states

that if the writing appears to be plain and unambiguous on its face,

its meaning must be determined from the four corners of the instrument

without resort to extrinsic evidence of any nature. See Montgomery

Elevator Co. v. Building Eng'g Servs. Co., 730 F.2d 377 (5th Cir. 1984).

The Commission finds the doctrine of laches applicable. The Commission

has consistently held that a complainant must act with due diligence in

the pursuit of his claim or the doctrine of laches may apply. See O'Dell

v. Department of Health and Human Services, EEOC Request No. 05901130

(December 27, 1990). Here, while failing to produce a copy of the

settlement or specifically claim what part of the settlement was breached,

complainant asserts, over ten years after the settlement, that he suffered

loss as a result of an agency breach related to �leave, time and grade,

and steps.� We find that any breach claim related to the losses claimed

by complainant, given a reasonable time for the agency to execute the

terms, should have occurred no later than one to two years after the

1991 or 1992 agreement. As noted above, however, complainant waited

over ten years to allege breach.

Although complainant asserts on appeal that he made a breach claim as

early as 1996, complainant's unsubstantiated contention, even if assumed

to be true, is insufficient to justify an extension of the time for filing

his breach claim or to show that he acted with due diligence. See Baldwin

County Welcome Center v. Brown, 466 U.S. 147, 151 (1984) (per curiam)

("One who fails to act diligently cannot invoke equitable principles

to excuse lack of diligence"); Rys v. United States Postal Service,

886 F.2d 443, 446 (1st Cir. 1989) ("to find succor in equity a Title

VII plaintiff must have diligently pursued her claim").

Accordingly, the agency's decision is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

September 22, 2003

__________________

Date