Complainant,v.Tom J. Vilsack, Secretary, Department of Agriculture, Agency.Download PDFEqual Employment Opportunity CommissionJul 17, 201501-2013-0161-0500 (E.E.O.C. Jul. 17, 2015) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 , Complainant, v. Tom J. Vilsack, Secretary, Department of Agriculture, Agency. Appeal No. 0120130161 Hearing No. 440201000166X Agency No. ARS201000018 DECISION On October 10, 2012, Complainant filed an appeal from the Agency’s September 12, 2012, final order concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq . The Commission deems the appeal timely and accepts it pursuant to 29 C.F.R. § 1614.405(a). For the following reasons, the Commission AFFIRMS the Agency’s final order finding no discrimination. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Program Support Assistant at the Agency’s National Center for Agriculture Utilization Research in Peoria, Illinois. On November 6, 2009, Complainant filed an EEO complaint alleging that the Agency discriminated against her on the basis of her sex (female) when: 1. On October 1, 2009, management failed to provide her and her previous supervisor with a written evaluation of her desk audit; 2. On October 1, 2009, management reassigned Complainant from her position as Germplasm Program Assistant to Program Support Assistant; 3. On October 11, 2009, management did not provide Complainant with training; 4. Beginning on October 1, 2009, management subjected Complainant to a hostile work environment; and 5. Complainant was disparately impacted by the Agency’s practice or policy of “refusing to train, suppressing training, discouraging and suppressing applications for promotion, refusing to promote, and otherwise preventing its 0120130161 2 secretarial staff, who are classified as Program Support Assistants, from applying for and receiving promotion to technical positions.” At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely requested a hearing. On August 15, 2012, over Complainant’s objections, the AJ assigned to the case granted the Agency’s motion for a decision without a hearing. The Agency subsequently issued a final order adopting the AJ’s finding that Complainant failed to prove that the Agency subjected her to discrimination as alleged. ANALYSIS AND FINDINGS As an initial matter we note that, as this is an appeal from a final decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency’s decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). The Commission’s regulations allow an AJ to issue a decision without a hearing when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). This regulation is patterned after the summary judgment procedure set forth in Rule 56 of the Federal Rules of Civil Procedure. The U.S. Supreme Court has held that summary judgment is appropriate where a court determines that, given the substantive legal and evidentiary standards that apply to the case, there exists no genuine issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). In ruling on a motion for summary judgment, a court’s function is not to weigh the evidence but rather to determine whether there are genuine issues for trial. Id. at 249. The evidence of the non-moving party must be believed at the summary judgment stage and all justifiable inferences must be drawn in the non-moving party’s favor. Id. at 255. An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non- moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip.Corp., 846 F.2D 102, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. If a case can only be resolved by weighing conflicting evidence, it is not appropriate for an AJ to issue a decision without a hearing. In the context of an administrative proceeding, an AJ may properly issue a decision without a hearing only upon a determination that the record has been adequately developed for summary disposition. Petty v. Defense Security Service, EEOC Appeal No. 01A24206 (July 11, 2003); Murphy v. Dept. of the Army , EEOC Appeal No. 01A04099 (July 11, 2003). After a careful review of the record, the Commission finds that a decision without a hearing was appropriate, as no genuine dispute of material fact exists. To prevail in a disparate treatment claim, Complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Complainant must initially establish a prima facie case by demonstrating that she was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Construction Co. v. Waters, 438 U.S. 567, 576 (1978). Proof of a prima facie case will vary depending on the facts of the particular case. McDonnell Douglas, 0120130161 3 411 U.S. at 804 n. 14. The burden then shifts to the Agency to articulate a legitimate, non- discriminatory reason for its actions. Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). To ultimately prevail, Complainant must prove, by a preponderance of the evidence, that the Agency’s explanation is pretextual. Reeves v. Sanderson Plumbing Products, Inc ., 530 U.S. 133 (2000). Here, we find that assuming, arguendo, Complainant established a prima facie case of sex discrimination, the Agency nonetheless articulated legitimate, nondiscriminatory reasons for its actions. With respect to claim (1), Complainant alleges management failed to provide her with a written evaluation of her desk audit. Specifically, Complainant stated that she had a desk audit done on her Germplasm Program Assistant position. She alleges she requested a copy of the audit evaluation report but was given the classification notes instead. The Human Resources Specialist (HR1) who conducted the desk audit stated an evaluation was not written, which she told Complainant when Complainant requested a copy. HR1 stated that, according to Agency regulations, there are certain circumstances when an evaluation is done and that this situation did not fit those circumstances. Accordingly, we find that Complainant has not shown that the Agency’s articulated reason for its actions, namely that no written evaluation of the desk audit existed, was a pretext for unlawful discrimination. With respect to claim (2), Complainant claims that she was discriminated against when the Agency reassigned her from her position as Germplasm Program Assistant to Program Support Assistant. Specifically, Complainant stated that she began in the Germplasm Program Assistant position three years prior to her reassignment. During that time, her then-supervisor (S1) allowed her to perform technician duties. In October 2009, Complainant was reassigned as part of a general reorganization, and Complainant’s second line supervisor (S2) stated many employees were reassigned as part of this reorganization. He stated Complainant’s position was abolished as part of the reorganization. S1 stated, however, that Complainant’s position was not, in fact, abolished but that the Agency instead replaced Complainant with other employees who had no previous experience in that type of work. We find, however, that the record shows, and S1 concedes, that the individuals who replaced Complainant were in the Technician series, while Complainant was not. Accordingly, we find that Complainant has not shown that the Agency’s articulated reasons for her reassignment were pretextual. With respect to claim (3), the record shows that although Complainant was not provided with training after being reassigned to the Program Support Assistant (PSA) position, she concedes she never requested training. Complainant’s supervisor (S3) stated that while Complainant had previously been assigned as a PSA, it had been some time since she had performed the duties and that additional training may be necessary. S3 also states, however, that Complainant never requested any training. One of Complainant’s co-workers stated that she informed Complainant of the changes but that Complainant stated she did not think it would be a problem for her. Accordingly, we find that Complainant has not shown that the Agency’s actions were motivated by discriminatory animus. 0120130161 4 Next, insofar as Complainant is alleging that the claims addressed above constitute harassment, the Commission finds that since she failed to refute the legitimate, nondiscriminatory reasons proffered by the Agency for its actions, she necessarily also failed to establish that such actions were taken on the basis of her membership in the protected classes. Accordingly, Complainant failed to establish that she was subjected to a discriminatory hostile work environment. See Bennett v. Department of the Navy , EEOC Request No. 05980746 (September 19, 2000). Finally, with respect to claim (5), to establish a prima facie case of disparate impact, a complainant must show that an agency practice or policy, while neutral on its face, disproportionately impacted members of the protected class. This is demonstrated through the presentation of statistical evidence that establishes a statistical disparity that is linked to the challenged practice or policy. Watson v. Fort Worth Bank & Trust, 487 U.S. 977, 994 (1988) (complainant must present "statistical evidence of a kind and degree sufficient to show that the practice in question has caused the exclusion"). Specifically, a complainant must: (1) identify the specific practice or practices challenged; (2) show statistical disparities; and (3) show that the disparity is linked to the challenged practice or policy. Id. The burden is on a complainant to show that "the facially neutral standard in question affects those individuals [within the protected group] in a significantly discriminatory pattern”. Dothard v. Rawlinson, 433 U.S. 321, 329 (1977); see Gaines v. Dep’t of the Navy , EEOC Petition No. 03990119 (Aug. 31, 2000). Complainant claims that the Agency had a policy of “refusing to train, suppressing training, discouraging and suppressing applications for promotion, refusing to promote, and otherwise preventing its secretarial staff, who are classified as Program Support Assistants, from applying for and receiving promotion to technical positions.” Complainant further alleges that this policy disparately impacts women as there are more women in program support assistant positions. We find, however, that Complainant has failed to make out a prima facie case of disparate impact. She challenged no specific Agency practice or policy, nor did she provide evidence of a statistically significant disparity that could be attributed to such practice or policy. For all of the claims in the complaint, Complainant failed to show that any male employees who were similarly situated to her were treated any better than she was treated with respect to the alleged incidents in the complaint. CONCLUSION We find that viewing the record evidence in a light most favorable to Complainant, there are no genuine issues of material fact. We further find that the AJ appropriately issued a decision without a hearing finding no discrimination. Therefore, we discern no basis to disturb the AJ’s decision and the Agency’s final order is AFFIRMED. 0120130161 5 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0610) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at 9-18 (November 9, 1999). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. 0120130161 6 RIGHT TO REQUEST COUNSEL (Z0610) If you decide to file a civil action, and if you do not have or cannot afford the services of an attorney, you may request from the Court that the Court appoint an attorney to represent you and that the Court also permit you to file the action without payment of fees, costs, or other security. See Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c). The grant or denial of the request is within the sole discretion of the Court. Filing a request for an attorney with the Court does not extend your time in which to file a civil action. Both the request and the civil action must be filed within the time limits as stated in the paragraph above (“Right to File a Civil Action”). FOR THE COMMISSION: ______________________________ Carlton M. Hadden, Director Office of Federal Operations Date July 17, 2015 Copy with citationCopy as parenthetical citation