Complainant,v.Michael B. Donley, Secretary, Department of the Air Force, Agency.Download PDFEqual Employment Opportunity CommissionMay 9, 20130120121305 (E.E.O.C. May. 9, 2013) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Complainant, v. Michael B. Donley, Secretary, Department of the Air Force, Agency. Appeal No. 0120121305 Agency No. 9X1M10036 DECISION Pursuant to 29 C.F.R. § 1614.405, the Commission accepts Complainant’s appeal from the December 15, 2011 final Agency decision (FAD) concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. The Commission’s review is de novo. For the following reasons the Commission AFFIRMS the FAD. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Contract Negotiator in the Contracting Branch at the Aeronautical Systems Center at Wright-Patterson Air Force Base in Ohio. Complainant had been diagnosed with major depression and panic anxiety disorder. In September 2003, Complainant’s doctor indicated that Complainant had a permanent medical restriction, namely, he was to avoid multi-tasking. In 2008, Complainant sought to have that restriction removed. In April 2009, Complainant underwent a fitness for duty examination. The physician, who specialized in occupational medicine, concluded that Complainant would have difficulty with certain aspects of his job, namely the complexity and scope of assignments as well as “personal contacts.” As a result, this physician recommended that management limit the number of contracts assigned to Complainant simultaneously or that Complainant be assigned lower priority/lower stress contracts. In June 2010, Complainant presented medical documentation from his doctor lifting the earlier multi-tasking restriction. Further, Complainant’s doctor indicated that Complainant could perform the essential duties of his position with the accommodations of frequent feedback regarding his work performance and breaks whenever he suffered panic attacks. 0120121305 2 Complainant underwent a follow-up fitness for duty interview in July 2010. After interviewing Complainant and management and reviewing Complainant’s medical documentation, the aforementioned physician concluded that his previous recommendation regarding limiting the number or stress level of Complainant’s work assignments should remain in effect. Further, the physician stated that Complainant should receive frequent feedback and breaks when needed. The Agency attempted to accommodate Complainant by assigning him fewer and less complex contracts than a GS-12 Contract Negotiator normally would have been assigned. On September 8, 2010, Complainant received his performance appraisal for the period of April 1, 2009 to August 8, 2010, as rated by his first-level supervisor (S1). Complainant was rated in five major duty critical elements identified in his position description. He was rated as “does not meet” in critical elements 1, 2, and 4 with an overall performance rating of “Unacceptable.” Additionally, Complainant was evaluated on nine appraisal factors on a range from 1 (very poor) to 9 (outstanding). On those factors, Complainant received scores between 3 and 5. On November 15, 2010, Complainant filed a formal complaint alleging that the Agency discriminated against him on the bases of disability and in reprisal for prior protected EEO activity when on September 8, 2010, he was given a performance appraisal with a rating of “Unacceptable.” At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation (ROI) and notice of his right to request a hearing before an EEOC Administrative Judge. When Complainant did not request a hearing within the timeframe provided in 29 C.F.R. § 1614.108(f), the Agency issued a FAD pursuant to 29 C.F.R. § 1614.110(b) In the FAD, the Agency initially determined that Complainant had not established a prima facie case of disability discrimination. In particular, the Agency found that Complainant established that he is an individual with a disability, but he failed to show that he is a qualified individual with a disability. More specifically, based on Complainant’s submitted documentation and the results of his fitness for duty examinations, management assigned Complainant fewer contracts with lower dollar amounts. In addition, management accommodated Complainant by allowing him to take breaks as needed. Complainant’s first- level supervisor (S1) asserted that she frequently gave Complainant feedback and he was provided the opportunity to ask questions whenever he did not understand his assignments. Nonetheless, management affirmed that Complainant could not perform assignments at the level of independence and proficiency expected of a GS-12 Contract Negotiator, even with accommodations. Complainant did not identify any other accommodations that would have enabled him to successfully perform the essential functions of his GS-12 Contract Negotiator position. As a result, the Agency determined that Complainant was no longer qualified for his GS-12 Contract Negotiator position. The Agency found that in 2008 and 2009, management considered reassigning Complainant to other positions in the Contracting Closeout Office or the Small Business Office. Complainant initially expressed interest in reassignment but changed his mind in November 2008. 0120121305 3 Additionally, Complainant objected when management conducted a 90-day search for a reassignment for him during the summer of 2009. The Agency concluded that Complainant did not identify any other positions to which he could have been reassigned. As a result, the Agency found that Complainant was not a qualified individual with a disability as defined under the Rehabilitation Act and that he had not established a prima facie case of disability discrimination. As to reprisal, the Agency determined that management had articulated legitimate, nondiscriminatory reasons for its actions. Specifically, the performance standards for Major Duties (1), (2), and (4) all required the incumbent to accomplish those duties effectively. S1’s main criticism of Complainant’s work was that he was not performing his work assignments at the level of independence and proficiency expected of a GS-12 Contract Negotiator. S1 indicated that he was only assigned one low-dollar contract during the rating period, yet he required more oversight, assistance, and direction than should have been necessary for a “Senior Buyer.” S1 added that Complainant worked hard and timely submitted his work, but at the expense of accuracy and completeness, which required his work products to be repeatedly returned for corrections. Further, despite giving the impression that he understood S1’s directions, his work products showed otherwise. Finally, Complainant had to request multiple copies of technical evaluations and purchase requests because he often lost documentation. In attempting to show that management’s reasons were pretextual, Complainant argued that S1 used his medical documentation and prior EEO activity to undermine his work products. Further, Complainant contended that S1 did not provide substantive feedback to support the ratings and he was handed the rating without justification. To the contrary, the Agency found that Complainant received a progress review on October 30, 2009, which was specific about his performance deficiencies, ways he could improve, and notice as to the ratings he might expect to receive at end of the rating period if his performance did not significantly improve. The Agency concluded that Complainant had failed to show that management’s reasons for its actions were pretext for reprisal. As a result, the Agency found that Complainant had not been discriminated or retaliated against as alleged. CONTENTIONS ON APPEAL On appeal, Complainant contends that he never asked to be assigned one low-dollar contract; rather, he asked for frequent face-to-face feedback. Additionally, Complainant states that he never objected to a reassignment to the Small Business Office or to the Contract Closing Office. Finally, Complainant contends that his work was undermined in 2010 when an assignment was reassigned to another co-worker. Accordingly, Complainant requests that the Commission reverse the FAD. 0120121305 4 ANALYSIS AND FINDINGS Failure to Accommodate To the extent that Complainant is alleging that the Agency failed to accommodate him, the Commission notes that under the Commission's regulations, an agency is required to make reasonable accommodation to the known physical and mental limitations of a qualified individual with a disability unless the agency can show that accommodation would cause an undue hardship. 29 C.F.R. §§ 1630.2(o) and (p). Complainant must make the initial showing that he is a “qualified individual with a disability,” that is, an individual with a disability who satisfies the requisite skill, experience, education and other job related requirements of the position such individual holds or desires, and who, with or without reasonable accommodation, can perform the essential functions of the position. 29 C.F.R. § 1630.2(m). Assuming, without so finding, that Complainant is an individual with a disability under the Rehabilitation Act, the evidence of record indicates that during the relevant time period Complainant was not “qualified” for his GS-12 Contract Negotiator position. In so finding, the Commission notes that the essential functions of the Contract Negotiator position include performing pre/post-award procurement functions for complex, high-monetary value contracts; performing cost and pricing analysis for those contracts; and preparing and reviewing contracting recommendations. ROI, at 37-43. The record reveals that between September 2003 and April 2009, Complainant’s medical documentation recommended that Complainant avoid multi-tasking and that he be assigned lower-priority/lower stress contracts. Id. at 122, 122a. In June 2010, Complainant’s doctor determined that Complainant only needed frequent feedback from his supervisors and breaks when he experienced panic attacks. Id. at 121. However, the physician who performed the follow up fitness for duty exam found that Complainant still needed to be restricted to a limited number of simultaneously-assigned contracts and lower-stress/lower-priority contracts. Id. at 119. The record establishes that management accommodated Complainant with breaks when he needed and frequent feedback sessions where any questions regarding his work were answered. Id. at 348. In addition, the record establishes management assigned Complainant a lower-level contract during the rating period which needed less evaluation and fewer levels of approval. ROI, at 348. As a result, Complainant was performing lower-level duties not normally assigned to a GS-12 Contract Negotiator. Id. at 357. The Commission notes that an employer, as a form of reasonable accommodation, is not required to eliminate an essential function of a position, nor lower production standards, whether qualitative or quantitative, that are applied uniformly to employees with or without disabilities. EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act, No. 915.002, at 6. (Oct. 17, 2002). Despite the provided accommodations of breaks, frequent feedback, and lower-level assignments, management stated that Complainant was unable to perform the essential duties of his GS-12 Contract Negotiator position. ROI, at 347, 357. 0120121305 5 The record reveals that Complainant was initially willing to accept a reassignment and management attempted to search for a position to reassign him in October 2008; however, Complainant expressed his desire to stay in his current position in November 2008. ROI, at 380-82. In June 2009, management again attempted to find a position to reassign Complainant; however, he believed that this was an attempt to terminate him, and he insisted in remaining in his current position. Id. at 397. While Complainant indicates on appeal that he would have been receptive to a reassignment, he did not identify a vacant, funded position for which he could have performed the essential functions, with or without reasonable accommodation, and there is no evidence of one in the record. Complainant has an evidentiary burden to establish that it is more likely than not that there were vacancies during the relevant time period into which he could have been reassigned. See Hampton v. U.S. Postal Serv., EEOC Appeal No. 01986308 (July 31, 2002). Accordingly, the Commission finds that Complainant has not established that he was denied reasonable accommodation in violation of the Rehabilitation Act. Disparate Treatment As to Complainant’s disparate treatment and reprisal claims, the Commission notes that a claim of disparate treatment is examined under the three-part analysis first enunciated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). For Complainant to prevail, he must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. See McDonnell Douglas, 411 U.S. at 802; Furnco Constr. Corp. v. Waters, 438 U.S. 567 (1978). The burden then shifts to the Agency to articulate a legitimate, nondiscriminatory reason for its actions. See Tx. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981). Once the Agency has met its burden, Complainant bears the ultimate responsibility to persuade the fact finder by a preponderance of the evidence that the Agency acted on the basis of a prohibited reason. See St. Mary's Honor Ctr. v. Hicks , 509 U.S. 502 (1993). Assuming arguendo that Complainant could establish a prima facie case of discrimination and reprisal, Agency management has articulated legitimate, nondiscriminatory reasons for Complainant’s low performance appraisal. S1 affirmed that she rated Complainant based on his demonstrated performance during the rating period. For example, as to Appraisal Factor 1 (Work Effort), she rated Complainant at 4 because, as a GS-12, he should have been able to work more independently and not require as much assistance, oversight, and direction. ROI, at 349. Regarding Appraisal Factor 2 (Adaptability to Work), she rated him at 3 because he often gave the impression that he understood her direction, but his finished work product showed otherwise. Id. As to Factor 3 (Problem Solving), she rated him at 3 because he seldom provided solutions and frequently went to others for assistance. Id. Finally, regarding Factor 9 (Work Management), S1 rated Complainant at 4 because she would rather Complainant turn in work that was accurate a day later than the poor work he submitted on 0120121305 6 time. Id. at 350. Overall, Complainant received an “Unacceptable” rating based on his failure to perform at his grade level. Id. Because the Agency has proffered legitimate, nondiscriminatory reasons for the alleged discriminatory events, Complainant now bears the burden of establishing that the Agency's stated reasons are merely a pretext for discrimination. Shapiro v. Soc. Sec. Admin., EEOC Request No. 05960403 (Dec. 6, 1996). Complainant can do this directly by showing that the Agency's proffered explanation is unworthy of credence. Tx. Dep't of Cmty. Affairs v. Burdine, 450 U.S. at 256. The Commission finds that the record is devoid of any evidence that Complainant's protected classes were factors in any of the Agency’s actions. At all times, the ultimate burden remains with Complainant to demonstrate by a preponderance of the evidence that the Agency's reasons were not the real reasons and that the Agency acted on the basis of discriminatory or retaliatory animus. Complainant has failed to carry this burden. As Complainant chose not to request a hearing, the Commission does not have the benefit of an Administrative Judge's credibility determinations after a hearing; therefore, the Commission can only evaluate the facts based on the weight of the evidence presented. As a result, the Commission finds that Complainant has not established that he was subjected to unlawful discrimination or reprisal. CONCLUSION After a review of the record in its entirety, including consideration of all statements submitted on appeal, it is the decision of the Equal Employment Opportunity Commission to AFFIRM the Agency’s final decision because the preponderance of the evidence of record does not establish that discrimination occurred. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0610) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. 0120121305 7 Part 1614 (EEO MD-110), at 9-18 (Nov. 9, 1999). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0610) If you decide to file a civil action, and if you do not have or cannot afford the services of an attorney, you may request from the Court that the Court appoint an attorney to represent you and that the Court also permit you to file the action without payment of fees, costs, or other security. See Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c). The grant or denial of the request is within the sole discretion of the Court. Filing a request for an attorney with the Court does not extend your time in which to file a civil action. Both the request and the civil action must be filed within the time limits as stated in the paragraph above (“Right to File a Civil Action”). FOR THE COMMISSION: ______________________________ May 9, 2013 Carlton M. Hadden, Director Date Office of Federal Operations Copy with citationCopy as parenthetical citation