Opinion
Case No. 3:11-CR-30053-NJR
10-29-2020
UNITED STATES OF AMERICA, Plaintiff, v. RAYMOND G. GLASPER, Defendant.
MEMORANDUM AND ORDER ROSENSTENGEL, Chief Judge :
Pending before the Court is a Motion for Compassionate Release filed by Defendant Raymond Glasper pursuant to 18 U.S.C. § 3582(c)(1)(A) (Doc. 64) and the supplemental motion filed by his counsel (Doc. 70). Glasper asks the Court to reduce his sentence to time-served due to the COVID-19 pandemic and his serious health conditions. The Government opposes this motion (Doc. 73). For the reasons set forth below, the motion is denied.
BACKGROUND
On March 5, 2012, now-retired District Judge G. Patrick Murphy sentenced Defendant Glasper to 240 months' imprisonment following his guilty plea to one count of production of child pornography in violation of 18 U.S.C. 2251(a) (Doc. 61). According to the Bureau of Prisons' website, Glasper is scheduled to be released on October 14, 2027.
Federal Bureau of Prisons Inmate Locator, https://www.bop.gov/inmateloc/ (last visited Oct. 29, 2020).
Glasper now argues his medical conditions constitute extraordinary and compelling reasons to release him under the compassionate release provision of 18 U.S.C. § 3582(c)(1)(A). Glasper claims that his uncontrolled diabetes, asthma, hypertension, and hyperlipidemia combined place him at an increased risk of severe complications if he were to contract COVID-19 (Doc. 70, p. 9).
The Government opposes the motion, noting that Glasper tested positive for COVID-19, was asymptomatic, and has fully recovered (Doc. 73). The Government also argues that while Glasper's medical records indicate he has Type 2 diabetes, it is uncontrolled because of Glasper's own malfeasance (Id.). While moderate-to-severe asthma may also increase the risk of developing severe illness from COVID-19, the Government argues that there is no evidence to support a finding that Glasper's asthma is classified as moderate to severe (Id. at p. 38). Glasper is prescribed an inhaler, but Glasper never complained of an asthma attack to health services during 2019 and 2020 (Id. at pp. 38-39). In fact, during his chronic care visit on September 10, 2019, Glasper denied any complaints related to his asthma (Id. at p. 39). As for Glasper's hypertension, the Government notes that his medical records do not list this as a current medical condition; he was not diagnosed with hypertension at his 2019 and 2020 chronic care visits; and Glasper has never been prescribed medication for hypertension (Id.). With respect for Glasper's hyperlipidemia, the Government notes "it is not a risk factor noted by the CDC as making an individual more vulnerable to COVID-19" (Id.).
Therefore, according to the Government, Glasper's medical conditions do not rise to the level of "extraordinary and compelling" circumstances.
THE FIRST STEP ACT OF 2018
Prior to the passage of the First Step Act, a defendant seeking compassionate release first had to request it from the Director of the Bureau of Prisons ("BOP"). 18 U.S.C. § 3582(c)(1)(A) (2018). The First Step Act of 2018 modified that provision to allow incarcerated defendants to seek compassionate release from a court on their own motion after exhausting administrative rights to appeal a failure of the Bureau of Prisons to bring a motion on their behalf or the lapse of 30 days from the receipt of such a request by the warden of the defendant's facility, whichever is earlier.
After such a motion is filed, either by the Director of the Bureau of Prisons or by the defendant, the Court may reduce the term of imprisonment after considering the factors set forth in § 3553(a) to the extent they are applicable, upon a finding that "extraordinary and compelling reasons warrant such a reduction . . . and that such a reduction is consistent with applicable policy statements issued by the Sentencing Commission." § 3582(c)(1)(A)(i).
The applicable policy statement can be found at U.S.S.G. § 1B1.13. While the policy statement essentially restates § 3582(c)(1)(A), the Application Notes to the policy statement set forth specific circumstances under which extraordinary and compelling reasons exist for reducing a sentence: (A) the medical condition of the defendant; (B) the age of the defendant (over 70), and (C) family circumstances. U.S.S.G. 1B1.13. A fourth category, "(D) Other Reasons," states: "As determined by the Director of the Bureau of Prisons, there exists in the defendant's case an extraordinary and compelling reason other than, or in combination with, the reasons described in subdivisions (A) through (C)." Id. Additionally, the policy statement requires the defendant not be "a danger to the safety of any other person or to the community" pursuant to 18 U.S.C. § 3142(g).
DISCUSSION
A. Plea Agreement Waiver
Before reaching the merits of Glasper's motion, the Court must first determine whether he waived the ability to bring his motion by the terms of his plea agreement. Glasper's plea agreement states:
Defendant is aware that Title 18, Title 28, and other provisions of the United States Code afford every defendant limited rights to contest a conviction and/or sentence. Acknowledging all this, and in exchange for the recommendations and concessions made by the Government in this Plea Agreement, the Defendant knowingly and voluntarily waives his right to contest any aspect of his conviction and sentence that could be contested under Title 18 or Title 28 , or under any other provision of federal law . . . .(Doc. 39) (emphasis added). The Government argues that this provision and others foreclose Glasper from seeking relief under 18 U.S.C. § 3582.
In support of its argument, the Government cites to United States v. Soto-Ozuna, an unpublished case in which the Seventh Circuit found the defendant waived his right to move under § 3582(c)(2) for a sentence reduction based on Amendment 782 to the Sentencing Guidelines when he agreed not to "seek to modify his sentence . . . in any type of proceeding." United States v. Soto-Ozuna, 681 F. App'x 527, 528 (7th Cir. 2017). The Court noted that it will "enforce appellate waivers in plea agreements if the terms of the waiver are express and unambiguous and the defendant knowingly and voluntarily entered into the agreement." Id. (citing United States v. Sakellarion, 649 F.3d 634, 638-39 (7th Cir. 2011); United States v. Aslan, 644 F.3d 526, 534 (7th Cir. 2011)). Because there was no indication the defendant's waiver was not knowing and voluntary, the Court upheld the waiver and affirmed the district court's denial of defendant's motion. Id.
As far as the Court can tell, there are three cases that have relied on Soto-Ozuna to deny a compassionate release motion filed under the First Step Act based on the waiver provision in a plea agreement. In these cases, the District Court for the Southern District of Indiana found defendants waived their ability to file a motion for a sentence reduction when their plea agreement expressly forbid them from bringing such a motion "in any later legal proceeding including but not limited to, an action brought under 18 U.S.C. § 3582 or 28 U.S.C. § 2255." United States v. Egebrecht, No. 217CR00007JRSCMM, 2020 WL 3510775, at *2 (S.D. Ind. June 29, 2020); United States v. Harris-Harden, 2020 WL 5653404, at *2 (S.D. Ind. Sept. 22, 2020); United States v. Barnett, 2020 WL 5947013, at *2 (S.D. Ind. Oct. 6, 2020). While acknowledging that some courts "have refused to enforce plea waivers where the defendant was sentenced years before the First Step Act was passed on December 21, 2018, thereby making it impossible for the defendant to 'knowingly' waive any claim under the Act," these defendants signed their plea waivers after the enactment of the First Step Act. See Egebrecht, 2020 WL 3510775 at *2-3 (defendant signed plea waiver in April of 2019); see also Harris-Harden, 2020 WL 5653404 at *2-3 (defendant signed plea waiver in April of 2019); United States v. Barnett, 2020 WL 5947013, at *2 (S.D. Ind. Oct. 6, 2020) (defendant "signed his plea waiver on December 26, 2018—several days after the First Step Act was enacted"). Additionally, each defendants' plea agreement specifically precluded actions brought under 18 U.S.C. § 3582. Id.
Here, Glasper's plea agreement, which does not include an express provision barring the filing of § 3582(c)(2) motions, was made before the enactment of the First Step Act. Soto-Ozuna is also distinguishable from the instant case. In Soto-Ozuna, the defendant waived his right to seek to "modify" his sentence. Here, Glasper's waived his right to "contest any aspect of the conviction and sentence that could be contested under Title 18 or Title 28." A motion for compassionate release does not "contest" a sentence as it was imposed, but rather argues the enumerated or extraordinary factors now warrant a revisiting and modification of that sentence. E.g., United States v. Monroe, 580 F.3d 552, 557-58 (7th Cir. 2009) (noting that § 3582(c) is "fundamentally different" from an appeal or collateral attack as it does not seek to "impugn" district court's sentence). As such, the waiver in Glasper's Sentencing Agreement does not appear to foresee a waiver of a motion under 18 U.S.C. § 3582(c). The Government notes that Glasper's Sentencing Agreement does explicitly note certain exceptions to his "waiver of his right to appeal or bring collateral challenges[,]" and argues that the failure to list § 3582(c) among this exceptions should be read as an indication that his rights under that section were waived, per the canon of expressio unius est exclusion alterius. Because a motion under § 3582(c) does not amount to an appeal or collateral challenge, however, an exception to such a waiver would be unnecessary, and the failure to list § 3582(c) among the listed exceptions does not indicate waiver. Accordingly, the Court finds that Glasper did not waive his right to bring a motion for compassionate release under 18 U.S.C. § 3582(c).
The Court finds that Glasper could not have knowingly waived his ability to bring a claim under the First Step Act, as that avenue to relief did not yet exist. See United States v. Rodriguez, 424 F. Supp. 3d 674, 681 (N.D. Cal. 2019) ("Waiver is the relinquishment of a known right. The First Step Act amended Section 3582 and was passed after his sentence, so he could not have waived the rights it contains."); United States v. Ellerby, 2020 WL 2395619, at *2 (D. Md. May 12, 2020) (because defendant pleaded guilty in 2016, and "mindful that a waiver agreement 'should be interpreted narrowly against the government,' " defendant did not waive his right to bring a motion under the First Step Act); United States v. Burrill, 2020 WL 1846788, at *2 (N.D. Cal. Apr. 10, 2020) (defendant's December 2017 plea agreement could not encompass the relief he sought under the First Step Act, "as he could not have knowingly waived rights that were not in existence, or even contemplated, at the time of his plea.").
As noted by the Northern District of California, "Congress did not intend for federal prosecutors to have the final say on a defendant's request for compassionate release." United States v. Sembrano, 2020 WL 3161003, at *3 (N.D. Cal. May 28, 2020). Rather, "when it passed the First Step Act, Congress made courts rather than executive agencies the final arbiters of compassionate release motions." Id. While prosecutors participate in the process of evaluating those motions, they are not the final decisionmakers. Id. "It is unacceptable for the United States Attorneys' Office to use its favorable position at the plea bargaining table to abrogate a role Congress designated for the courts." Id.
For these reasons, the Court finds that Glasper's plea agreement was not a knowing and voluntary waiver of his right to seek a sentence reduction under the compassionate release provision of the First Step Act. Thus, he is not foreclosed from bringing his motion in this Court.
B. Consideration of Glasper's Motion
The Court starts by noting that Glasper does not satisfy any of the factual predicates listed by the Sentencing Commission as constituting "extraordinary and compelling reasons" justifying compassionate release. Namely, he is not suffering from a terminal illness or other condition from which he is not expected to recover, is under 65 years old, and does not indicate any death or incapacitation in his immediate family.
In the unusual circumstances of the COVID-19 pandemic, courts have been willing in certain instances to look beyond the enumerated list of extraordinary and compelling reasons listed by the Sentencing Commission, particularly where underlying medical conditions make defendants particularly susceptible to COVID-19. Here, while Glasper does have certain underlying medical conditions that could exacerbate his susceptibility to COVID-19, it is not clear that these conditions severely increase his vulnerability to COVID-19 to the point that compassionate release might be warranted.
The Court notes that Glasper has in fact refused treatment for his diabetes (Doc. 73-1, p. 6), and this refusal to accept treatment seriously undercuts his argument that his diabetes is an extraordinary and compelling reason that justifies compassionate release. While Glasper's asthma may also place him at an increased risk of severe illness from the coronavirus, his records indicate that his asthma is well controlled. Glasper's hypertension does not appear to be severe, and his condition has been stable. Thus, the Court finds that there is no evidence Glasper is suffering from a serious medical condition that substantially diminishes his ability to provide self-care within the environment of a correctional facility and from which he is not expected to recover.
Furthermore, the fact that Glasper has already tested positive for COVID-19 without exhibiting symptoms seems to detract from his argument that he is exceptionally vulnerable, while little appears to be known about the potential for previously infected individuals to be re-infected with the coronavirus, such reinfections appear to be relatively rare, and any antibodies from Glasper's previous infection may provide some level of protection.
See, e.g. Rogers et al., Isolation of potent SARS-CoV-2 neutralizing antibodies and protection from disease in a small animal model, SCIENCE, June 15, 2020; Apoorva Mandavilli, Can You Get Covid-19 Again? It's Very Unlikely, Experts Say, N.Y. TIMES, July 22, 2020. --------
Although the Court acknowledges that COVID-19 is a serious and extremely contagious illness that has presented unprecedented challenges for the Bureau of Prisons, "the COVID-19 pandemic does not warrant the release of every federal prisoner with health conditions that make them more susceptible to the disease." United States v. Sheppard, No. 09-30001, 2020 WL 2128581, at *2 (C.D. Ill. May 5, 2020).
Even if the Court were to find that Glasper's medical conditions, alone or in conjunction with the COVID-19 pandemic, constituted extraordinary and compelling reasons for a sentence reduction, the § 3553(a) factors and the requirement that the defendant not be "a danger to the safety of any other person or to the community" weigh against releasing him. Glasper preyed on two minor females, used his status as a family member to gain access, and took pornographic photos of them. Based on this conduct, the Court cannot guarantee that Glasper would not be a danger to the safety of any other person or the community if he were released.
Moreover, Glasper has served only a portion of his 20-year sentence. Reducing his sentence to time-served would fail to reflect the seriousness of his crime, promote respect for the law, or provide just punishment for the offense. The Court also fears his short incarceration would be insufficient to deter Glasper from future criminal conduct with minors or to protect the public from further crimes. Accordingly, after considering the § 3553(a) factors, the Court finds that Glasper's request for compassionate release must be denied.
CONCLUSION
For these reasons, the Motion for Compassionate Release filed by Defendant Raymond Glasper (Doc. 64) and the supplemental motion filed by counsel (Doc. 70) are DENIED.
IT IS SO ORDERED.
DATED: October 29, 2020
/s/ _________
NANCY J. ROSENSTENGEL
Chief U.S. District Judge