Summary
In Sauve, the Washington Supreme Court held that a defendant could not raise even constitutional issues where they could have been raised on the first appeal: "[e]ven though an appeal raises issues of constitutional import, at some point the appellate process must stop."
Summary of this case from State v. ArmijoOpinion
No. 49390-1.
July 21, 1983.
[1] Appeal and Error — Review — Issues Not Raised in Trial Court — Basic Rights — Second Appeal. Although a constitutional issue may be raised for the first time on appeal, such an issue will not be considered on a second appeal when it could have been, but was not, raised in the prior appeal.
Nature of Action: The defendant was arrested when police forcibly entered his house. He was charged with robbery, kidnapping, assault, and possession of stolen property. After conviction on those charges and of being a habitual criminal, the cause was remanded by the Court of Appeals for reconsideration of the habitual criminal proceeding.
Superior Court: After the State withdrew the habitual criminal charge, the Superior Court for King County, No. 86071, Richard M. Ishikawa, J., resentenced the defendant on May 13, 1981, on the substantive charges.
Court of Appeals: The court dismissed the appeal at 33 Wn. App. 181, holding that the defendant could not raise issues which either were raised or could have been raised in the first appeal.
Supreme Court: Holding that the failure to challenge the warrantless entry in the first appeal precluded its consideration on the second appeal, the court affirms the Court of Appeals dismissal.
David L. Shorett, for petitioner.
Norm Maleng, Prosecuting Attorney, and Timothy X. Sullivan, Deputy, for respondent.
On May 5, 1978, after receiving a tip from an informant, Seattle police officers arrested Maurice Sauve in connection with a crime spree that occurred earlier that day. Police forcibly entered Sauve's house to effectuate the arrest. The police made no attempt before going to Sauve's house to obtain either an arrest warrant or a search warrant. In June 1978, Maurice Sauve was convicted of 11 counts of first degree robbery, 2 counts of first degree kidnapping, 1 count of second degree assault, and 2 counts of second degree possession of stolen property. In January 1979, Sauve was found to be a habitual criminal, and on February 20, 1979, he was sentenced. In March 1979, Sauve appealed to the Court of Appeals from the judgment and sentence.
Due to a stay of proceedings pending the outcome in State v. Holsworth, 93 Wn.2d 148, 607 P.2d 845 (1980), Sauve's appeal was not heard until January 1981. On February 23, 1981, the Court of Appeals issued an unpublished decision in the case. State v. Sauve, cause 7420-2-I, unpublished opinion noted at 28 Wn. App. 1032 (1981). The Court of Appeals remanded the case to the trial court pursuant to Holsworth for a rehearing as to matters relied on in the habitual criminal proceeding.
On remand, the State abandoned the habitual criminal charges against Sauve. On May 11, 1981, the Superior Court entered judgment and resentenced Sauve. Sauve appealed from the May 1981 judgment and sentence. This appeal was dismissed by the Court of Appeals which held that since defendant had the opportunity to present at the first appeal all issues now presented at the second appeal, these issues would not now be considered. State v. Sauve, 33 Wn. App. 181, 652 P.2d 967 (1982).
The substantive issues revolve around the question of the constitutionality of the forcible warrantless entry into Sauve's house. Payton v. New York, 445 U.S. 573, 63 L.Ed.2d 639, 100 S.Ct. 1371 (1980) held that, absent exigent circumstances, police may not make a warrantless, nonconsensual entry into a suspect's house to make a routine felony arrest. Although Payton was decided subsequent to defendant's conviction, the first appeal was heard in January 1981, more than 8 months later. Even though in State v. Counts, 27 Wn. App. 773, 620 P.2d 1013 (1980) the Court of Appeals decided Payton was not to be applied retroactively, this "should not have deterred Sauve from arguing in his first appeal retroactive application of Payton to his case." Sauve, 33 Wn. App. at 184 n. 6. Counts was subsequently overruled by this court. State v. Counts, 99 Wn.2d 54, 61, 659 P.2d 1087 (1983). Accord, United States v. Johnson, 457 U.S. 537, 73 L.Ed.2d 202, 102 S.Ct. 2579 (1982).
[1] While we have repeatedly refused to consider errors raised for the first time on appeal, see, e.g., Fuqua v. Fuqua, 88 Wn.2d 100, 105, 558 P.2d 801 (1977); State v. Stewart, 73 Wn.2d 701, 705-06, 440 P.2d 815 (1968); State v. Green, 70 Wn.2d 955, 963, 425 P.2d 913, cert. denied, 389 U.S. 1023 (1967), we will consider constitutional issues raised for the first time on appeal. State v. Regan, 97 Wn.2d 47, 50, 640 P.2d 725 (1982); State v. Theroff, 95 Wn.2d 385, 391, 622 P.2d 1240 (1980); State v. Green, 94 Wn.2d 216, 231, 616 P.2d 628 (1980). RAP 2.5(a) reflects this view that a "manifest error affecting a constitutional right" may be raised for the first time in an appellate court.
Even though an appeal raises issues of constitutional import, at some point the appellate process must stop. Where, as in this case, the issues could have been raised on the first appeal, we hold they may not be raised in a second appeal. Nonetheless, defendant is not without a remedy. He may choose to apply for a personal restraint petition under RAP 16.3, 16.4, and with a prima facie showing of actual prejudice arising from constitutional error would be entitled to "a full hearing on the merits or for a reference hearing pursuant to RAP 16.11(a) and RAP 16.12". In re Hews, 99 Wn.2d 80, 88, 660 P.2d 263 (1983).
The prosecuting attorney urges us to find exigent circumstances existed in the entry into Sauve's house. We noted in State v. Counts, 99 Wn.2d at 60, those circumstances which might represent exigent circumstances so as to justify a departure from the rule in Payton. Given the condition of the record in this case, however, we are unable to determine whether exigent circumstances exist and reject the position of the State.
The Court of Appeals is affirmed.
WILLIAMS, C.J., and ROSELLINI, STAFFORD, UTTER, BRACHTENBACH, DORE, DIMMICK, and PEARSON, JJ., concur.