Opinion
SC18443
11-22-2011
STATE v. COCCOMO—DISSENT
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EVELEIGH, J., dissenting, with whom PALMER and VERTEFEUILLE, Js., join with respect to part I of this dissenting opinion. I respectfully dissent. I disagree with the majority's conclusion that the Appellate Court improperly determined that the trial court abused its discretion by admitting as evidence of consciousness of guilt the fact that the defendant, Tricia Lynne Coccomo, had transferred certain real property that she owned for less than fair value. I further disagree with the majority's conclusion that the judgment of the Appellate Court should not be affirmed on the alternate ground that the trial court committed plain error in admitting into evidence the blood alcohol test results attributed to the defendant and in concluding that the failure to grant relief to the defendant will not result in manifest injustice. Moreover, I also disagree with the majority's conclusion that the defendant did not appeal the trial court's ruling on the issue of the chain of custody of the blood evidence. Instead, I would conclude that the Appellate Court properly concluded that the trial court abused its discretion in admitting as evidence of consciousness of guilt the fact that the defendant had transferred certain real property that she owned for less than fair value. I would further conclude that, at trial, the defendant raised and preserved for appeal her claim that the trial court improperly admitted evidence of the blood alcohol test results because the state failed to meet its burden of establishing the chain of custody and, therefore, this claim was properly before the Appellate Court. I would also conclude that the trial court improperly admitted the blood alcohol test results because the state did not meet its burden of ''showing that there is a reasonable probability that the substance has not been changed in important respects (Internal quotation marks omitted.) State v. Greene, 209 Conn. 458, 479, 551 A.2d 1231 (1988). Accordingly, I would affirm the judgment of the Appellate Court.
Because a careful analysis of the facts of this case is critical to an examination of the issues raised on appeal, I find the following facts, as set forth in the Appellate Court opinion, and procedural history necessary for my review. The defendant worked as a schoolteacher at one of Stamford's magnet schools. ''At approximately 7 p.m. on July 26, 2005, the defendant attended a work-related dinner at a colleague's home where jambalaya and sangria were served.'' State v. Coccomo, 115 Conn. App. 384, 386, 972 A.2d 757 (2009). All of the attendees at the party, including the hostess, were colleagues of the defendant. ''The hostess explained that she served two pitchers of sangria to her eight guests, each pitcher containing no more than a magnum of wine. One pitcher had white wine, the other red. Both were mixed with fruit, honey and spar- kling water. There was no other alcohol served at the party. At the end of the dinner party, the pitcher of red sangria appeared untouched and the pitcher of white sangria was three-quarters consumed. The defendant testified that she drank between one and two glasses of sangria during dinner. The other guests testified that they, too, consumed some of the sangria. There was no evidence that the defendant consumed any other alcohol before or after dinner. All of the people at the dinner testified that the defendant did not display any signs of intoxication and that she seemed normal throughout the dinner party.
''Sometime between 9 p.m. and 9:30 p.m., the defendant left the dinner to go home. At approximately 9:28 p.m., the defendant, who was driving northbound at approximately forty-five miles per hour, the posted speed limit, around a curve on Long Ridge Road in Stamford, collided with another vehicle traveling southbound at approximately the same speed. The defendant's vehicle was three feet over the center line of the roadway at the time of the collision. The three occupants of the other vehicle died from the injuries that they sustained as a result of the collision. The defendant sustained a broken ankle and minor lacerations.
''Officer Frank Laccona of the Stamford police department was one of the first police officers on the scene. He helped the defendant out of her vehicle. Shortly thereafter, technicians from Stamford Emergency Medical Services, Inc. (emergency medical services), arrived. Robert Voss of the emergency medical services testified that the defendant was stable and ambulatory and that she was alert and oriented. Jennifer Mardi, also of the emergency medical services, testified that the defendant had the odor of alcohol on her breath. She asked the defendant if she was okay and if she had been drinking. In response, the defendant stated that she had had a few drinks. After checking the defendant's vital signs, Mardi transferred her care to paramedic Kirsten Engstrand who, along with fellow emergency medical technician, Yannick Passemart, accompanied the defendant to Stamford Hospital [hospital]. Engstrand testified that, although she did not write it in her report, the defendant did have the odor ofalcohol on her breath. Engstrand stated that the defendant was conscious, alert, oriented and ambulatory.'' Id., 386-87. Engstrand asked the defendant if she had been drinking and the defendant replied that she had consumed ''a few glasses of champagne and a glass of wine at a party downtown.'' Passemart testified that he heard the defendant say that she had consumed ''a few drinks.'' ''Passemart also testified that he detected a slight odor of alcohol on the defendant. Both Engstrand and Passemart indicated that the defendant's speech was slightly slurred, but Engstrand acknowledged that such slurring was consistent with having just been in a seri- ous accident and with having been upset and crying.
''The defendant's blood was drawn in the ambulance on the way to the hospital. Although the emergency medical technicians' report indicates that the defendant's blood was drawn by Passemart, who was not legally qualified to do so, the testimony at trial was that her blood was drawn by Engstrand. Engstrand indicated that she had a distinct recollection of her treatment of the defendant due to the serious nature of the collision. Engstrand testified that she used five tubes to collect the defendant's blood, one [ten] milliliter tube with a pink top, and four [five] milliliter tubes: one with a blue top, one green, one lavender and one yellow. Engstrand testified that she never used tubes of any other description and that she did not have access to any other tubes. After she filled the tubes, she placed them in a biohazard bag, rolled the bag up and taped it to the defendant's intravenous bag. Engstrand did not label the tubes as containing the defendant's blood, as it was not procedure to do so, nor did she label the biohazard bag.'' Id., 387-88. The emergency medical technicians testified that the defendant attained a perfect score on the Glasgow coma scale, which was given during transport to the hospital.
''The Glasgow coma scale assesses brain function on the basis of how a patient responds to certain stimuli by opening the eyes and giving verbal and motor responses.'' State v. Coccomo, supra, 115 Conn. App. 389 n.1.
''The ambulance arrived at [the hospital] between 10:10 and 10:18 p.m. Engstrand indicated that upon arrival at the hospital, she placed the intravenous bag and the biohazard bag containing the tubes ofthe defendant's blood on or between the defendant's legs. The defendant was met at the hospital by Officer Robert Bulman of the Stamford police department who asked her a series of questions. Bulman indicated that he had no problem understanding the defendant's responses and that her speech was not slurred. Bulman testified that in his experience, intoxicated individuals are unable to answer the questions he posed to the defendant. Bulman did, however, note an odor of alcohol on the defendant's breath.
''Emergency room nurse Toren Utke assumed the defendant's care from Engstrand. Utke testified that the defendant appeared alert and oriented, and was not confused or slurring her words and that he never smelled the odor of alcohol on her breath. He indicated that the defendant attained a perfect score on the Glasgow coma scale. Utke testified that Engstrand identified a biohazard bag of blood as the defendant's and that he left the blood with the defendant while he printed labels for the tubes. Utke indicated that he individually labeled the tubes of blood, placed them back in the biohazard bag and sent them to the laboratory.
''Utke and other emergency room staff testified that the emergency room was very hectic and 'crazy' that night due to the trauma patients from the defendant's collision. The hospital records indicate that the blood sample attributed to the defendant was one of three blood samples collected in the emergency room at precisely 10:30 p.m. The laboratory staff printed and affixed new labels to each tube, placing the new label over the old one. The laboratory director, William Wilson, explained that this procedure of labeling and then relabeling the tubes was later changed in October, 2005, due, in part, to the risk of error inherent in relabeling. Under the new system, the laboratory does not re-label the tubes. Rather, the tubes retain their original labels for their life use.
''The hospital records are inaccurate in that the defendant's blood was drawn in the ambulance, not at the hospital, and, because the defendant arrived at the hospital at 10:15 p.m., her blood had to have been drawn prior to that time.'' State v. Coccomo, supra, 115 Conn. App. 389 n.2.
''Wilson also produced documents that he referred to as an 'audit trail,' consisting of a series of screenshots from the laboratory's computers revealing certain information about the blood tubes tested by the laboratory. The documents indicate that the laboratory labeled and tested blood that was collected from the defendant at 10:30 p.m. in the emergency room and deposited in a [ten] milliliter 'red-gray top' tube. Despite the contents of the 'audit trail' documents, the evidence at trial revealed, unequivocally, that the defendant's blood was drawn in the ambulance, and not at the hospital, and that she arrived at the hospital at 10:15 p.m. The evidence is also clear that when the blood was taken from the defendant in the ambulance, none of it was deposited into a tube with a 'red-gray top.' The blood in the red-gray tube, which was attributed to the defendant, reportedly contained a blood alcohol content of 0.241.'' Id., 388-90. Wilson testified that the tube the lab tested for blood alcohol content was not one of the tubes that Engstrand filled with the defendant's blood. Although the defendant previously had objected, in a motion in limine, to the admission of the blood alcohol testing evidence on the basis of the chain of custody, the record does not suggest that there was a specific objection to the admission of the blood alcohol results specifically on the points of Wilson's testimony that the tube tested by the laboratory did not correspond to any of the tubes of the defendant's blood drawn in the ambulance. At the time the motion in limine was filed, the evidence demonstrating this inconsistency had not been discovered, nor was it discovered when the blood alcohol test results were first admitted into evidence at trial.
''Both toxicologists, Robert Powers for the state and Richard Stripp for the defendant, testified as to the probable effect a 0.241 blood alcohol content would have on an individual. Both toxicologists testified that a reading of 0.241 at 9:52 p.m. would equate to a reading of roughly 0.25 at 9:28 p.m., the time of the accident, assuming no further alcohol was ingested. Powers opined that to produce such a reading, the defendant would have had to have consumed ten or eleven servings of alcohol in one hour, and Stripp indicated that the defendant would have had to have consumed three-quarters of a pitcher of sangria to reach that level. Powers stated that such a high level of intoxication would result in cognitive impairment noticeable to oth- ers. Powers expressed that if his blood alcohol content were that high, he probably would not 'be sitting up.' Stripp opined that a blood alcohol content of 0.241 or 0.25 would render an average person overtly intoxicated, staggering, demonstrating motor impairment, cognitive dysfunction and slurring words, and that a blood alcohol content of 0.25 is 'sloppy drunk.'
''James Sarnelle, the trauma surgeon who cared for the defendant, testified that he did not observe any signs of intoxication in the defendant. He indicated that she was not slurring her words, she was alert and that she had no problems in communicating with him and that he did not detect the odor of alcohol on her breath. Sarnelle stated that if he had observed any signs of intoxication in the defendant, he would have noted them in his report. He opined that an intoxicated individual would not score a perfect fifteen on the Glasgow coma scale, which the defendant did three times that evening.'' Id., 390-91.
With respect to the motor vehicle accident, the police initially concluded that, given the curved and inclined road, the darkness, and human perception and reaction times, neither driver had an opportunity to ''see each other,'' nor was there sufficient ''time to perceive, try to react, and avoid each other.'' In the initial investigation, the police were unable to determine the point of impact, the mechanism, or cause of the crash. Fifteen months later, however, the police reopened the investigation and they were then able to determine that the defendant was three feet over the center line at the time of the accident, and that neither vehicle took evasive action prior to the collision. The defendant did not remember how the collision occurred. She remembered everything up to the point of impact, including exiting from the Merritt Parkway onto Long Ridge Road, and proceeding ''a little bit'' until her arms locked up at the time of the collision.
While in the hospital, the defendant was advised that her blood had been tested for alcohol, and that the results showed a very high blood alcohol level. The defendant ''wanted to see'' what the blood alcohol content report contained. She asked for, and was provided, a copy of the report.
Thereafter, ''[t]he defendant was arrested and charged with three counts of manslaughter in the second degree in violation of General Statutes § 53a-56 (a) (1), three counts of manslaughter in the second degree with a motor vehicle in violation of [General Statutes] § 53a-56b (a), three counts of misconduct with a motor vehicle in violation of General Statutes § 53a-57 (a), one count of operating a motor vehicle while under the influence of intoxicating liquor or drugs in violation of [General Statutes] § 14-227a (a) (2), one count of failure to keep a narcotic drug in the original container in violation of General Statutes § 21a-257 and one count of possession of less than four ounces of marijuana in violation of General Statutes § 21a-279 (c).'' State v. Coccomo, supra, 115 Conn. App. 391.
At trial, the defendant testified that prior to the accident, papers had been drawn to deed to her mother her interest in certain jointly held property, to protect it from her soon to be former husband. The defendant signed and recorded the papers after the accident. The transfer was soon thereafter undone. Counsel was involved in every step. The state introduced, over the defendant's objection, the corresponding quitclaim deed, as well as the tax card for the transferred property. The trial court admitted both exhibits, ruling that the jury could find that the documents reasonably inferred that the defendant had a guilty conscience. The trial court further instructed the jury that the evidence had been admitted, and could be considered, ''to show consciousness of guilt.''
''[The defendant] was convicted of three counts of manslaughter in the second degree with a motor vehicle, three counts of misconduct with a motor vehicle and one count of operating a motor vehicle while under the influence of intoxicating liquor or drugs, and was acquitted of the remaining charges. The defendant was sentenced to a total effective term of twenty years incarceration, execution suspended after twelve years, followed by five years probation and a $1000 fine.'' State v. Coccomo, supra, 115 Conn. App. 391.
Thereafter, the defendant appealed from the judgment of conviction to the Appellate Court. On appeal to that court, the defendant claimed that: (1) ''the trial court improperly admitted evidence of her blood alcohol content''; id., 386; (2) ''there was insufficient evidence to sustain her conviction''; id.; and (3) ''the [trial] court improperly admitted consciousness of guilt evidence.'' Id. The Appellate Court concluded that the defendant had not properly preserved her claim regarding the admission of the blood alcohol content report and the discrepancy in the color of the test tube cap labels. In doing so, the Appellate Court held that ''[b]ecause the defendant's present claim regarding the discrepancy in the color of the test tube caps was not raised at trial, it is not available for review on appeal. Because the chain of custody claims made at trial before the discovery of the discrepancy in tube cap colors have not been asserted on appeal, they are similarly unavailable for our review.'' Id., 394.
The Appellate Court also concluded, however, that the trial court improperly admitted consciousness of guilt evidence and, therefore, reversed the judgment of the trial court and remanded the case for a new trial. Id., 396, 402. This court then granted the state's petition for certification to appeal limited to the following issue: ''Did the Appellate Court properly conclude that the trial court abused its discretion in admitting evidence of a transfer of property for less than fair value as evidence of consciousness of guilt and that such admission of evidence was not harmless?'' State v. Coccomo, 293 Conn. 909, 910, 978 A.2d 1111 (2009). Thereafter, the defendant filed a motion pursuant to Practice Book § 84-11 seeking to raise an alternative ground for affirming the judgment of the Appellate Court. This court granted the defendant's motion and permitted the defendant to assert that it was plain error for the trial court to admit into evidence the blood alcohol content test results because the evidence presented at trial established that the blood that was tested was not the defendant's.
Practice Book § 84-11 (a) provides: ''Upon the granting of certification, the appellee may present for review alternative grounds upon which the judgment may be affirmed provided those grounds were raised and briefed in the appellate court. Any party to the appeal may also present for review adverse rulings or decisions which should be considered on the appeal in the event of a new trial, provided that such party has raised such claims in the appellate court. If such alternative grounds for affirmation or adverse rulings or decisions to be considered in the event of a new trial were not raised in the appellate court, the party seeking to raise them in the supreme court must move for special permission to do so prior to the filing of that party's brief. Such permission will be granted only in exceptional cases where the interests of justice so require.''
I
A
I first turn to the issue of whether the Appellate Court improperly concluded that the trial court abused its discretion in admitting evidence relating to a transfer of property for less than fair value as evidence of consciousness of guilt. The majority concludes that ''the trial court properly admitted the evidence relating to the defendant's request to review the results of her blood alcohol test and her transfer of her interest in the property to her mother to show consciousness of guilt . . . .'' I disagree.
I agree with the majority with respect to the standard of review. Our standard of review for evidentiary claims is well settled. ''We review the trial court's decision to admit evidence, if premised on a correct view of the law . . . for an abuse of discretion. . . . We will make every reasonable presumption in favor of upholding the trial court's ruling, and only upset it for a manifest abuse of discretion.'' (Internal quotation marks omitted.) State v.Beavers, 290 Conn. 386, 396, 963 A.2d 956 (2009).
This court previously has made clear that ''consciousness of guilt [evidence] goes to the question of the defendant's state of mind, a determination which in turn requires an assessment of the defendant's motivations . . . .'' (Internal quotation marks omitted.) State v. Davis, 98 Conn. App. 608, 628, 911 A.2d 753 (2006), affd, 286 Conn. 17, 942 A.2d 373 (2008). ''A trial court may admit [e]vidence that an accused has taken some kind of evasive action to avoid detection for a crime, such as flight, concealment of evidence, or a false statement, [which] is ordinarily the basis for a charge on the inference of consciousness of guilt. . . . The trial court, however, should admit only that evidence where its probative value outweighs its prejudicial effect.'' (Internal quotation marks omitted.) State v. Riser, 70 Conn. App. 543,547-48,800 A.2d 564 (2002). ''[M]isstate-ments of an accused, which a jury could reasonably conclude were made in an attempt to avoid detection of a crime or responsibility for a crime or were influenced by the commission of a criminal act, are admissi- ble as evidence reflecting a consciousness of guilt.'' (Internal quotation marks omitted.) State v. Moody, 214 Conn. 616, 626, 573 A.2d 716 (1990); see also State v. Riser, supra, 548 (assumption of false name and address constitutes consciousness of guilt evidence).
Section 4-3 of the Connecticut Code of Evidence provides: ''Relevant evidence may be excluded if its probative value is outweighed by the danger of unfair prejudice or surprise, confusion of the issues, or misleading the jury, or by considerations or undue delay, waste of time or needless presentation of cumulative evidence.'' ''One fact is relevant to another if in the common course of events the existence of one, alone or with other facts, renders the existence of the other either more certain or more probable. . . . In a criminal trial, it is relevant to show the conduct of an accused, as well as any statement made by him subsequent to the alleged criminal act, which may fairly be inferred to have been influenced by the criminal act. . . . The state of mind which is characterized as guilty consciousness or consciousness of guilt is strong evidence that the person is indeed guilty . . . and, under proper safeguards . . . is admissible evidence against an accused.'' (Citation omitted; internal quotation marks omitted.) State v. Camacho, 92 Conn. App. 271, 294, 884 A.2d 1038 (2005), cert. denied, 276 Conn. 935, 891 A.2d 1 (2006).
The majority does not address the fact that this court has never had the occasion to determine whether evidence involving a subsequent property transfer may be admitted as evidence of consciousness of guilt in a criminal case. Indeed, the cases cited by the majority setting forth the principles for admission of evidence of consciousness of guilt involved drastically different forms of evidence, such as threats made toward a witness; State v. DePastino, 228 Conn. 552, 563, 638 A.2d 578 (1994); or evidence of flight to avoid prosecution. State v. Freeney, 228 Conn. 582, 593-94, 637 A.2d 1088 (1994). Once again, relying on a case involving evidence that undisputedly is admissible as evidence of consciousness of guilt; see State v. DePastino, supra, 563; the majority concludes that, in the present case, ''the defendant's transfer of her interest in the property to her mother may fairly be inferred to have been influenced by the criminal act of causing the deaths of three persons while she was operating a motor vehicle under the influence of liquor.'' (Internal quotation marks omitted.)
The majority also cites to State v. Niemeyer, 258 Conn. 510, 517-19, 782 A.2d 658 (2001), which does not address evidence introduced to show consciousness of guilt, but only addresses what constitutes circumstantial evidence.
A review of the common law, however, reveals that the vast majority of conduct that is admitted as consciousness of guilt evidence in criminal cases consists of illegal or improper attempts by a defendant to circumvent or affect his or her criminal prosecution. These cases reveal that the defendant ''thinks his case is weak and not to be won by fair means.'' (Internal quotation marks omitted.) State v. Holliday, 159 Conn. 169, 173, 268 A.2d 368 (1970). Such evidence tends to fall into three categories, ''acts calculated to enable the defendant . . . [1] to evade arrest ... [2] to avoid trial . . . or [3] to prevent a conviction.'' E. Imwinklereid, Uncharged Misconduct Evidence (Rev. 2006) § 3:4, pp. 3-12 through 3-20. In Connecticut, such acts have included: refusal to provide Breathalyzer evidence combined with ''evasive'' answers on the refusal form; see, e.g., State v. Morelli, 293 Conn. 147, 160, 976 A.2d 678 (2009); false or deceptive statements to the police; see, e.g., State v. Slater, 285 Conn. 162, 191, 939 A.2d 1105, cert. denied, 553 U.S. 1085, 128 S. Ct. 2885, 171 L. Ed. 2d 822 (2008); flight; see, e.g., State v. Camacho, 282 Conn. 328, 383-84, 924 A.2d 99 (refusal to wait for emergency personnel and failing to obtain medical care despite serious injury so as to avoid detection of alcohol), cert. denied, 552 U.S. 956, 128 S. Ct. 388, 169 L. Ed. 2d 273 (2007); State v. Perkins, 271 Conn. 218, 249, 856 A.2d 917 (2004); use of false appearance; see, e.g., State v. Otero, 49 Conn. App. 459, 462, 467-68, 715 A.2d 782, cert. denied, 247 Conn. 910, 719 A.2d 905 (1998); attempts or plans to escape from custody; see, e.g., State v. Burak, 201 Conn. 517, 532-33, 518 A.2d 639 (1986); threats to the victim, see, e.g., State v. Maturo, 188 Conn. 591, 597, 452 A.2d 642 (1982); threats against a witness; see, e.g., State v. Bell, 188 Conn. 406, 415-16, 450 A.2d 356 (1982); and attempts to frighten or intimidate a prosecutor or his family. See, e.g., State v. Moynahan, 164 Conn. 560, 593-98, 325 A.2d 199, cert. denied, 414 U.S. 976, 94 S. Ct. 291, 38 L. Ed. 2d 219 (1973).
The majority opinion also cites Batick v. Seymour, 186 Conn. 632,443 A.2d 471 (1982), which the trial court in the present case heavily relied upon in ruling that the transfer evidence was admissible as evidence of consciousness of guilt. The majority does not, however, address why this civil case is persuasive in the present criminal matter. I would conclude, consistent with the Appellate Court, that the reasoning in Batick is inapplicable here. In Batick, the defendant conveyed his interest in real property to his wife, for ''love and affection,'' less than three months after he was involved in a motor vehicle collision. (Internal quotation marks omitted.) Id., 637. The defendant was aware that the other party involved was paralyzed as a result of the collision, and he indicated that his automobile insurance policy was limited to $25,000, and that he had consulted an attorney about the transfer. Id., 637-38. The plaintiff sought to introduce evidence of the property transfer to establish the defendant's consciousness of liability. Id., 635. This court concluded that the trial court should have admitted the evidence, stating: ''Under these circumstances we are not persuaded that the likelihood of prejudice was so great as to warrant a deviation from the general rule admitting evidence of post-accident transfers to show that the defendant did not view his position in the possible forthcoming litigation as entirely impregnable. The evidence was neither so remote nor so prejudicial that its significance upon the issues of the case could not be entrusted to the jury.'' Id., 638.
As noted in the Appellate Court opinion in the present case, Batick was a civil case involving potential civil liability. In Batick, this court also stated that it was clear that ''a court has discretion to exclude relevant evidence [concerning the property transfer] . . . . This discretion, however, has often been invoked and discussed in the context of criminal trials where the stakes are higher and prejudice may have the consequence of confinement.'' (Citations omitted.) Id., 637.
Additionally, a criminal case relied on by the state, United States v. Forbes, United States District Court, Docket No. 3:02 CR264 (AHN), 2007 WL 141952 (D. Conn. January 17, 2007), further supports the conclusion that the transfer of assets may only be relevant to a criminal prosecution when it directly interferes with the prosecution. In Forbes, the government sought and ultimately obtained a multi-billion dollar order of restitution against the defendant in connection with his allegedly fraudulent transfer of certain assets to family members and business associates. Id., *1. The defendant's asset transfer would have interfered with the government's ability to effectuate that order by placing control of the assets beyond the reach of the government. As the federal government noted, ''the defendant transferred his assets to shield them against loss as a consequence of the prosecution.'' United States v. Forbes, United States District Court, Docket No. 07-0348-Cr., 2007 WL 5960191, *50 (D. Conn. July 18, 2007). Indeed, my research has revealed that every court to consider this question has reached the same conclusion, namely, that the mere transfer of an asset subsequent to an alleged criminal act is not probative of consciousness of guilt. See United States v. Ramirez, 176 F.3d 1179,1182-83 (9th Cir. 1999) (defendant's asset transfer did not reveal consciousness of guilt and government's claim was ''tenuous, at best''); United States v. Ferguson, United States District Court, Docket No. 3:06CR137 (CFD), 2007 U.S. Dist. LEXIS 87842, *3, *11-13 (D. Conn. November 30, 2007) (where evidence failed to provide factual nonspeculative basis upon which to resolve ''whether [the defendant] transferred his property for fear of exposure to criminal liability . . . or broader civil liability,'' evidence is inadmissible); United States v. Nacchio, United States District Court, Docket No. 05-CR-00545 (EWN) (D. Colo. March 29, 2007) (government's theory that defendant's asset transfer revealed guilt was ''extremely weak''; evidence was remote and ambiguous).
The majority also concludes that ''the evidence [of the property transfer] was not more prejudicial than probative.'' I disagree. Instead, I would conclude, as the Appellate Court did, that the challenged evidence was only weakly probative of a consciousness of guilt because the defendant's ''motivation for the transfer was speculative.'' State v. Coccomo, supra, 115 Conn. App. 401.
It is well established that only if the conduct may ''fairly be supposed to have been influenced by'' the existence of guilt that it then becomes relevant. State v. Cronin, 64 Conn. 293, 304-305, 29 A. 536 (1894). In State v. Angel T., 292 Conn. 262, 283 n.15, 973 A.2d 1207 (2009), this court held that if ''the fact to be inferred— the consciousness of guilt—is not made more probable'' by the defendant's conduct, then ''evidence of the [defendant's conduct] is simply irrelevant.'' (Internal quotation marks omitted.) Thus, the defendant's exercise of the right to counsel did not indicate consciousness of guilt. ''[A] satisfactory factual predicate must exist from which the jury can infer consciousness of guilt. [This] ensures that the evidence is probative in a legal sense and protects the defendant against the possibility of the jury drawing unsupported inferences . . . ." (Citations omitted; internal quotation marks omitted.) United States v. Al-Sadawi, 432 F.3d 419, 424 (2d Cir. 2005).
I agree with the Appellate Court that, in the present case, ''the defendant explained that she transferred the interest in her home to her mother because, throughout her marriage, her husband had borrowed approximately $250,000 from her mother and that because she was planning to divorce her husband, she was transferring this asset in an attempt to ensure that her mother would get her money back. The defendant testified that she had started to prepare the paperwork for the transfer of her assets two weeks prior to the accident. Although the defendant's act of transferring her interest in her home could have been viewed as an attempt to protect that asset in the case of civil litigation arising from the collision, as in Ferguson, the motivation for the transfer was speculative.'' State v. Coccomo, supra, 115 Conn. App. 400-401.
Even in the context of civil litigation, a transfer of assets is not probative, per se, of consciousness of guilt. In Batick, the additional factors of a transfer three months after the accident, limited insurance coverage and knowledge of the serious injuries sustained by the other person involved in the collision, persuaded the court that the evidence should have been admitted in the civil context. Batick v. Seymour, supra, 186 Conn. 637. As noted in Batick, in the criminal context, however, courts have been very careful to avoid such evidence ''where the stakes are higher and prejudice may have the consequence of confinement.'' Id.
Furthermore, I am not convinced, on the basis of the record in the present case, that this evidence would have even been admissible under Batick in a civil con- text. In the present case, there was no evidence of limited insurance coverage, which was one of the three indicia for admission in Batick. Id., 637-38. In addition, there is nothing in the record to indicate the financial situation of the defendant. The defendant testified that her husband had borrowed a large sum of money from her mother and that she wished to protect her mother's interest in that money by transferring the property to her mother in light of her impending divorce. There is no evidence, however, regarding the size of the defendant's assets. Indeed, if the defendant was extremely wealthy and had a great deal of other assets, a transfer of this size would have very little, if any, probative value in any determination of consciousness of guilt. I would conclude, therefore, that there was an insufficient record to establish that this evidence was relevant to consciousness of guilt, even under the rule for civil cases set forth in Batick.
Moreover, in the present situation, even if the defendant's explanation for the transfer was not credited, there are numerous other explanations that can explain the transfer of assets, which do not necessarily imply consciousness of guilt. Although the defendant discussed the transfer in the context of a divorce situation, another common transfer occurs in the civil context. The fact that a transfer is made may be an acknowledgment that a potential for liability exists, but may not necessarily mean that the person has a guilty conscience. Acts that reveal the existence of self-guilt are probative of actual guilt. See 2 J. Wigmore, Evidence (Chadbourn Rev. 1979) § 273 (1). In the absence of some showing that the transfer interfered or was intended to interfere with the criminal prosecution, however, it is difficultto imagine the probative effectofsuchevidence in the criminal setting. It is simply too speculative because the reasons for the transfer may have nothing to do with any consciousness of guilt. For instance, the transfer of property may be done for many legitimate purposes, such as estate planning, gifts to children, or a bona fide sale to an independent third party. The act of the transfer in the present case does not imply the fact to be inferred—that of a guilty mind. The house was not at risk in the criminal prosecution, nor was it part of any restitution sought by the state. The evidence, therefore, was not relevant to the criminal prosecution and should have been excluded.
The majority concludes that the probative value of the evidence outweighed any prejudicial effect. Because I would conclude that the evidence was both speculative and irrelevant to the criminal prosecution, I do not perform an analysis of its probative value in relation to its prejudicial effect. I do note, however, that I agree with the Appellate Court that the evidence was extremely prejudicial. In effect, it supported the state's theory regarding intoxication when such evidence was extremely tenuous.
In reaching this conclusion, I recognize the importance of the doctrine that ''[t]he issue [for an appellate court reviewing the decision by the trial court to admit certain evidence] . . . is not whether we would reach the same conclusion in the exercise of our judgment, but only whether the trial court acted reasonably.'' State v. Deleon, 230 Conn. 351,363,645 A.2d 518 (1994). Every reasonable presumption must be given in favor of the correctness of the trial court's actions. State v. Cancel, 275 Conn. 1, 18,878 A.2d 1103 (2005). ''In general, abuse of discretion exists when a court could have chosen different alternatives but has decided the matter so arbitrarily as to vitiate logic, or has decided it based on improper or irrelevant factors.'' State v. Peeler, 271 Conn. 338, 416, 857 A.2d 808 (2004), cert. denied, 546 U.S. 845, 126 S. Ct. 94, 163 L. Ed. 2d 110 (2005). In concluding that the trial court abused its discretion, I do not suggest that the trial court acted in an arbitrary manner in this case. It is clear that the trial court weighed its decision carefully after researching the matter. Further, I do not opine as to what the proper decision may have been had this evidence been introduced in a civil matter. Indeed, the trial court was confronted with an issue upon which this court previously had not ruled. With due consideration to the standards listed previously, however, I would conclude that this evidence was not relevant to the criminal trial and was speculative in nature. Accordingly, I would affirm the judgment of the Appellate Court concluding that the trial court improperly admitted evidence of the transfer.
B
Because I conclude that the trial court abused its discretion in admitting the consciousness of guilt evidence, I must address the state's claim that, even if the evidence was improperly admitted, its admission was harmless. State v. Coccomo, supra, 115 Conn. App. 401-402.
I begin by setting forth the legal principles that govern our review of this claim. ''[W]hen an improper evidentiary ruling is not constitutional in nature, the defendant bears the burden of demonstrating that the error was harmful. . . . [W]hether [the improper admission of a witness' testimony] is harmless in a particular case depends upon a number of factors, such as the importance of the witness' testimony in the prosecution's case, whether the testimony was cumulative, the presence or absence of evidence corroborating or contradicting the testimony of the witness on material points, the extent of cross-examination otherwise permitted, and, of course, the overall strength of the prosecution's case. . . . Most importantly, we must examine the impact of the [improperly admitted] evidence on the trier of fact and the result of the trial. . . . [T]he proper standard for determining whether an erroneous evidentiary ruling is harmless should be whether the jury's verdict was substantially swayed by the error. . . . Accordingly, a nonconstitutional error is harmless when an appellate court has a fair assurance that the error did not substantially affect the verdict.'' (Internal quotation marks omitted.) State v. Osimanti, 299 Conn. 1,18-19,6 A.3d 790 (2010). "The harmless error doctrine is rooted in the fundamental purpose of the criminal justice system, namely, to convict the guilty and acquit the innocent. . . . Therefore, whether an error is harmful depends on its impact on the trier of fact and the result of the case. . . . This court had held in a number of cases that when there is independent overwhelming evidence of guilt, a constitutional error would be rendered harmless beyond a reasonable doubt. . . . When an [evidentiary] impropriety is of constitutional proportions, the state bears the burden of proving that the error was harmless beyond a reasonable doubt. . . . [W]e must examine the impact of the evidence on the trier of fact and the result of the trial. . . . If the evidence may have had a tendency to influence the judgment of the jury, it cannot be considered harmless. . . . That determination must be made in light of the entire record [including the strength of the state's case without the evidence admitted in error].'' (Citations omitted; internal quotation marks omitted.) State v. Mitchell, 296 Conn. 449, 459-60, 996 A.2d 251 (2010).
The state claims that the evidence of guilt was substantial. It points to the fact that the defendant admittedly consumed alcohol in the approximate two hour period preceding the crash, that she crossed the center of the highway and caused the collision, and that she admitted to one person that she had consumed some champagne and wine before the crash. It also contends that the facts that the defendant evidenced slurred speech to some observers, had no idea how the crash occurred, and had a blood alcohol content of 0.241— over three times the legal limit—all demonstrate the strength of the state's case.
The defendant contends that the error was harmful and that the state's case was weak. She asserts that the fact that she may have driven over the center line was not substantial evidence of a crime. The defendant admits that the testimony at trial established that she may have had one or two drinks at the party, which consisted of the sangria, and this evidence is consistent with the testimony of everyone she talked to after the accident except the one paramedic who testified that she said that she had consumed some champagne and wine. The fact that she could not remember the events of this horrific crash, she maintains, is neither unusual nor probative that a crime has been committed. The defendant further asserts that the state's case was weak because it rested on providing a rational explanation for the gross inconsistency between the testimony of every one of the sixteen people who interacted with her and testified that she was alert, oriented, rational, able to understand and to be understood, as well as the fact that her blood alcohol content was supposedly 0.241.
Despite the state's protestations to the contrary, I would conclude that its case was extremely weak. As the Appellate Court indicated, the case relied almost entirely on the admission of a blood alcohol content report. ''The level of intoxication implied by this report was in stark contrast with the anecdotal evidence of the defendant's behavior during the dinner party, at the accident scene and at the hospital, and with forensic evidence of the likely effects such a reading would have on an individual's bearing and behavior.'' State v. Coccomo, supra, 115 Conn. App. 401-402. Further, the fact that Sarnelle testified that a person who is intoxicated could not receive a perfect score on the Glasgow coma scale, and that the defendant received a perfect score three times that evening, casts further doubt on the strength of the state's case.
As addressed in part II of this dissenting opinion, I would conclude that the admission of the blood alcohol test results was improper because the state failed to establish the chain of custody for the blood alcohol test. Without the blood alcohol test results, the state's case would be extremely weak, if not impossible to prove.
Although there was some testimony from the witnesses who attended the party that the defendant displayed some uncharacteristic behaviors (i.e., not apologizing to the hostess for arriving late, not saying goodbye to the school's principal when she left, not speaking to one colleague as much as she normally would) during the party, the testimony of all of the witnesses was consistent in that the defendant did not appear impaired or intoxicated. The police described these witnesses as ''cooperative, forthright, honest, not attempting to cover anything up, and not attempting to coordinate stories.'' Accordingly, I would conclude that the state's evidence in this case was extremely weak.
Additionally, I note that the fact that the defendant was over the center line is not, per se, evidence of a criminal act. Although it may be strong evidence in a case involving ordinary negligence, in this criminal case, however, it would have been necessary to show that crossing the center line was the result of intoxication, or some other criminal conduct, in order for that fact to be probative of criminal guilt. I also note that the initial police investigation, done as an actual reconstruction, failed to reveal where the point of impact occurred. Remarkably, it was not until the police were asked to reopen the investigation that some officers, who admitted that they did not perform an actual reconstruction, determined, fifteen months after the accident, that the defendant was three feet over the center line. Therefore, under the first prong of the harmless error test, I would conclude that the state's case was very weak and relied upon a questionable blood alcohol content report, which testimony revealed did not appear to relate to the blood samples drawn from the defendant by the emergency medical technicians in the ambulance.
I now consider the impact of the improperly consid- ered evidence on the trier of fact. According to the state, ''the consciousness of guilt evidence was in reality a minor cog in the greater wheel of the evidence of guilt and its impact on the jury was not likely great.'' The defendant, however, focuses on the Appellate Court's conclusion that it was not ''assured that the admission of this evidence did not substantially affect the verdict.'' State v. Coccomo, supra, 115 Conn. App. 384. As noted previously, this evidence buttressed the state's case regarding intoxication, and may have been a deciding factor in a case in which the anecdotal evidence was not consistent with the questionable blood alcohol content test results that could not be traced to the defendant's blood. I note that this court previously has held that the state of mind that is characterized as guilty consciousness or consciousness of guilt is strong evidence that the person is indeed guilty. State v. Camacho, supra, 282 Conn. 383-84.
As Judge Kozinski of the United States Court of Appeals for the Ninth Circuit has observed, consciousness of guilt evidence is ''second only to a confession in terms of probative value.'' United States v. Meling, 47 F.3d 1546, 1557 (9th Cir. 1995). Indeed, ''nothing but an hallucination or a most extraordinary mistake will otherwise explain'' why a person would harbor a guilty conscience without actually being guilty. 2 J. Wigmore, supra, § 273 (1). If there is a chance that members of the jury improperly attributed probative value to the asset transfer, then it likely shaped their views of the case.
The state asserts that this evidence was obviously not very important because it did not mention the evidence in closing argument. We previously have noted the inclusion of improperly admitted evidence in closing argument in assessing whether its admission was harmless. See, e.g., State v. Sawyer, 279 Conn. 331, 360-61, 904 A.2d 101 (2006). In the present case, however, because the improperly admitted evidence was consciousness of guilt evidence, it was so strong once admitted, and there were so many other factors to consider in closing argument, that there was no need to mention the transfer in the closing argument. In essence, the damage was already done, and the image of the guilty mind was implanted in the jurors' minds from the moment of its admission. In either event, the mention of evidence during closing argument, while sometimes relevant to the analysis of the strength of the state's case without the improperly admitted evidence, is not a mandatory part of our harmless error standard. Id., 362. I consider the state's failure to mention the transfer as one of the many factors in the analysis of the strength of the state's case. After reviewing all of the evidence, it is clear to me that the state's case was weak, primarily because of the strong anecdotal evidence in favor of the defendant and the questionable validity of the blood alcohol test results. See part II of this dissenting opinion.
Next, I consider whether the challenged evidence was cumulative. As indicated by the Appellate Court, ''[t]he fact that the defendant sought her blood alcohol content results from the hospital and transferred real estate to her mother without consideration was not crucial to the state's case, nor was it cumulative of any other evidence of the defendant's state of mind or consciousness of guilt. Because this was a close case in which the evidence of intoxication rested heavily on questionable blood alcohol content results that were at variance with much of the testimonial evidence, the admission of the prejudicial evidence of the defendant's transfer of assets likely tipped the scale in favor of the state.'' State v. Coccomo, supra, 115 Conn. App. 402. Indeed, the state does not suggest that this evidence was cumulative. I would conclude, therefore, that this consciousness of guilt evidence was not cumulative.
Finally, I must consider whether other evidence existed that corroborated or contradicted the point for which the evidence was offered. The state does not claim that there was any evidence that corroborated the consciousness of guilt evidence. The only evidence that, conceivably, contradicted this evidence was the defendant's testimony regarding the reason for the transfer. Thus, there was no other evidence to corroborate the consciousness of guilt evidence.
I have evaluated the state's case in light of the entire record, including the strength of the state's case without the evidence admitted in error. State v. Mitchell, supra, 296 Conn. 459-60. In view of the fact that the state's case was weak, I would conclude that the admission of the consciousness of guilt evidence was harmful because it suggested that the defendant had a guilty mind as to her involvement in the automobile accident and the presence of an abundance of alcohol in her system. Accordingly, this evidence improperly influenced the jurors' deliberations. I also note that this evidence was neither cumulative nor corroborated.
I would conclude, therefore, that the defendant has satisfied her burden of proof that the error was harmful, because it cannot be said with fair assurance that the error did not substantially affect the verdict. State v. Sawyer, supra, 279 Conn. 361-62. Accordingly, I would affirm the judgment of the Appellate Court and grant the defendant a new trial.
II
With respect to the admission of the blood alcohol test results, the majority concludes: ''Although the defendant has raised various objections to and claims regarding the admission of the blood test results, both at trial and on appeal, none of the objections or claims were properly preserved for review. At trial, defense counsel objected to admission of the test results on chain of custody grounds relating to events surrounding the collection and labeling of the blood before it was sent to the laboratory for testing but did not object on grounds relating to the discrepancy in the type of tubes used to draw and test the blood. Accordingly, the Appellate Court concluded that the defendant had failed to preserve the chain of custody issue for review because she did not appeal from the trial court's ruling on grounds relating to events that occurred before her blood was tested. . . . The Appellate Court also concluded that her claim on appeal relating to the discrepancy in the type of tubes used to draw and test her blood had not been preserved because defense counsel did not object to the admission of the test results on that ground at trial.'' (Citation omitted.) See footnote 6 of the majority opinion. I strenuously disagree, and would conclude that the defendant: (1) objected to the admission into evidence of the blood alcohol test results at trial on the basis, inter alia, that the state did not meet its burden of establishing the chain of custody; (2) preserved for appeal her objection to the introduction of the blood alcohol test results on the ground that the state did not meet its burden of establishing the chain of custody; and (3) appealed the trial court's ruling on the chain of custody issue to the Appellate Court. I would, therefore, affirm the judgment of the Appellate Court on the alternative ground that the record establishes that the trial court improperly admitted into evidence the blood alcohol test results because the state failed to meet its burden of establishing the chain of custody for the blood alcohol results. See Kelley v. Bonney, 221 Conn. 549, 592,606 A.2d 693 (1992) (noting that ''[t]his court is authorized to rely upon alternative grounds supported by the record to sustain a judgment'' [internal quotation marks omitted]).
Having dismissed the defendant's chain of custody claims by concluding that ''none of the [defendant's] objections or claims were properly preserved for review,'' the majority goes on to examine the admission into evidence of the blood alcohol content test results for plain error and ''conclude[s] that the trial court's admission of the blood test results does not support reversal on plain error grounds.'' I disagree, and would conclude that the defendant has demonstrated that the trial court's improper admission of the blood alcohol content test results in the present case ''is both so clear and so harmful that a failure to reverse the judgment would result in manifest injustice.'' (Internal quotation marks omitted.) State v. Roger B., 297 Conn. 607, 618, 999 A.2d 752 (2010).
I begin with a review of the relevant legal principles relating to chain of custody. ''As a part of the foundation for introduction into evidence of the results of any blood-alcohol test, the prosecution must establish a complete chain of evidence. In other words, the prosecutor must be able to trace, through competent evi- dence, exactly where the chemical sample was at all times, from when it was extracted from the defendant to the moment it was finally analyzed; in some instances, as, for example, with pre-trial discovery, the chain must be extended into the present. In addition to having to prove where the sample was, the prosecutor also will probably have to show in whose custody it was at all times and that it was properly labeled and stored. He must negate the possibilities that it was in an unidentifiable individual's control at any point in time and that the sample was misplaced or exchanged mistakenly for another sample. In short, the prosecution must clearly establish that the sample taken from the defendant was the one analyzed and could not have been tampered with.'' L. Taylor & S. Oberman, Drunk Driving Defense (6th Ed. 2006) § 7.01[F], pp. 567-68.
I note in this case, however, that the chain of custody ended with the blood being tested for blood alcohol content by the laboratory. Counsel for the state informed this court at oral argument that, according to hospital policy, all blood samples were destroyed shortly after the test results were received. The vials introduced at trial were representative of vials used by the emergency medical technicians on the night of the accident in the present case.
''As a general rule, it may be said that the prosecution is not required or compelled to prove each and every circumstance in the chain of custody beyond a reasonable doubt; the reasonable doubt must be to the whole evidence and not to a particular fact in the case. . . . An object connected with the commission of a crime, however, must be shown to be in substantially the same condition as when the crime was committed before it can be properly admitted in evidence." (Citations omitted.) State v. Johnson, 162 Conn. 215, 232, 292 A.2d 903 (1972). ''The state's burden with respect to chain of custody is met by a showing that there is a reasonable probability that the substance has not been changed in important respects. . . . The court must consider the nature of the article, the circumstances surrounding its preservation and custody and the likelihood of inter-meddlers tampering with it . . . .'' (Citations omitted; internal quotation marks omitted.) State v. Greene, supra, 209 Conn. 479.
A
In the present case, the trial court record establishes that the defendant objected to the admission into evidence of the blood alcohol content test results on the ground, inter alia, that the state had failed to meet its burden of establishing the chain of custody. First, during trial, the defendant filed a motion for a hearing pursuant to State v. Porter, 241 Conn. 57, 698 A.2d 739 (1997), cert. denied, 523 U.S. 1058, 118 S. Ct. 1384, 140 L. Ed. 2d 645 (1998). In her motion, the defendant specifically challenged the admission of the blood alcohol content test results on the basis that ''it is unclear where and under what conditions the [blood sample] was stored prior to that time, how it was transported either to the hospital or to the laboratory, how it was labeled, if at all (testimony of [emergency medical service] workers established that blood may not have been labeled, and same may [be] done by either hospital staff or [emergency medical service] staff), who received it, who transferred it to hospital personnel, what it may have been exposed to, what, if any, controls were established in relation to handling the blood, and generally, the 'chain of custody' of the blood between the time it was taken and the time it was tested. Chain of custody and contamination issues affect the reliability of the tests.'' At the hearing on the defendant's motion, the defendant again raised challenges to the chain of custody of the blood alcohol test results, stating that ''chain of custody is definitely relevant for the establishment of reliability.'' At the hearing, the defendant challenged the admission of the evidence on the basis that the state's failure to meet its burden of establishing the chain of custody made such evidence inadmissible under Porter because any problems in the collection, transportation or storage of the blood would make it impossible for an expert to testify as to the quality of the results of the blood alcohol test.
The majority asserts that ''[a]t trial, defense counsel objected to admission of the test results on chain of custody grounds relating to events surrounding the collection and labeling of the blood before it was sent to the laboratory for testing but did not object on grounds relating to the discrepancy in the type of tubes used to draw and test the blood.'' See footnote 6 of the majority opinion. I disagree. A review of the defendant's motion for a Porter hearing and the transcript clearly demonstrates that the defendant's objection on the chain of custody grounds covered the entire period from ''the time it was taken to the time it was tested.''
Indeed, the testimony of Wilson, the director of the laboratory, at the Porter hearing contradicts the majority's position that the defendant only ''objected to admission of the test results on chain of custody grounds relating to events surrounding the collection and labeling of the blood before it was sent to the laboratory for testing . . . ." (Emphasis added.) See footnote 6 of the majority opinion. At the Porter hearing, the defendant called Wilson to testify about the procedures used in the laboratory, including how the vials were relabeled and how they were tested. Much of Wilson's testimony focused on the relabeling procedure used by the laboratory at the time the defendant's blood was taken, how that procedure has been changed and the errors that can occur when blood is relabeled.
During the Porter hearing, the state itself recognized that the defendant was challenging whether the state was able to establish the chain of custody regarding the blood alcohol test, stating, ''the things that [defense counsel is] complaining about have to do with chain of custody.'' Indeed, the state recognized that ''putting a needle in someone's arm and drawing the blood is a chain of custody issue as to the blood.'' The state further remarked that ''what [defense counsel is] really talking about is chain of custody.''
The trial court also understood that the defendant was objecting to the admission of the blood alcohol test results on the ground that the state had not met its burden of ''showing that there is a reasonable probability that the substance has not been changed in important respects.'' (Internal quotation marks omitted.) State v. Greene, supra, 209 Conn. 479. After conducting the hearing, the trial court ruled as follows: ''Now, it is true that the quality and integrity of a sample clearly affects the results. So I don't see this question as Porter per se, but I see it as an important question in this trial, which is why I've given the defense some latitude to pursue this matter outside the presence of the jury. But as I see it, the questions about the integrity of this blood sample do go to the weight the jury should assess to the result. I mean, there's a line of evidence here, which if the jury chooses to accept it, that the defendant's blood was drawn in the ambulance and taped to a saline bag and then taken down by the emergency department nurse, and a label put on the tubes and put in this pneumatic system up to the lab and tested. And there's things that the defense will raise to question that chain of events, but I don't see it as sufficiently affecting the integrity of the sample so that the jury should not be in a position to weigh that evidence and make a decision as to its credibility. So to the extent the Porter challenge is addressed to the actual machine that did the chemistry, I think the law is clear in Connecticut that that's an accepted method of testing blood, and is—that question has been settled law in Connecticut. As to the other matters the defense has raised, I do see them as going to the weight of the evidence, all in the nature of a chain of custody challenge. And I think the custody is sufficient to allow the jury to consider the test results. So the—I guess the motion for a Porter hearing is granted in part. I think I've had an adequate hearing to address the Porter issue as it's conceived, construed and presented by the defense. But I'm going to grant the hearing but deny the requested relief, which is to prevent the results from coming before the jury. So that's my ruling.'' Thereafter, when the state introduced the exhibit containing the blood alcohol test results, the defendant stated ''no objection other than the objection that was already made and ruled upon . . . .''
I would conclude, on the basis of the trial court record, in which it is clear that the defendant, the state and the trial court all understood that the defendant was objecting to the admission of the blood alcohol results on the basis that the state had failed to establish the chain of custody regarding the blood sample that was used for the results, that the defendant properly raised her objection at trial and that the objection was ruled upon by the trial court.
I would further conclude that the defendant properly preserved for review her objection to the admission of the blood alcohol test results on the basis of the state's failure to establish the chain of custody regarding the blood sample. The majority states that "[a]lthough the defendant has raised various objections to and claims regarding the admission of the blood test results, both at trial and on appeal, none of the objections or claims were properly preserved for review.'' See footnote 6 of the majority opinion. The majority does not, however, provide any basis for this conclusion, and I disagree. As I previously have explained herein, the defendant repeatedly raised her objection to the admission of the blood alcohol test results on the ground that the state had failed to establish the chain of custody for the blood sample, and the state and the trial court were aware of the defendant's claim. Indeed, the trial court ruled on the defendant's objection and, even after that court ruled on the objection, the defendant objected again when the blood alcohol test results were admitted into evidence. On the basis of this record, I would conclude that the defendant preserved for appeal her claim regarding the chain of custody for appeal.
Indeed, this court recently addressed the issue of whether a defendant had properly preserved his claim for review in State v. Ryder, 301 Conn. 810, 23 A.3d 694 (2011). In Ryder, a majority of this court concluded that the defendant had preserved for review in this court his claim that the state had conducted a warrantless search that began when a police officer stepped over the defendant's security gate onto his curtilage. Id., 812-14, 820. The hearing on the defendant's motion to suppress focused on the validity of the police officer's warrantless search by examining the basis for, and reasonableness of, his belief that an emergency situation existed at the moment that he entered the defendant's residence through a set of French doors. Id., 816-20. The trial court, in its memorandum of decision denying the motion to suppress, did not make specific findings of fact regarding the scope and nature of the defendant's curtilage, and the defendant had not sought a motion for articulation on that issue. Id., 820 n.6. Although, as the majority points out, the motion to suppress in Ryder was not available for this court to review, in view of the lack of specific findings related to curtilage made by the trial court, and the defendant's failure to seek a motion for articulation on that issue, we can only assume that it was not an issue in the trial court. Nevertheless, in finding that the defendant had preserved his claim for review, a majority of this court relied on the fact that a witness had used the term ''curtilage'' during his testimony at the suppression hearing, that two other witnesses had testified about the gate and the security apparatus on the front lawn of the defendant's home, and that the defendant had used the term two times in his brief to the Appellate Court. Id., 818-19 n.5. In concluding that the curtilage issue was preserved, a majority of this court concluded that, ''although the transcripts of the suppression hearing do not reveal that the defendant specifically used the term 'curtilage' in arguing that the entry upon his property was improper, they confirm that the trial court clearly anticipated and understood that [the police officer] had violated his fourth amendment rights by crossing the gate.'' Id., 818 n.5. In a dissenting opinion, Chief Justice Rogers explained that ''[a] thorough review of the trial transcripts persuades me that the questions whether the defendant sought to secure the privacy of his curtilage, and whether [the police officer] had a reasonable belief that an emergency existed at the moment he entered thereon, were distinctly raised at trial, as required by Practice Book § 60-5.'' Id., 832.
The record in the present case is replete with references by the defendant, the state and the trial court to challenges to the chain of custody regarding the blood alcohol test results. Reviewing the record in its entirety as the majority of this court did in Ryder, I would conclude that the trial court in the present case clearly anticipated and understood that the defendant was challenging the entire chain of custody for the blood alcohol test results. Indeed, in the present case, the trial court specifically ruled on the defendant's objection relating to chain of custody and the defendant renewed her objection relating to chain of custody at the time the blood alcohol test results were admitted into evidence. Accordingly, on the basis of the analysis by a majority of this court in Ryder, the record in the present case is more than sufficient to demonstrate that the defendant properly preserved for appeal her claim regarding chain of custody.
The majority states that ''the Appellate Court concluded that the defendant had failed to preserve the chain of custody issue for review because she did not appeal from the trial court's ruling on grounds relating to events that occurred before the blood was tested. . . . The Appellate Court also concluded that her claim on appeal relating to the discrepancy in the type of tubes used to draw and test her blood had not been preserved because defense counsel did not object to the admission of the test results on that ground at trial.'' (Citation omitted.) See footnote 6 of the majority opinion. The majority does not analyze this aspect of the Appellate Court's reasoning, but I do so herein because it is necessary for my review. The Appellate Court explained that ''[t]he defendant first claims that the [trial] court improperly admitted evidence of her blood alcohol content. Because the defendant's claim is buttressed by an argument not made before the trial court, it is unavailable for review.'' State v. Coccomo, supra, 115 Conn. App. 391-92. The Appellate Court further explained that ''[o]n appeal, the defendant contends that the chain of custody was not established because the laboratory 'tested and attributed to [the defendant] a [ten] milliliter red-gray topped tube of blood when the testimony and evidence unequivocally established that [her] blood was in a yellow-gold tube less than [five] milliliters.''' Id., 392. After acknowledging that ''the evidence adduced at trial does not explain this discrepancy''; id.; the Appellate Court stated that, ''[a]lthough the defendant challenged the chain of custody at trial, she made no claim, however, then regarding the discrepancy about the different colored tubes.'' Id., 393. The Appellate Court concluded, therefore, that ''[b]ecause the defendant's present claim regarding the discrepancy in color of the test tube caps was not raised at trial, it is not available for review on appeal.'' Id., 394. I disagree. My principle dispute with both the majority and the Appellate Court's conclusion on this issue is that the discrepancy between the blood test results and the vials collected from the defendant in the ambulance is a chain of custody issue. Otherwise stated, it is all part of chain of custody. Therefore, it would not require a separate objection to be preserved (although such an objection is certainly preferable), because the defendant's objection to chain of custody was clearly raised throughout the trial.
As I previously have explained herein, the defendant objected to the admission of the blood alcohol test results on the ground that the state had failed to establish the general chain of custody regarding the blood sample from which the results were obtained. Specifically, the defendant claimed that the evidence did not establish the conditions under which the blood sample was stored prior to the testing, how it was transported either to the hospital or to the laboratory, how it was labeled, if at all, who received it, who transferred it to hospital personnel, what it may have been exposed to, and what, if any, controls were established in relation to handling the blood. After hearing the defendant's motion and the state's response, the trial court ruled that the blood alcohol test results were admissible. Thereafter, the state introduced the blood alcohol test results and they were admitted as a full exhibit. At that point, the defendant renewed her objection, but the blood alcohol test results were admitted.
Subsequently, Wilson, the director of the laboratory who performed the blood alcohol content test, testified that ''the tube that was indicated [as the tube on which the blood alcohol content test was performed] is not in the bag [of tubes containing the defendant's blood].'' At the point that Wilson testified, the blood alcohol test results previously had been admitted as a full exhibit and had been the subject of witness testimony. The defendant did not further renew her objection to the admissibility of the blood alcohol test results after hearing Wilson's testimony, presumably because the trial court had already ruled on her objection regarding the chain of custody, the results were already admitted into evidence, and she had renewed her objection on chain of custody grounds at the time the results were admitted into evidence. Although I would agree that counsel for the defendant, ideally, should have renewed his chain of custody objection at the point that Wilson testified that the blood alcohol test was performed on a tube that was not in the bag of tubes containing the defendant's blood, I would conclude that such an objection was not necessary to preserve the issue for appeal because it was subsumed within the chain of custody issue raised by the defendant at trial.
Indeed, this court has repeatedly reviewed issues on appeal that were not specifically raised in the trial court as long as such issues were properly within the scope of the issue that was raised in the trial court. See, e.g., Morgan v. Hartford Hospital, 301 Conn. 388, 394 n.7, 21 A.3d 451 (2011) (reviewing issue not raised at trial because it was properly within scope of issue that was raised at trial court); Rowe v. Superior Court, 289 Conn. 649,663,960 A.2d 256 (2008) (concluding that defendant had preserved issue for appeal because theories related to single legal claim even though defendant had not raised each theory at trial); State v. Mitchell, 169 Conn. 161, 168, 362 A.2d 808 (1975) (reaching ground not raised at trial because it was related to preserved claim raised on appeal), overruled in part on other grounds by State v. Higgins, 201 Conn. 462, 472, 518 A.2d 631 (1986); In re Jason S., 9 Conn. App. 98, 107-108, 516 A.2d 1352 (1986) (same); cf. Vine v. Zoning Board of Appeals, 281 Conn. 553, 569, 916 A.2d 5 (2007) (addressing alternative ground for affirmance not raised at trial because, inter alia, issue was ''closely intertwined'' with certified question); State v. Bethea, 24 Conn. App. 13, 17 n.2, 585 A.2d 1235 (reviewing issue not raised at trial but subsumed within issue raised), cert. denied, 218 Conn. 901, 588 A.2d 1076 (1991).Accordingly, I would conclude that the defendant properly preserved for appeal her claim that the trial court improperly admitted into evidence the blood alcohol results.
The majority attempts to distinguish these cases by stating, inter alia, that ''they do not involve evidentiary rulings or do not involve a claim that the disputed evidence was not the subject of the trial courts ruling, as in the present case.'' See footnote 6 of the majority opinion. I disagree. State v. Mitchell, supra, 169 Conn. 168, and In re Jason S., supra, 9 Conn. App. 107-108, both involve evidentiary rulings in which this court and the Appellate Court have addressed unpreserved claims relating to the admission of evidence when other grounds relating to the evidentiary claim were properly preserved. I also disagree with the majority's characterization that the disputed evidence (i.e., the blood alcohol test results) was not the subject of the trial court s ruling in this case.
The majority further concludes that the defendant did not appeal the trial court's ruling on the chain of custody issue. I disagree. Indeed, in its opinion, the Appellate Court clearly explained that, ''[o]n appeal, the defendant contends that the chain of custody was not established . . . ." State v. Coccomo, supra, 115
Conn. App. 392. Moreover, an examination of the defendant's brief to the Appellate Court demonstrates that the defendant appealed the trial court's ruling on the chain of custody issue. In her brief to the Appellate Court, the defendant claimed that ''the [trial] court erred in admitting the [blood alcohol test] results and said error was harmful.'' In advancing this claim, the defendant relied on the case law establishing that the state has the burden of proving an adequate chain of custody and that the defendant objected to the admission into evidence of the blood test results on the ground that the state had not established an adequate chain of custody. On the basis of her brief to the Appellate Court and the Appellate Court's characterization of her claims on appeal, I would conclude that the defendant appealed the trial court's ruling on the chain of custody.
In support of her claim before the Appellate Court that the trial court improperly admitted into evidence the blood alcohol test results when the state failed to establish an adequate chain of custody, the defendant cited the evidence that ''the lab having tested and attributed to [the defendant] a [ten milliliter] red/gray topped tube of blood when the testimony and evidence unequivocally established that [the defendant's] blood was in a yellow/gold tube less than [five milliliters].'' On the basis of the defendant's reliance on this evidence, the Appellate Court concluded that ''[b]ecause the defendant s present claim regarding the discrepancy in the color of the test tube caps was not raised at trial, it is not available for review on appeal. State v. Coccomo, supra, 115 Conn. App. 394. As previously explained herein, I cannot conclude that the defendant s failure to object to this particular piece of evidence at trial precludes this court from considering this evidence in reviewing the chain of custody claim on appeal, because all of this evidence relates to chain of custody.
Having concluded that the defendant raised her chain of custody claim at trial, preserved it for appeal and appealed to the Appellate Court on that basis, I now turn to whether it was improper for the trial court in the present case to admit into evidence the blood alcohol test results. Our standard of review for evidentiary claims is well settled. ''To the extent [that] a trial court's admission of evidence is based on an interpretation of the Code of Evidence, our standard of review is plenary. For example, whether a challenged statement properly may be classified as hearsay and whether a hearsay exception properly is identified are legal questions demanding plenary review. . . . We review the trial court's decision to admit [or exclude] evidence, if premised on a correct view of the law, however, for an abuse of discretion.'' (Citation omitted; internal quotation marks omitted.) State v.Davis, 298 Conn. 1, 10-11, 1 A.3d 76 (2010).
As previously set forth herein, ''[a]n object connected with the commission of a crime, however, must be shown to be in substantially the same condition as when the crime was committed before it can be properly admitted in evidence.'' State v. Johnson, supra, 162 Conn. 232. ''The state's burden with respect to chain of custody is met by a showing that there is a reasonable probability that the substance has not been changed in important respects. . . . The court must consider the nature of the article, the circumstances surrounding its preservation and custody and the likelihood of inter-meddlers tampering with it . . . .'' (Citations omitted; internal quotation marks omitted.) State v. Greene, supra, 209 Conn. 479.
In the present case, I would conclude that the trial court abused its discretion by admitting into evidence the blood alcohol test results because the state utterly failed to show that there was a reasonable probability that such results were obtained from the defendant's blood. Indeed, Wilson, the state's witness, testified directly to the contrary. The state further failed to establish that the blood vials taken from the defendant by the emergency medical technicians in the ambulance were properly transported to the hospital's laboratory, that those vials were properly tested, and that the results came from those vials.
There are numerous discrepancies in the records of both the emergency medical technicians and the hospital. First, the defendant's blood was drawn in the ambulance on the way to the hospital. The hospital records indicate, however, that the blood sample attributed to the defendant was one of three samples collected in the emergency room at precisely 10:30 p.m. The defendant's blood was never drawn in the emergency room. Second, the defendant arrived at the emergency room at 10:15 p.m. Therefore, her blood had to have been collected prior to that time while she was in the ambulance. Third, the medical technicians' report indicates that the defendant's blood was drawn by Passemart, who was not legally qualified to do so, while the testimony at trial was that Engstrand drew the blood. Fourth, the hospital records indicate that the vial tested that contained the defendant's blood had a red-gray top. The emergency medical technicians testified that they never used such a top, and the laboratory director testified that the vial indicated in the computer entry was not in the bag of vials used by the emergency medical technician to draw the defendant's blood. Specifically, the blood sample listed in the computer entry was in a ten milliliter vial with a red-gray speckled top, but the only ten milliliter vial used by the emergency medical technicians had a pink top and was not a proper vial for performing a blood alcohol test because the vial did not contain the appropriate chemical in the vial to perform the test. Therefore, the state's witness, Wilson, established that not only was a different colored vial tested than the one drawn from the defendant (red-gray top instead of yellow top), but a different size vial was tested (ten milliliter instead of five milliliter as the only vial with the correct solution for the blood alcohol test to be performed). Finally, at the time of the acci- dent, the hospital had a policy pursuant to which the laboratory staff printed and affixed new labels to each vial, and placed the new label over the old one. Wilson explained that this procedure of labeling and relabeling the vials was later changed in October, 2005, due in part to the risk of error inherent in relabeling. Under the new system, the laboratory does not relabel the vials. Rather, the vials retain their original labels for their life use. Notably, at the time of this accident, the record is devoid of any testimony indicating whether the defendant's blood sample was relabeled. Given these deficiencies and discrepancies in the chain of custody established by the state in the present case, I would conclude that the trial court abused its discretion in concluding that the state had met its burden of establishing with a reasonable probability that the blood taken from the defendant was the blood used to obtain the blood alcohol test results which were admitted into evidence.
The only vial of blood taken from the defendant that contained the appropriate chemical for a blood alcohol test was a five milliliter vial with a yellow cap.
Having concluded that the trial court abused its discretion in admitting the blood alcohol test results into evidence, I must now consider whether the improper admission was harmful. ''[T]he proper standard for determining whether an erroneous evidentiary ruling is harmless should be whether the jury's verdict was substantially swayed by the error. . . . Accordingly, a nonconstitutional error is harmless when an appellate court has a fair assurance that the error did not substantially affect the verdict.'' (Citation omitted; internal quotation marks omitted.) State v. Beavers, supra, 290 Conn. 419.
First, it is important to examine the crimes with which the defendant was charged. The defendant was charged with three counts of manslaughter in the second degree in violation of § 53a-56 (a)(1), three counts of manslaughter in the second degree with a motor vehicle in violation of § 53a-56b (a), three counts of misconduct with a motor vehicle in violation of § 53a-57 (a), one count of operating a motor vehicle while under the influence of intoxicating liquor or drugs in violation of § 14-227a (a) (2), one count of failure to keep a narcotic drug in the original container in violation of § 21a-257 and one count of possession of less than four ounces of marijuana in violation of § 21a-279 (c). The defendant was convicted of three counts of manslaughter in the second degree with a motor vehicle, three counts of misconduct with a motor vehicle and one count of operating a motor vehicle while under the influence of intoxicating liquor or drugs, and was acquitted of the remaining charges. A review of each of the charges of which the defendant was convicted demonstrates the importance of the blood alcohol test results to the state's case. First, the three counts of manslaughter in the second degree in violation of § 53a-56b (a) required the state to prove that the defendant was operating a motor vehicle while under the influence of intoxicating liquor. Indeed, it is important to point out that the jury did not find the defendant guilty of manslaughter in the second degree in violation of § 53a-56 (a) (1), a charge that was not based on operating under the influence of intoxicating liquor, but instead required proof of reckless behavior. The three counts of misconduct with a motor vehicle required the state to prove criminal negligence, which was linked to the defendant's operation of a motor vehicle while under the influence of alcohol. The count of operating a motor vehicle while under the influence of intoxicating liquor or drugs in violation of § 14-227a (a) (2) required the state to prove that the defendant had an elevated blood alcohol content. Specifically, the state charged the defendant under the second prong of § 14-227a (a), which requires proof of an elevated blood alcohol content, rather than under the first prong, which only requires proof of operating a motor vehicle while under the influence of intoxicating alcohol. See footnote 14 of this dissenting opinion. Therefore, all of the charges of which the defendant was convicted required the state to prove that the defendant was operating her motor vehicle while under the influence of intoxicating alcohol. Accordingly, I cannot conclude that the improper admission of the blood alcohol test results was harmless.
General Statutes § 53a-56 (a) provides in relevant part: ''A person is guilty of manslaughter in the second degree when: (1) He recklessly causes the death of another person . . . .
General Statutes § 53a-56b (a) provides: ''Aperson is guilty of manslaughter in the second degree with a motor vehicle when, while operating a motor vehicle under the influence of intoxicating liquor or any drug or both, he causes the death of another person as a consequence of the effect of such liquor or drug.
General Statutes § 53a-57 (a) provides: ''A person is guilty of misconduct with a motor vehicle when, with criminal negligence in the operation of a motor vehicle, he causes the death of another person.
General Statutes § 14-227a (a) provides: ''No person shall operate a motor vehicle while under the influence of intoxicating liquor or any drug or both. A person commits the offense of operating a motor vehicle while under the influence of intoxicating liquor or any drug or both if such person operates a motor vehicle (1) while under the influence of intoxicating liquor or any drug or both, or (2) while such person has an elevated blood alcohol content. For the purposes of this section, 'elevated blood alcohol content' means a ratio of alcohol in the blood of such person that is eight-hundredths of one per cent or more of alcohol, by weight, except that if such person is operating a commercial motor vehicle, 'elevated blood alcohol content' means a ratio of alcohol in the blood of such person that is four-hundredths of one per cent or more of alcohol, by weight, and 'motor vehicle' includes a snowmobile and all-terrain vehicle, as those terms are defined in section 14-379.''
Furthermore, despite the state's protestations to the contrary, its case was extremely weak. As the Appellate Court indicated, the case relied almost entirely on the admission of a blood alcohol content report. ''The level of intoxication implied by this report was in stark contrast with the anecdotal evidence of the defendant's behavior during the dinner party, at the accident scene and at the hospital, and with forensic evidence of the likely effects such a reading would have on an individual's bearing and behavior.'' State v. Coccomo, supra, 115 Conn. App. 401-402. Further, the fact that Sarnelle testified that a person who is intoxicated could not receive a perfect score on the Glasgow coma scale, and that the defendant received a perfect score three times that evening, casts further doubt on the strength of the state's case. Accordingly, I would conclude that the improper admission of the blood alcohol test results in the present case was not harmless.
The majority notes in footnote 6 of its opinion that ''[a]t trial, defense counsel objected to admission of the test results on chain of custody grounds . . . but did not object on grounds relating to the discrepancy in the type of tubes used to draw and test the blood.'' This is precisely the point: The admission of the blood test results was a chain of custody issue. The laboratory director could not tie the test results to the blood drawn from the defendant. The chain was broken. The state failed to prove its chain of custody with any probability, let alone a reasonable one. It is clear that the defendant preserved for appeal her claim regarding chain of custody. As I previously have explained herein, there was a plethora of exchanges between counsel and the trial court regarding the chain of custody. The trial court considered the admissibility of the blood test evidence on a chain of custody objection. The fact that counsel for the defendant did not object to one question about the discrepancy between the color of the vials and the description in the laboratory records showing that a different colored vial was tested should not lead this court to the conclusion that the chain of custody issue is not preserved. Respectfully, to do so, in my opinion, is to ignore the entire record in this trial.
B
Even if I were to conclude that the defendant did not preserve for review her claim that the trial court improperly admitted as evidence the blood alcohol test results, I would conclude that the trial court's admission of the results requires reversal for plain error. The majority ''conclude[s] that the trial court's admission of the blood test results does not support reversal on plain error grounds.'' I disagree.
''An appellate court addressing a claim of plain error first must determine if the error is indeed plain in the sense that it is patent [or] readily discernable on the face of a factually adequate record, [and] also . . . obvious in the sense of not debatable. . . . This determination clearly requires a review of the plain error claim presented in light of the record.
''Although a complete record and an obvious error are prerequisites for plain error review, they are not, of themselves, sufficient for its application. Plain error review is reserved for truly extraordinary situations [in which] the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. . . . Thus, in addition to examining the patent nature of the error, the reviewing court must examine that error for the griev-ousness of its consequences in order to determine whether reversal under the plain error doctrine is appropriate. . . . [A]n appellate court addressing an appellant's plain error claim must engage in a review of the trial court's actions and, upon finding a patent error, determine whether the grievousness of that error qualifies for the invocation of the plain error doctrine and the automatic reversal that accompanies it. . . .
''We next turn to a closer examination of the plain error doctrine itself. This doctrine, codified at Practice Book § 60-5, is an extraordinary remedy used by appellate courts to rectify errors committed at trial that, although unpreserved, are of such monumental proportion that they threaten to erode our system of justice and work a serious and manifest injustice on the aggrieved party. [T]he plain error doctrine . . . is not . . . a rule of reviewability. It is a rule of reversibility. That is, it is a doctrine that this court invokes in order to rectify a trial court ruling that, although either not properly preserved or never raised at all in the trial court, nonetheless requires reversal of the trial court's judgment, for reasons of policy. ... In addition, the plain error doctrine is reserved for truly extraordinary situations [in which] the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. . . . Plain error is a doctrine that should be invoked sparingly. . . . Implicit in this very demanding standard is the notion . . . that invocation of the plain error doctrine is reserved for occasions requiring the reversal of the judgment under review. . . . [Thus, an appellant] cannot prevail under [the plain error doctrine] . . . unless he demonstrates that the claimed error is both so clear and so harmful that a failure to reverse the judgment would result in manifest injustice.'' (Internal quotation marks omitted.) State v. Moore, 293 Conn. 781, 822-23, 981 A.2d 1030 (2009), cert. denied, U.S. , 130 S. Ct. 3386, 177 L. Ed. 2d 306 (2010).
Practice Book § 60-5 provides in relevant part: ''The court shall not be bound to consider a claim unless it was distinctly raised at the trial or arose subsequent to the trial. The court may in the interests of justice notice plain error not brought to the attention of the trial court. . . .''
The majority places much emphasis on the results of other tests performed around the same time as the defendant's. The majority states: ''it is uncontroverted that the defendant consumed alcohol prior to the accident; indeed, the defendant herself so testified. It is also uncontroverted that, because the defendant admitted to consuming 'a few drinks' earlier that evening and four persons detected the smell of alcohol on her breath after the collision, one of whom described it as 'strong,' the defendant's blood would have had to contain a detectable level of alcohol when it was drawn by the paramedics. Finally, it is uncontroverted that the only other tube of blood tested in the hospital laboratory for blood alcohol content around the same time the defendant's blood contained an undetectable level of alcohol. Simply put, the trial court did not commit plain error in admitting the defendant's blood alcohol content test results because it was clear that, of the two tubes of blood tested for blood alcohol content at the time in question, only the tube attributed to the defendant had a detectable level of alcohol.'' I disagree.
The majority does not provide any cite to the record to support this assertion, and I can find no support for this position in the record. Indeed, the evidence adduced at trial casts doubt on whether the defendant's blood would have contained a detectable level of alcohol when the paramedics drew her blood samples at 9:52 p.m., following the crash. The defendant testified that she arrived at the dinner party at 7:07 p.m. She further testified that she had between one to one and three-quarters glasses of sangria before and during dinner. The attendees at the party testified that the sangria was low in alcohol content. The defendant's testimony regarding the number of drinks she consumed was corroborated by the other attendees at the party. The testimony from the defendant and other guests at the party established that dinner began sometime around 7:30 p.m. and lasted approximately thirty minutes. During dinner, the defendant had two helpings of the jambalaya served by the hostess. The testimony also established that after dinner, the defendant went out onto the porch to speak with a coworker, Virginia Meher, and that their conversation lasted approximately twenty minutes, during which the defendant did not drink. After their conversation, the defendant and Meher went back inside the house and watched a Powerpoint computer presentation with the other party attendees, and dessert was served. The defendant did not have any other drinks after dinner. Thereafter, the defendant left the party at approximately 9 or 9:15 p.m. Stripp testified that the defendant would have had a blood alcohol content of 0.03 to 0.04 percent at the time she had the approximate two drinks of sangria at the party, but that an average person would have metabolized the alcohol at a rate of approximately 0.017 percent per hour. Stripp also testified that in order for a person of the defendant's size to have had a blood alcohol content of 0.241 percent, she would have had to consume approximately ten or eleven drinks in the two hour time period before her blood was drawn. Indeed, the state's own witness, Powers, testified that a person of the defendant's size would metabolize at a rate of approximately 0.014 to 0.016 percent per hour. On the basis of the testimony adduced at trial, therefore, it is reasonable to expect that the defendant may not have had a detectable level of alcohol when her blood was taken at 9:52 p.m., approximately two hours after she stopped drinking. Accordingly, I disagree with the majority's assertion that the defendant's blood would have had to contain a detectable level of alcohol when the paramedics drew her blood samples approximately two hours after she consumed the one to one and three-quarters glasses of sangria.
The majority states that ''[t]he dissent first claims that it is not uncontroverted that the defendant's blood would have had to contain a detectable level of alcohol. Specifically, it claims that other guests at the dinner party that the defendant attended before the collision testified that she did not consume more than one and three-quarters glasses of a sangria mixture that was low in alcohol content, and two toxicologists testified that, theoretically, the blood of a person who had consumed the amount of alcohol the defendant purportedly had consumed would not have had the high blood alcohol content revealed in her blood test results. Both of these reasons, however, relate to the amount of alcohol in the defendant's blood, not to whether her blood contained a detectable level of alcohol.'' (Emphasis in original.) I do not agree with this characterization. As I have explained previously herein, one of the toxicologists, Stripp, testified that the defendant would have had a blood alcohol content of 0.03 to 0.04 percent at the time she had the approximately two drinks of sangria at the party, but that an average person would have metabolized the alcohol at a rate of approximately 0.017 percent per hour. The undisputed evidence established that the defendant's blood was taken approximately two hours after she stopped drinking. Therefore, based on Stripp's testimony, it is possible that the defendant metabolized all of the alcohol she consumed prior to her blood being taken. Indeed, even relying on the testimony of the state's toxicologist, Powers, it is possible that the defendant could have metabolized all of the alcohol she consumed that evening prior to her blood being taken. Specifically, Powers testified that a person of the defendant's size would metabolize at a rate of approximately 0.014 to 0.016 percent per hour. The majority also asserts that in stating that it is not uncontroverted that the defendant's blood would have had to contain a detectable level of alcohol when it was drawn by the paramedics, I did not consider the evidence of witnesses who stated that she admitted to consuming ''a few'' drinks that evening, that her speech was slurred, and that they smelled alcohol on her breath. I disagree.
None of the evidence cited by the majority establishes conclusively that the defendant's blood would have had to contain a detectable level of alcohol when it was drawn by the paramedics. Furthermore, the majority does not credit the evidence presented by the defendant and the other guests at the party that she only drank one to one and three-quarters glasses of sangria at the party, that the sangria was not strong in alcohol content, that she did not appear intoxicated while at the party, that she would have had to consume ten to eleven drinks to reach a blood alcohol content of 0.241, that the accident occurred approximately fifteen minutes after she left the party, that she passed the Glasgow coma scale on three different occasions that evening, and that an intoxicated person would not pass the Glasgow coma scale. I point to these conflicting pieces of evidence only to respond to the majority's reliance on the fact that ''it is . . . uncontroverted that the defendant's blood would have had to contain a detectable level of alcohol'' as the basis for its conclusion that it was not plain error for the trial court to admit the results of the blood alcohol test. Indeed, particularly in light of the conflicting evidence presented in this case, I would conclude that it was plain error to admit the blood alcohol test results in this case because the state did not establish the chain of custody as it relates to the blood alcohol test results.
Moreover, the majority places great emphasis on the testimony of four individuals who stated that they smelled the odor of alcohol on the defendant the night of the collision. The majority does not cite, however, and I cannot find, any evidence in the record that demonstrates that the smell of alcohol on an individual's breath is conclusive evidence that a person has an ele- vated blood alcohol content. Indeed, the only testimony adduced at trial demonstrates the opposite. Sergeant Andrew Gallagher of the Stamford police department testified as follows, when questioned by defense counsel:
''Q. Well, does everybody with the smell of alcohol get arrested for [driving while intoxicated]?
''A. No, sir.
''Q. Okay. So you would agree that the smell of alcohol by itself, by itself, is not conclusive by any means that someone is under the influence of alcohol?
''A. Conclusively, no.''
Stripp also testified as follows: ''If you are just smelling the alcohol, you cannot make a determination with regards to the amount of alcohol that's present.'' Accordingly, I cannot agree with the majority that ''[i]t is also uncontroverted that . . . the defendant's blood would have had to contain a detectable level of alcohol when it was drawn by the paramedics.''
It is also important to note that the blood samples taken from the backseat passenger in the other car involved in the accident, Glenn Shelley, were tested in the laboratory for blood alcohol content at the same time that the defendant's blood samples were tested. Shelley's blood samples had been taken at the hospital. The evidence also demonstrates that the hospital typically uses a vial with a red-gray cap for samples that are to be tested for blood alcohol content. There is no evidence in the record as to whether Shelley had any alcohol to drink that night. Based on this evidence, I cannot conclude that ''the trial court did not commit plain error in admitting the defendant's blood alcohol content test results because . . . at the time in question, only the tube attributed to the defendant had a detectable level of alcohol.''
The testimonial and documentary evidence at trial established that during the one and one-half hour period surrounding the time that the defendant's blood was tested, the hospital laboratory performed tests on samples of blood taken from eight individuals, including the defendant. Wilson testified that the laboratory technician prepared a work list, which indicated what tests were to be performed on blood samples in the laboratory at that time. The work list prepared at 10:11 p.m. indicates that there were tests to be performed on samples from two individuals. The work list prepared at 11:09 p.m. indicated that there were tests to be performed on samples from four individuals, including Shelley. The work list prepared at 11:25 p.m. indicated that there were tests to be performed on samples from two individuals. The work list contained a column that indicated what test or tests were to be performed on each of the samples, although the column is not legible on the work list prepared at 10:11 p.m. These work lists indicate that only samples from two of the eight individuals that were in the laboratory that night from 10:11 p.m. to 11:25 p.m. were tested for blood alcohol. On the basis of this evidence, I cannot agree with the majority's conclusion that ''it is uncontroverted that the only other tube of blood tested in the hospital laboratory for blood alcohol content around the same time as the defendant's blood contained an undetectable level of alcohol.'' To the contrary, only one of the other seven samples of blood in the laboratory was tested for blood alcohol content, and there is absolutely no evidence regarding whether any of the other blood samples tested in the hospital laboratory from 10:11 p.m. to 11:25 p.m. had any detectable level of alcohol. The evidence just simply does not demonstrate whether the samples did or did not contain alcohol because the blood alcohol tests were not performed on six of the samples. In addition, the state only introduced evidence of the results of the four samples that were contained on the work list prepared at 11:09 p.m., which also contained the defendant's and Shelley's blood samples. Accordingly, I see no basis in the evidence for the majority's conclusion that ''[s]imply put, the trial court did not commit plain error in admitting the defendant's blood alcohol content test results because it was clear that, of the two tubes of blood tested for blood alcohol content at the time in question, only the tube attributed to the defendant had a detectable level of alcohol.''
The majority states that ''no blood alcohol test was ordered for two of the other three persons whose blood was tested around the same time as the defendant's blood, and, therefore, it is highly unlikely that any of the tubes used to collect their blood and sent to the laboratory for testing would have had a red and gray cap . . . ." The majority does not cite to any testimony in support of this statement and I cannot find any. I disagree. Indeed, the testimonial evidence at trial demonstrated that the laboratory often receives many vials of a patient's blood that are not required for the tests ordered because emergency and medical staff often draw blood in a ''rainbow'' of tubes, not knowing what tests the physician will order. The testimony showed that those extra vials are usually sent to the laboratory and just stored in a hold rack in the laboratory. Wilson testified that the laboratory ''could have received other tubes that we didn't do any testing on . . . .'' Accordingly, I disagree that it is highly unlikely that any of the tubes used to collect the blood of the patients for whom a blood alcohol test was not ordered would have had a red/gray top. The testimonial evidence demonstrates the opposite. Some of the patients for whom a blood alcohol test was not ordered may have had blood drawn in a red/gray vial, and that blood may have been sent to the laboratory and could have been mixed up with the defendant's blood.
The worklist prepared at 11:25 p.m. includes one typewritten entry and one handwritten entry. Wilson testified at trial that the laboratory technician likely handwrote the second entry instead of printing out another work list. For purposes of this dissenting opinion, I am treating both entries as part of the work list prepared at 11:25 p.m.
Moreover, in my view, the majority places too much emphasis on the reliability of both the testing procedure of the laboratory in relation to the testing performed on the other blood samples, and the reliability of the testing on the defendant's blood sample. As previously explained herein, the record demonstrates a litany of errors that existed regarding the testing of the defendant's blood. Given the surprising amount of errors in the hospital records and the admittedly faulty procedure of blood labeling used by the hospital, it is interesting that the majority would rely upon the results of the other blood tests to justify the lack of explanation for the discrepancy between the blood vial drawn by the technicians and the different vial tested at the hospital. The errors made by the hospital justify not only a dubious foundation for the reliability of any of the tests, but also an outright rejection of all of the tests performed that evening. We do not know how the vials were tested, the procedures used on them, or the labeling or collection procedure, yet the majority is willing to provide an imprimatur of reliability on all of the tests that I cannot accept.
Additionally, the majority's account of the testimony of Utke, the nurse that assumed the defendant's care, must, in my view, be expanded. Utke spent three hours with the defendant in an area roughly the size of a jury box. During that time, he never smelled alcohol on the defendant's breath, and the defendant did not slur her speech. She was ''answering questions appropriately.'' She appeared ''alert and oriented.'' She was not confused. She did not use inappropriate words. She obeyed commands. She had no problem speaking. She again achieved a perfect score on the Glasgow coma scale. The majority makes note of the fact that the defendant was ''confused about what had happened and that she repeatedly had called for her mother, even after her mother arrived at the hospital.'' The majority fails to mention, however, that Utke testified that the inability to recall details following trauma is not uncommon. Sarnelle, the trauma surgeon, confirmed this fact. Certainly, the defendant's lack of knowledge is hardly surprising given the fact that the police concluded that neither driver would have been able to perceive the other prior to the crash, given the lighting, road curvature and speed limit. Further, Sarnelle testified that it would not be surprising for a patient, following a trauma, to call out for her mother. The fact that the defendant still called out for her mother after her mother arrived at the hospital may also show the effect of the trauma upon her. Moreover, it is not surprising that Utke testified that he had a feeling ''something was not right in terms of [the defendant's] mental status,'' given the nature of the trauma that she had sustained.
The majority states that ''[t]he defendant claims that the trial court committed plain error because a discrepancy existed between the type of tube used to draw the defendant's blood immediately before or during the ambulance ride to the hospital and the type of tube listed in the computer records as containing the blood that was tested for her blood alcohol content. This discrepancy, however, arises solely from the record of the computer entry of the tube tested and not from the recollection of the laboratory technician or laboratory supervisor. At trial, the laboratory technician had no personal recollection of the defendant's blood test, and the laboratory supervisor testified merely that such a discrepancy existed, stating that 'the tube that was indicated in the computer is not in that bag' of tubes that the paramedics used to draw the defendant's blood.''
Respectfully, I strongly disagree with the characterization of this testimony. In my view this testimony is the key to the case. It is not a piece of evidence to be discarded as a gossamer feather tossed into the wind. The state had the burden of establishing the chain of custody with a reasonable probability. This testimony shows that the state failed to establish that the blood test completed the last link in the chain, i.e., that the blood alcohol test results were connected to the blood samples drawn from the defendant. For the majority to state that this discrepancy, however, arises ''solely'' from the record of the computer entry of the vials tested is to ignore completely the only evidence of the testing of this blood sample in the computer entry. The fact that the discrepancy was not based on ''the recollection of the laboratory technician or laboratory supervisor'' only emphasizes the fact that the state had no proof regarding the missing link. The fact that, as the majority states, ''the laboratory technician had no personal recollection of the defendant's blood test,'' hardly constitutes proper chain of custody evidence. Further, the majority's characterization that the laboratory supervisor testified ''merely'' to the fact that 'the tube that was indicated in the computer is not in that bag' containing the types of tubes that the paramedics used to draw the defendant's blood,'' displays an opinion of this evidence at polar opposite to my view. In my view, the majority opinion completely ignores the impact of the testimony. This testimony is the case. As a result of the testimony, there is no complete chain of custody.The blood test is not related to the blood drawn from the defendant and the state never established any fact to the contrary. I have searched the entire transcript of the trial and I am unable to find one shred of evidence connecting the blood test to the defendant, let alone any shred of evidence to establish a reasonable probability that the blood alcohol test was performed on the samples taken from the defendant. If I was ever confronted with a case of manifest injustice, this is the case. The defendant has been sentenced to twenty years incarceration when the key piece of evidence, the blood alcohol test results, cannot be linked to the vials of blood taken from the defendant by the emergency medical technicians.
The majority also states that, ''to the extent that the dissent may be suggesting that other blood samples could have been mixed-up with the defendant's samples, there was absolutely no testimony by hospital staff that a mix-up might have occurred.'' I strenuously disagree. The testimony presented by the state to lay the foundation for the admission of the blood alcohol test results—namely, Wilson's testimony—demonstrated that the hospital records reflected that the blood alcohol test results that the state sought to admit came from blood from a ten milliliter vial with a red-gray top and Wilson's further testimony demonstrated that the emergency medical technicians did not place the defendant's blood in such a vial. In my view, this testimony of hospital staff clearly demonstrates that a mixup may have occurred.
Indeed, in light of the other evidence presented in this case, it is even more obvious that a manifest injustice has occurred. The other evidence, mostly presented by the state itself, demonstrated that the defendant was not intoxicated at the time of the accident. For instance, the people who attended the party with the defendant minutes before the accident testified that she did not appear intoxicated; Bulman, the Stamford police officer, and Sarnelle, who both spoke with the defendant shortly after she arrived at the emergency room, testified that she did not appear intoxicated; the evidence consistently showed that she only consumed one to one and three-quarters glasses of sangria in the two hours prior to the accident; and the evidence demonstrated that she passed the Glasgow coma scale with a perfect score on three separate occasions that evening. On the basis of this evidence that so overwhelmingly conflicts with the blood alcohol test results, it is clear that a manifest injustice has occurred.
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Accordingly, I dissent. I would affirm the judgment of the Appellate Court and remand the case to that court with direction to remand the case to the trial court for a new trial.