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Sec. & Exch. Comm'n v. Fauth

United States District Court, S.D. New York
Nov 12, 2021
21-mc-787 (ALC) (S.D.N.Y. Nov. 12, 2021)

Opinion

21-mc-787 (ALC)

11-12-2021

SECURITIES AND EXCHANGE COMMISSION, Applicant, v. GERALD FAUTH, Respondent.


ORDER

ANDREW L. CARTER, JR., UNITED STATES DISTRICT JUDGE

In accordance with the Court's ruling at the hearing on November 10, 2021, Applicant Securities and Exchange Commission's (“SEC”) application to compel Respondent's testimony is GRANTED. Respondent shall appear remotely for sworn testimony. The testimony shall last no longer than 2.5 hours, exclusive of breaks. Respondent shall be permitted to take as many breaks as needed. One week in advance of the testimony, the SEC shall provide topics and documents to Applicant, except for those documents contingent on Respondent's answers.

The parties shall meet and confer regarding a date for the testimony session, to occur during the week of November 29, 2021. The parties shall submit a joint status report no later than Tuesday, November 16, 2021.

The clerk of court is respectfully directed to terminate ECF No. 2.

SO ORDERED.


Summaries of

Sec. & Exch. Comm'n v. Fauth

United States District Court, S.D. New York
Nov 12, 2021
21-mc-787 (ALC) (S.D.N.Y. Nov. 12, 2021)
Case details for

Sec. & Exch. Comm'n v. Fauth

Case Details

Full title:SECURITIES AND EXCHANGE COMMISSION, Applicant, v. GERALD FAUTH, Respondent.

Court:United States District Court, S.D. New York

Date published: Nov 12, 2021

Citations

21-mc-787 (ALC) (S.D.N.Y. Nov. 12, 2021)