From Casetext: Smarter Legal Research

People v. Thaxton

Appellate Division of the Supreme Court of the State of New York
Feb 25, 2021
191 A.D.3d 1166 (N.Y. App. Div. 2021)

Opinion

110513

02-25-2021

The PEOPLE of the State of New York, Respondent, v. Karim THAXTON, Appellant.

Stephen J. Carney, Schenectady, for appellant. J. Anthony Jordan, District Attorney, Fort Edward (Taylor Fitzsimmons of counsel), for respondent.


Stephen J. Carney, Schenectady, for appellant.

J. Anthony Jordan, District Attorney, Fort Edward (Taylor Fitzsimmons of counsel), for respondent.

Before: Garry, P.J., Egan Jr., Lynch, Clark and Reynolds Fitzgerald, JJ.

MEMORANDUM AND ORDER

Reynolds Fitzgerald, J.

Appeal from a judgment of the County Court of Washington County (McKeighan, J.), rendered June 8, 2018, convicting defendant upon his plea of guilty of the crime of criminal sale of a controlled substance in the third degree.

Pursuant to a negotiated plea agreement, defendant pleaded guilty to criminal sale of a controlled substance in the third degree and agreed to waive his right to appeal. At sentencing, defendant moved pro se to withdraw his guilty plea, alleging, among other things, that his plea was not knowingly, voluntarily and intelligently entered allegedly because an omnibus motion was filed without his input, he was not present for any hearings and he was informed that, in the event that he wanted to view certain discovery, the plea offer would be withdrawn. Defense counsel, in response to County Court's inquiry, stated that, although he notarized the affidavit in the motion to withdraw the plea, he did "not prescribe to any of the language contained within the affidavit [and did] not necessarily even agree with the affidavit." The court, after providing defendant and the People an opportunity to be heard, reviewed the plea colloquy and denied the pro se motion. The court then sentenced defendant, as a second felony offender, in accordance with the terms of the plea agreement, to 10 years in prison followed by three years of postrelease supervision. Defendant appeals.

Initially, we are unpersuaded by defendant's contention that the waiver of the right to appeal is invalid. Prior to accepting the plea offer, defendant was informed that a waiver of the right to appeal was a condition of the plea agreement. The record reflects that, during the plea colloquy, County Court advised defendant that the right to appeal was separate and distinct from the rights automatically forfeited by his guilty plea, which defendant indicated he understood (see People v. Lopez, 6 N.Y.3d 248, 256, 811 N.Y.S.2d 623, 844 N.E.2d 1145 [2006] ; People v. Purnell, 186 A.D.3d 1834, 1834, 129 N.Y.S.3d 358 [2020], lv denied 36 N.Y.3d 975, 138 N.Y.S.3d 481, 162 N.E.3d 710 [2020] ). Defendant also executed a comprehensive written waiver of appeal after reviewing it with counsel and assuring the court that he understood it and had no questions (see People v. Burnett, 186 A.D.3d 1837, 1838, 129 N.Y.S.3d 344 [2020], lvs denied 36 N.Y.3d 969, 970, 138 N.Y.S.3d 497, 162 N.E.3d 726 [2020]). Notwithstanding the fact that defendant gave brief responses to the court's inquiries, we are satisfied that the record reflects that he understood the nature and consequences of the appeal waiver and knowingly, voluntarily and intelligently waived the right to appeal (see People v. Thomas, 34 N.Y.3d 545, 558–563,, 122 N.Y.S.3d 226 144 N.E.3d 970 [2019] ; People v. Lopez, 6 N.Y.3d at 256, 811 N.Y.S.2d 623, 844 N.E.2d 1145 ; People v. Williams, 185 A.D.3d 1359, 1360, 126 N.Y.S.3d 434 [2020] ). Given the valid appeal waiver, defendant's challenge to the harshness of the agreed-upon sentence is foreclosed (see People v. Purnell, 186 A.D.3d at 1835, 129 N.Y.S.3d 358 ).

We also find without merit defendant's contention that his motion to withdraw his plea was undermined when defense counsel expressed a position adverse to defendant's interest and, as such, County Court erred by not assigning him new counsel to represent him on the motion. "It is well settled that a defendant has a right to the effective assistance of counsel on his or her motion to withdraw a guilty plea" ( People v. Mitchell, 21 N.Y.3d 964, 966, 970 N.Y.S.2d 919, 993 N.E.2d 405 [2013] [citations omitted]; accord People v. Faulkner, 168 A.D.3d 1317, 1318, 92 N.Y.S.3d 753 [2019] ). "While defense counsel need not support a pro se motion to withdraw a plea, counsel may not become a witness against his or her client, make remarks that affirmatively undermine a defendant's arguments, or otherwise take a position that is adverse to the defendant" ( People v. Oliver, 158 A.D.3d 990, 991, 71 N.Y.S.3d 692 [2018] [internal quotation marks and citations omitted]; see People v. Maldonado, 183 A.D.3d 1129, 1129–1130, 124 N.Y.S.3d 462 [2020] ). "[C]ounsel takes a position adverse to his [or her] client when stating that the defendant's motion lacks merit, or that the defendant, who is challenging the voluntariness of his [or her] guilty plea, made a knowing plea that was in his [or her] best interest" ( People v. Washington, 25 N.Y.3d 1091, 1095, 13 N.Y.S.3d 343, 34 N.E.3d 853 [2015] [internal quotation marks, ellipsis, brackets and citations omitted]), at which point a conflict of interest arises and new counsel must be assigned on the motion (see People v. Mitchell, 21 N.Y.3d at 966, 970 N.Y.S.2d 919, 993 N.E.2d 405 ; People v. Maldonado, 183 A.D.3d at 1130, 124 N.Y.S.3d 462 ).

Here, defense counsel, in response to an inquiry by County Court as to whether the motion was being made solely by defendant, stated that he had notarized the affidavit but that he did "not necessarily even agree with the affidavit." We are unpersuaded that counsel's statement, which made no further elaboration as to the legal basis or merits of the motion, affirmatively undermined defendant's assertions or amounted to an adverse position against defendant so as to create an actual conflict (see People v. Washington, 25 N.Y.3d at 1095, 13 N.Y.S.3d 343, 34 N.E.3d 853 ; compare People v. McCray, 106 A.D.3d 1374, 1375, 966 N.Y.S.2d 271 [2013] ). As such, we find no error in County Court failing to assign new counsel on the motion (see People v. Washington, 25 N.Y.3d at 1095, 13 N.Y.S.3d 343, 34 N.E.3d 853 ; People v. Leeper, 298 A.D.2d 190, 190, 748 N.Y.S.2d 49 [2002], lv denied 99 N.Y.2d 560, 754 N.Y.S.2d 212, 784 N.E.2d 85 [2002] ; compare People v. Maldonado, 183 A.D.3d at 1129–1130, 124 N.Y.S.3d 462 ; People v. Faulkner, 168 A.D.3d at 1318–1319, 92 N.Y.S.3d 753 ; People v. Tyler, 130 A.D.3d 1383, 1385, 14 N.Y.S.3d 570 [2015] ; People v. McCray, 106 A.D.3d at 1374–1375, 966 N.Y.S.2d 271 ).

Garry, P.J., Egan Jr., Lynch and Clark, JJ., concur.

ORDERED that the judgment is affirmed.


Summaries of

People v. Thaxton

Appellate Division of the Supreme Court of the State of New York
Feb 25, 2021
191 A.D.3d 1166 (N.Y. App. Div. 2021)
Case details for

People v. Thaxton

Case Details

Full title:The People of the State of New York, Respondent, v. Karim Thaxton…

Court:Appellate Division of the Supreme Court of the State of New York

Date published: Feb 25, 2021

Citations

191 A.D.3d 1166 (N.Y. App. Div. 2021)
191 A.D.3d 1166
2021 N.Y. Slip Op. 1159

Citing Cases

People v. Jones

"It is well settled that a defendant has a right to the effective assistance of counsel on his or her motion…

People v. Sykes

Although counsel may be said to take a position adverse to his or her client by stating that the client's…