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People v. Rota

Appellate Division of the Supreme Court of New York, First Department
Dec 16, 1997
245 A.D.2d 133 (N.Y. App. Div. 1997)

Summary

In Rota, this Court addressed whether Pennsylvania's forgery statute, 18 Pa Cons Stat Annot § 4101, qualified as a predicate felony in New York when compared to Penal Law § 170.10's forgery statute.

Summary of this case from People v. Allison

Opinion

December 16, 1997

Appeal from the Supreme Court, Bronx County (David Stadtmauer, J.).


The predicate felony offered at defendant's sentencing was an out-of-State conviction for what was described as credit card fraud, rendered on plea of guilty to a criminal charge in Pennsylvania, in violation of 18 Pa Cons Stat Annot § 4101. The prosecutor likened that statute to New York's class D felony of forgery in the second degree (Penal Law § 170.10). The court agreed that the two statutes were "practically identical", and sentenced defendant as a second felony offender.

Defendant argued, and we agree, that the Pennsylvania and New York felonies are qualitatively different. Penal Law § 170.10 penalizes the false making, completion or alteration of a written instrument "with intent to defraud, deceive or injure another". The Pennsylvania statute, on the other hand, allows for conviction even where there is simply "knowledge [on the part of the defendant] that he is facilitating a fraud or injury to be perpetrated by anyone" ( 18 Pa Cons Stat Annot § 4101 [a]), which cannot be equated, in the abstract, with intent that the other person succeed in perpetrating the fraud, deception or injury. In this respect, the Pennsylvania statute is substantively more akin to New York's class A misdemeanor of criminal facilitation in the fourth degree (Penal Law § 115.00). Furthermore, the Pennsylvania statute proscribes the unauthorized use of "any writing [which includes a credit card] so that it purports to be the act of another" (18 Pa Cons Stat Annot § 4101 [a] [2]; [b]). New York's analogous proscription is the class A misdemeanor of criminal impersonation in the second degree (Penal Law § 190.25).

It is not enough to say that the Pennsylvania and New York felony statutes are "practically identical." Where New York law renders felonious certain conduct committed with criminal intent, and the purportedly equivalent foreign statute can also apply to less culpable levels of intent as would fall below the felony threshold here, the statutes are not sufficiently analogous as to render the foreign conviction a predicate felony under Penal Law § 70.06 ( People v. Fermin, 231 A.D.2d 436; People v. Muniz, 74 N.Y.2d 464).

There being no need to remand for resentencing ( People v. Lawrence, 130 A.D.2d 383), we modify the sentence accordingly.

Concur — Wallach, J. P., Nardelli, Tom, Mazzarelli and Colabella, JJ.


Summaries of

People v. Rota

Appellate Division of the Supreme Court of New York, First Department
Dec 16, 1997
245 A.D.2d 133 (N.Y. App. Div. 1997)

In Rota, this Court addressed whether Pennsylvania's forgery statute, 18 Pa Cons Stat Annot § 4101, qualified as a predicate felony in New York when compared to Penal Law § 170.10's forgery statute.

Summary of this case from People v. Allison

In Rota, this Court found that the second mens rea element of the Pennsylvania forgery statute (purpose to defraud or injure anyone or with the knowledge that one is facilitating a fraud) was much broader than the second mens rea element of the New York forgery statute (intent to defraud).

Summary of this case from People v. Allison
Case details for

People v. Rota

Case Details

Full title:THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. FRANK ROTA, Appellant

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Dec 16, 1997

Citations

245 A.D.2d 133 (N.Y. App. Div. 1997)
665 N.Y.S.2d 661

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