Opinion
May 20, 1997
Appeal from the Supreme Court, New York County (Clifford Scott, J.).
Defendant's claim that the evidence was legally insufficient to prove his guilt beyond a reasonable doubt of first degree robbery is unpreserved for appellate review ( People v. Gray, 86 N.Y.2d 10, 19), and we decline to review it in the interest of justice. Were we to review it, we would find that the defendant's demand for money prior to accosting the complainant, his ex-wife, and his repeated attempts to obtain money from her in the past, were sufficient to demonstrate that the force used by defendant was for the purpose of accomplishing the theft ( see, Penal Law § 160.00; People v. Smith, 79 N.Y.2d 309). Upon an independent review of the facts, we find that the verdict was not against the weight of the evidence ( see, People v. Bleakley, 69 N.Y.2d 490).
Defendant next contends that the prosecutor violated the Sandoval ruling by questioning him on matters that had been precluded ( see, People v. Sandoval, 34 N.Y.2d 371). The evidence at the Sandoval hearing established that defendant had two prior attempted burglary convictions, both involving his ex-wife. The court ruled that if defendant testified, the prosecutor could inquire as to whether he had two felony convictions, without mentioning the underlying facts. Inquiry would also be permitted as to defendant's drug use, but the prosecutor would be bound by defendant's answers. Specifically precluded were evidence of defendant's possession of a crack pipe when he was arrested, his parole status, his dishonorable discharge from the military and any "prior bad acts."
The court simultaneously made a ruling on the admissibility of uncharged crimes evidence ( see, People v. Molineux, 168 N.Y. 264), permitting the prosecution to elicit evidence of "anything [the complainant] has witnessed," including prior incidents in which the defendant allegedly took money and jewelry from the complainant's apartment. Since defendant had stayed at her apartment during a recent six-week reconciliation period, the court did not believe these incidents constituted bad acts because "they could have been sharing."
For the most part, the prosecutor adhered to the Sandoval ruling. However, it is difficult to assess any violations because the court's Sandoval and Molineux rulings were essentially inconsistent. For example, although the Sandoval determination prohibited the prosecution from cross-examining defendant regarding any prior bad acts, the Molineux ruling allowed the complainant to testify that defendant took money and jewelry from her, or from neighbors, which clearly is evidence of bad acts notwithstanding the motion court's characterization. Thus, the protections afforded by the Sandoval ruling were largely eviscerated by the court's allowing this evidence on the People's direct case.
Reversal is not required however, since the evidence of defendant's prior bad acts was relevant to defendant's motive and intent to commit the crimes charged ( see, People v. Alvino, 71 N.Y.2d 233; People v. Allweiss, 48 N.Y.2d 40; see also, People v Till, 87 N.Y.2d 835; People v. Correal, 160 A.D.2d 85). The defense at trial was that defendant took money from the complainant's hand only as an afterthought, and that, therefore, the physical force employed by defendant was not for the purpose of compelling the complainant to give up the property. Defense counsel also argued that because the complainant had voluntarily given defendant money in the past, it was doubtful that he had the intent to rob the complainant on this occasion. Thus, having placed his state of mind in issue, evidence that defendant had been using drugs, and had repeatedly harassed the complainant and neighbors for money, was relevant to demonstrate that he had both the intent and motive to commit the charged robbery ( see, People v. Boyd, 230 A.D.2d 805, lv denied 89 N.Y.2d 919; People v Linton, 166 A.D.2d 670, lv denied 77 N.Y.2d 879; cf., People v Wright, 41 N.Y.2d 172). Further, the probative value of this evidence outweighed its prejudicial effect ( see, People v Ventimiglia, 52 N.Y.2d 350, 359-360).
The prosecutor's cross-examination regarding a different crack pipe than the one defendant possessed when he was arrested, and the questions put to defendant about whether the "authorities" had told him to stay away from the complainant, should ordinarily have been precluded. However, since these topics were again closely related to an understanding of the charged crimes, they were permissible ( see, People v. Linton, supra).
Defendant also contends that he was deprived of his statutory right to be present at a material stage of his trial when the court conducted sidebars with two prospective jurors in his absence (CPL 260.20; People v. Roman, 88 N.Y.2d 18; People v Antommarchi, 80 N.Y.2d 247). The record establishes that one juror was invited to the bench to discuss her prior conflict with the law, and was excused "on consent." Another sidebar was held when a second juror stated that she had been the victim of multiple crimes. Thereafter, in open court, the court advised defense counsel to apprise defendant that this second juror had explained that she had been beaten up by her boyfriend. Defendant's challenge for cause was denied, and the court suggested that defense counsel would have to use a peremptory challenge. She was excused at the conclusion of the round.
"A sidebar interview of a prospective juror which concerns that juror's bias or hostility is a material stage of trial which defendants are entitled to attend" ( People v. Maher, 89 N.Y.2d 318, 324). The record establishes, and the People do not dispute, that defendant was absent from these two sidebars. Thus, a CPL 260.20 violation occurred ( People v. Reed, 237 A.D.2d 182).
However, the People argue that reversal is not required because it can be inferred from the substance of the pre-sidebar discussion that the first juror's excusal "on consent" must have been for cause, and therefore defendant's presence would not have afforded him any meaningful opportunity to affect the outcome of this legal determination ( People v. Maher, supra, at 325; People v. Roman, supra, at 28). Regarding the second juror, the People assert that defendant failed to preserve his CPL 260.20 claim by objecting to the court's procedure, and, alternatively, that any violation was de minimis and therefore not reversible error ( People v. Starks, 88 N.Y.2d 18, 29), because counsel summarized the substance of the sidebar with defendant at the court's direction.
We remit this matter to the Supreme Court for a reconstruction hearing to determine, if possible, whether the juror excused "on consent" was excused for cause, or by defense counsel's discretionary choice ( see, People v. Childs, t 232 A.D.2d 308). The Court of Appeals has held that reversal is required unless the necessary facts appear in the record to negate the possibility that defendant could have meaningfully contributed to counsel's discretionary challenges ( People v. Maher, supra, at 325; People v. Feliciano, 88 N.Y.2d 18, 28). However, reconstruction hearings have been ordered to permit supplementation of the record to determine whether a defendant was present ( see, People v. Odiat, 82 N.Y.2d 872; People v. Michalek, 82 N.Y.2d 906; People v Parchment, 203 A.D.2d 595, appeal after remand 218 A.D.2d 752, lv denied 87 N.Y.2d 906), and also to determine if the defendant was excluded from a proceeding to which he could have materially contributed ( see, People v. Bennett, 238 A.D.2d 138; People v Reed, supra; People v. Childs, supra; People v. Davidson, 210 A.D.2d 76).
Defendant failed to preserve his right to be present claim regarding the second juror ( see, People v. Robles, 86 N.Y.2d 763). Although defense counsel stated he was not waiving defendant's rights, he did not object to the court's procedure of summarizing the content of the sidebar in defendant's presence, and permitting defendant and counsel to confer before any determination was made ( see, People v. Yong Yi Wu, 225 A.D.2d 358, lv denied 88 N.Y.2d 888; see also, People v. Camacho, 230 A.D.2d 604, lv granted 89 N.Y.2d 863).
We perceive no abuse of sentencing discretion.
Concur — Sullivan, J.P., Rosenberger, Mazzarelli and Andrias, JJ.