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People v. Retell

Supreme Court of New York, Third Department
Dec 8, 2022
2022 N.Y. Slip Op. 6961 (N.Y. App. Div. 2022)

Opinion

No. 112502

12-08-2022

The People of the State of New York, Respondent, v. Scott D. Retell, Appellant.

Craig Meyerson, Peru, for appellant. Karen A. Heggen, District Attorney, Ballston Spa (John B. Latella of counsel), for respondent.


Calendar Date: November 17, 2022

Craig Meyerson, Peru, for appellant.

Karen A. Heggen, District Attorney, Ballston Spa (John B. Latella of counsel), for respondent.

Before: Garry, P.J., Lynch, Reynolds Fitzgerald, Ceresia and McShan, JJ.

Garry, P.J.

Appeal from a judgment of the County Court of Saratoga County (James A. Murphy, III, J.), rendered August 28, 2019, convicting defendant upon his plea of guilty of the crime of grand larceny in the fourth degree.

Defendant was charged in an indictment with four counts. Pursuant to a negotiated disposition, defendant purportedly waived his right to appeal and entered an Alford plea to one count of grand larceny in the fourth degree. County Court sentenced defendant, as a second felony offender, to the agreed-upon prison term of 1½ to 3 years. Defendant appeals.

We affirm. Initially, we agree with both defendant and the People's concession that the waiver of appeal is invalid. Although the written waiver of appeal indicated that the "right to appeal is separate and distinct from those rights... automatically forfeited upon [defendant's] plea of guilty" and listed legal issues that would be foreclosed by the appeal waiver, the written waiver also provided that defendant was waiving his right to appeal "[a]ny other matters which [he] may have an appeal as of right or otherwise" and that the waiver "encompasses all issues arising from this criminal proceeding." "County Court's oral colloquy did not attempt to clarify that the appeal waiver was not a total bar to taking an appeal. Given the mischaracterization of the appellate rights waived as encompassing an absolute bar to taking a first-tier direct appeal, and the failure to clarify that appellate review remained available for certain issues, we are unable to find that defendant understood the nature of the appellate rights being waived[,] and, thus, the waiver is not enforceable" (People v Pompey, 203 A.D.3d 1411, 1412 [3d Dept 2022] [citations omitted], lv denied 38 N.Y.3d 1009 [2022]; see People v Mayeaux, 197 A.D.3d 1443, 1444 [3d Dept 2021], lv denied 37 N.Y.3d 1147 [2021]; People v Mayo, 195 A.D.3d 1313, 1314 [3d Dept 2021]).

Although defendant's challenge to the factual sufficiency of his Alford plea is not precluded given the invalid appeal waiver, we nevertheless conclude that defendant's contention is not preserved for our review, as he did not move to withdraw his plea or to vacate the judgment of conviction (see People v Elawar, 204 A.D.3d 1247, 1248-1249 [3d Dept 2022], lv denied 38 N.Y.3d 1133 [2022]; People v Morehouse, 140 A.D.3d 1202, 1203 [3d Dept 2016], lv denied 28 N.Y.3d 934 [2016]; People v Ture, 94 A.D.3d 1163, 1164 [3d Dept 2012], lv denied 19 N.Y.3d 968 [2012]; People v Hinckley, 50 A.D.3d 1466, 1467 [4th Dept 2008], lv denied 10 N.Y.3d 959 [2008]), "and the plea allocution does not engender significant doubt regarding defendant's guilt or otherwise call into question the voluntariness of the plea to bring this case within the narrow exception to the preservation requirement" (People v Tchiyuka, 160 A.D.3d 1488, 1488-1489 [4th Dept 2018]; see People v Lopez, 71 N.Y.2d 662, 666 [1988]). In any event, were the claim properly preserved, we would conclude that the record establishes that defendant's Alford plea was the product of a voluntary and rational choice, and the record contains strong evidence of actual guilt (see People v Hill, 16 N.Y.3d 811, 814 [2011]; People v Alsaifullah, 162 A.D.3d 1483, 1485 [4th Dept 2018], lv denied 32 N.Y.3d 1062 [2018]; People v Bates, 83 A.D.3d 1110, 1113 [3d Dept 2011], lv denied 21 N.Y.3d 1072 [2013]).

To the extent that defendant's claim regarding his Alford plea implicates the voluntariness of his plea, we note that such a claim would survive even a valid appeal waiver (see People v Fallen, 106 A.D.3d 1118, 1119 [3d Dept 2013], lv denied 22 N.Y.3d 1156 [2014]; People v Ebert, 15 A.D.3d 781, 782 [3d Dept 2005]).

By pleading guilty, defendant waived his challenge to the sufficiency of the grand jury evidence supporting the second count of the indictment (see People v Hansen, 95 N.Y.2d 227, 232 [2000]; People v Dunbar, 53 N.Y.2d 868, 871 [1981]; People v Snype, 171 A.D.3d 1220, 1220-1221 [2d Dept 2019]; People v Carston, 163 A.D.3d 1166, 1167 [3d Dept 2018], lv denied 32 N.Y.3d 1002 [2018]; People v Melendez, 48 A.D.3d 960, 960 [3d Dept 2008], lv denied 10 N.Y.3d 962 [2008]). Finally, defendant's contention that County Court lacked geographical jurisdiction under CPL 20.40 is raised for the first time on appeal and is not preserved for appellate review (see People v Greenberg, 89 N.Y.2d 553, 556 [1997]; People v McLaughlin, 80 N.Y.2d 466, 471 [1992]; People v Roulhac, 166 A.D.3d 1066, 1068 [3d Dept 2018], lv denied 32 N.Y.3d 1128 [2018]; People v Hinds, 77 A.D.3d 429, 430 [1st Dept 2010], lvs denied 15 N.Y.3d 953, 15 N.Y.3d 955 [2010]), and we decline to exercise our interest of justice jurisdiction to reverse on this basis (cf. Matter of Steingut v Gold, 42 N.Y.2d 311, 313-316 [1977]; Matter of Gentner v Hall, 193 A.D.3d 1129, 1131-1132 [3d Dept 2021]; People v Maldonado, 122 A.D.3d 1379, 1379-1380 [4th Dept 2014], lv denied 27 N.Y.3d 1002 [2016]; Matter of Stewart v Hartnett, 34 A.D.3d 1134, 1136 [3d Dept 2006], appeal dismissed 8 N.Y.3d 936 [2007]).

Lynch, Reynolds Fitzgerald, Ceresia and McShan, JJ., concur.

ORDERED that the judgment is affirmed.


Summaries of

People v. Retell

Supreme Court of New York, Third Department
Dec 8, 2022
2022 N.Y. Slip Op. 6961 (N.Y. App. Div. 2022)
Case details for

People v. Retell

Case Details

Full title:The People of the State of New York, Respondent, v. Scott D. Retell…

Court:Supreme Court of New York, Third Department

Date published: Dec 8, 2022

Citations

2022 N.Y. Slip Op. 6961 (N.Y. App. Div. 2022)