Summary
In Moore, the accused was convicted for driving after having been declared an habitual offender, over his claim that the conviction violated the double jeopardy prohibition based on his prior conviction for two misdemeanors arising out of the same act of driving.
Summary of this case from Debroux v. CommonwealthOpinion
47829 No. 0106-91-1
Decided March 24, 1992
(1) Appellate Review — Preserving Issues for Review — Standard. — The Commonwealth, having conceded an issue before the trial judge, is bound by its concession and is not entitled to raise the issue for the first time on appeal.
(2) Criminal Procedure — Double Jeopardy — Standard. — Where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.
(3) Criminal Procedure — Double Jeopardy — Standard. — If a second prosecution survives the Blockburger test, the court must then determine whether the government, to establish an essential element of an offense charged, will prove conduct that constitutes an offense for which the defendant has already been prosecuted; conversely, if in the course of securing a conviction for one offense the State necessarily has proved the conduct comprising all of the elements of another offense not yet prosecuted, the double jeopardy clause would bar subsequent prosecution of the component offense.
Peter D. Eliades (Eliades and Eliades, on briefs), for appellant.
H. Elizabeth Shaffer, Assistant Attorney General (Mary Sue Terry, Attorney General, on brief), for appellee.
SUMMARY
Defendant was convicted of driving after having been declared an habitual offender. He argued that the double jeopardy clause barred the proceeding (Circuit Court of the City of Hopewell, Robert G. O'Hara, Jr., Judge).
The Court of Appeals affirmed, holding that the double jeopardy clause did not bar his adjudication as an habitual offender.
Affirmed.
OPINION
Richard Carl Moore, Jr., appellant, appeals from his conviction for violating Code Sec. 46.2-357, operation of a motor vehicle after having been adjudged an habitual offender. On appeal, appellant asserts that previous convictions for reckless driving and for failing to stop and attempting to elude a police officer barred the habitual offender charge on double jeopardy grounds. We affirm the judgment of the trial court.
At about 11:00 p.m. on February 5, 1990, Hopewell City police officers observed appellant operating a motor vehicle in that city. Based on what officers observed, Moore was convicted in the General District Court of the City of Hopewell of two misdemeanors: failure to stop and attempt to elude police, under Code Sec. 46.2-817, and reckless driving, under Code Sec. 46.2-852. Charges of driving under the influence and refusal to take a blood or breath test were nolle prossed. A felony charge of operating a motor vehicle after having been adjudged an habitual offender was certified to the grand jury, which indicted appellant on the charge. Moore did not appeal his misdemeanor convictions.
The trial judge in the circuit court overruled appellant's contention that his misdemeanor driving convictions barred prosecution of the habitual offender charge. At trial, two police officers testified that they had observed appellant operating a motor vehicle in Hopewell. The court found appellant guilty and sentenced him to five years in the penitentiary.
The Commonwealth contends that appellant's claim on appeal that his felony conviction constituted double jeopardy is procedurally barred. The Commonwealth reasons that, although appellant asserted that he had been convicted of two misdemeanors, he never introduced evidence to support this allegation.
(1) As was the case in Low v. Commonwealth, 11 Va. App. 48, 50, 396 S.E.2d 383, 384 (1990), a fair reading of the trial transcript shows that, in its argument against appellant's special plea of former jeopardy, the Commonwealth conceded that appellant had "been tried" on the prior "crimes."
So not only is it a situation where we are simply adding one more element such as in this case that he had been declared a habitual offender, all of the crimes that he has been tried on require additional elements themselves. They're not even lesser included. They require additional elements themselves. (emphasis added).
These statements may not constitute an express concession of appellant's misdemeanor convictions; however, the clear import of the Commonwealth's position is that had the earlier prosecutions not taken place, it would not have found it necessary to argue that these earlier convictions were not lesser included offenses. Had the earlier proceedings not taken place, the Commonwealth would have had no reason to distinguish them from those at issue on this appeal. "Having conceded the matter before the trial judge, the Commonwealth is bound by its concession and is not entitled to raise this issue for the first time on appeal." Low, 11 Va. App. at 51, 396 S.E.2d at 384.
The Commonwealth also argues that appellant's felony trial was not a successive prosecution. As is the case with the Commonwealth's contention that appellant never established the prior misdemeanor convictions, the Commonwealth in effect conceded that the felony prosecution was a successive prosecution when it attempted to distinguish under Grady the felony from the misdemeanor trial.
(2) In Grady v. Corbin, 110 S.Ct. 2084 (1990), the United States Supreme Court held that the traditional Blockburger "same element" test constitutes the first step in determining whether double jeopardy bars a subsequent prosecution. Grady, 110 S.Ct. at 2090. The test referred to is set out in Blockburger v. United States, 284 U.S. 299 (1932):
The applicable rule is that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.
Id. at 304. In the present case, each of the charges at issue requires proof of a fact the others do not. Driving after having been declared an habitual offender requires proof of appellant's status as an habitual offender and his operation of a motor vehicle after having been so declared. Code Sec. 46.2-357. Reckless driving requires proof that appellant operated a motor vehicle in a manner that endangered others. Code Sec. 46.2-852. Attempting to elude a police officer requires proof that appellant operated a motor vehicle in willful or wanton disregard of signals from a police officer to stop. Code Sec. 46.2-817.
(3) If a second prosecution survives the Blockburger test, under Grady a court must then determine whether the government, "to establish an essential element of an offense charged . . . will prove conduct that constitutes an offense for which the defendant has already been prosecuted." Grady, 110 S.Ct. at 2093 (emphasis added). Conversely, "if in the course of securing a conviction for one offense the State necessarily has proved the conduct comprising all of the elements of another offense not yet prosecuted . . . the double jeopardy clause would bar subsequent prosecution of the component offense." Id. n.11 (emphasis added). Appellant argues that his act of driving, proven in the first prosecution, was necessary to establish an essential element of the second prosecution. However true that may be, it is not relevant to the test laid out in Grady. In Grady, the Supreme Court clearly stated that the conduct proved in the second prosecution must have constituted an offense for which appellant has already been prosecuted or proved in the first prosecution all of the elements of the second offense.
In Commonwealth v. Yingling, 595 A.2d 169, the court found that a subsequent prosecution for driving under the influence of alcohol after a conviction for underage consumption of alcohol was not barred by Grady. In Yingling, the court concluded that since the state was not required in the driving under the influence prosecution to prove the conduct that constituted the underage drinking offense, the second prosecution was not barred. Id. at 171. Consequently, the state was not proving conduct that constituted the offense for which the defendant had already been prosecuted. Id. at 171-72.
In the first prosecution in the case before us, appellant was not charged with the offense of driving. Driving was merely an element of the two misdemeanors for which he was previously convicted. Under the facts of this case, in order for Grady to bar the second prosecution, the government would have needed to prove either reckless driving or eluding a police officer as conduct constituting all of the elements of driving after having been declared an habitual offender or an essential element of driving after having been declared an habitual offender. The mere fact that the two prosecutions involved a single, overlapping element of proof is not, in itself, enough to invoke the protections of the double jeopardy clause. For the foregoing reasons, the judgment of the trial court is affirmed.
Affirmed.
Koontz, C.J., and Bray, J., concurred.