Summary
applying premises liability principles to a slip-and-fall case in an apartment complex parking lot allegedly occurring from improperly poured sealant
Summary of this case from Gulledge v. Wal-Mart Inc.Opinion
No. 2991397.
Decided May 4, 2001.
Appeal from Jefferson Circuit Court (CV-99-836).
Matthew S. Ellenberger of Granata Ellenberger, P.C., Chelsea, for appellants.
Kyle L. Kinney and Julie D. Pearce of Gaines, Wolter Kinney, P.C., Birmingham, for appellee Archstone Communities Trust.
G. Thomas Yearout of Duell, Yearout Spina, P.C., Birmingham, for appellee Southeastern Sealcoating, Inc.
Tara Miller, by and through her father and next friend, Robert Miller; and Robert Miller and Winna Miller, individually, sued Archstone Communities Trust ("Archstone") and Southeastern Sealcoating, Inc. ("Southeastern"), seeking to recover damages for injuries sustained by Tara when she slipped and fell on premises maintained by Archstone. Archstone moved the court for a summary judgment on December 21, 1999. The Millers filed their response to Archstone's motion on January 26, 2000. Southeastern moved the court for a summary judgment on May 18, 2000. The Millers responded to Southeastern's motion on May 31, 2000. Following a hearing, the trial court entered a summary judgment in favor of Archstone and Southeastern on June 23, 2000. The Millers appeal following the denial of their postjudgment motion. This case was transferred to this court by the supreme court, pursuant to § 12-2-7, Ala. Code 1975.
In reviewing the disposition of a motion for summary judgment, we use the same standard the trial court used in determining whether the evidence before it presented a genuine issue of material fact and whether the movant was entitled to a judgment as a matter of law. Bussey v. John Deere Co., 531 So.2d 860, 862 (Ala. 1988); Rule 56(c), Ala.R.Civ.P. When the movant makes a prima facie showing that no genuine issue of material fact exists, the burden shifts to the nonmovant to present substantial evidence creating such an issue.Bass v. SouthTrust Bank of Baldwin County, 538 So.2d 794 (Ala. 1989). Evidence is "substantial" if it is of "such weight and quality that fair-minded persons in the exercise of impartial judgment can reasonably infer the existence of the fact sought to be proved."West v. Founders Life Assurance Co. of Florida, 547 So.2d 870, 871 (Ala. 1989). This court must review the record in a light most favorable to the nonmovant and must resolve all reasonable doubts against the movant. Hanners v. Balfour Guthrie, Inc., 564 So.2d 412 (Ala. 1990).
Tara and her parents, Robert and Winna, resided at the "Cameron on the Cahaba" apartment complex in February 1997. Tara was 16 years old at the time. Cameron on the Cahaba is owned by Archstone. On May 6, 1996, Archstone entered into a contract with Southeastern whereby Southeastern was to apply a sealant to portions of the apartment complex's parking lot. Southeastern completed applying the sealant to the parking lot on May 31, 1996. The sealant applied to the parking lot by Southeastern was a mineral-colloid-stabilized emulsified coal tar pavement sealer that was manufactured by Gem Seal, Inc. Gem Seal's application specifications state:
"10.1. Skid Resistance: Sealcoats, when improperly applied and/or under certain environmental conditions, may become slippery. As with any paint-like coating, repeated applications reduce texture. Skid resistance can be improved with additions of 4 to 6 pounds of sand per gallon. CAUTION MUST BE EXERCISED, particularly when skid resistance is a major safety factor. Gem Seal does not recommend sealcoating asphalt pavements with the following characteristics; main thoroughfares, runways, steep inclines, poor drainage, and vehicles traveling at speeds in excess of 30 mph that are subject to rapid stops or hydroplaning. Gem Seal recommends applying coal tar emulsion to asphalt pavement surfaces only."
The contract entered into between Archstone and Southeastern to apply the sealant specifically provides that "[a]t least 5 lbs. of sand per gallon of coal tar will be added. This is to provide a non-slip surface and add to wearability."
On February 13, 1997, Tara rode the school bus home from school. She exited the school bus at the entrance to the apartment complex and began walking to her apartment. Tara testified that it was cold and drizzling rain and that the parking lot was wet at the time. As Tara was walking to her apartment, she slipped and fell on a portion of the parking lot that had been sealed by Southeastern. She broke her left leg. Tara described the accident as follows in her deposition:
"I got off the school bus and was — I was about to walk in the grass and then I saw that it was really muddy. So I decided to walk down the driveway and walk down the hill on the concrete on the asphalt. And then the next thing I remember is I slipped and fell. And I tried to get up and I couldn't get up. My leg hurt too bad."
The Millers alleged in their complaint that the defendants "negligently and wantonly used materials in paving or applied a sealant or other substance to the paved areas of Cameron on the Cahaba Apartments, causing a dangerous condition to exist, which said dangerous condition proximately caused Plaintiff Tara Miller to slip and fall." The Millers further alleged that the defendants negligently or wantonly failed to warn of the unreasonably dangerous condition. A tenant of an apartment complex has the same legal rights as an invitee, with respect to the common areas of the apartment complex. Shelton v. Boston Fin., Inc., 638 So.2d 824 (Ala. 1994). Our supreme court has stated:
"A landowner owes an invitee the legal duty `to exercise reasonable care and diligence to keep the premises in a reasonably safe condition for the uses contemplated by the invitation, and to warn the invitee of known dangers, or dangers that ought to have been known, and of which the invitee was ignorant.' Lamson Sessions Bolt Co. v. McCarty, 234 Ala. 60, at 62, 173 So. 388 (1937)."
Id., at 825. To recover in a premises-liability action based on a fall, a plaintiff must prove (1) that his fall was caused by a defect or instrumentality located on the premises, (2) that the fall was the result of the defendant's negligence, and (3) that the defendant had or should have had notice of the defect or instrumentality before the accident.Logan v. Winn-Dixie Atlanta, Inc., 594 So.2d 83 (Ala. 1992). However, where the plaintiff establishes that the defendant created the dangerous condition, the plaintiff need not introduce evidence indicating that the defendant had actual or constructive notice of the dangerous condition; notice is presumed under such circumstances. Nelson v. Delchamps, Inc., 699 So.2d 1259 (Ala.Civ.App. 1997). An owner of the premises is not an insurer of the safety of his invitees and the doctrine of res ipsa loquitur is not applicable. Ex parte Mountain Top Indoor Flea Market, Inc., 699 So.2d 158 (Ala. 1997). Further, no presumption of negligence arises out of the mere fact of an injury to the invitee. Id.
Archstone and Southeastern presented the deposition testimony of Tara, Robert, and Winna, as well as the affidavit of J. Lindsay Freeman, an Archstone employee, in support of their motions for summary judgment. Tara testified in her deposition, that before she fell on February 13, 1997, she had walked in the same area of the parking lot on previous occasions after the sealant had been applied and after it had rained, without slipping. She stated that she had never noticed that particular area of the parking lot to be slick after it had rained and that she had never notified anyone that that area of the parking lot was slick. Tara further testified that she had never seen anyone else slip or slide in that area of the parking lot after it had rained. Finally, when asked if she knew what caused her to fall, Tara answered "No."
Winna testified in her deposition that she had walked in the area of the parking lot where Tara fell, after the sealant had been applied and after it had rained, and that she did not notice any problems with the parking lot. She further testified that she was unaware of any problems regarding the parking lot being reported to Archstone before Tara fell. Winna also stated that she was unaware of any procedures or regulations that were violated in applying the sealant to the parking lot. Robert testified in his deposition that he did not know what caused Tara to fall, stating, "All I know is she slipped and fell." He also testified that he was unaware of any procedures or regulations that were violated in applying the sealant to the parking lot. Freeman, an Archstone employee, testified in his affidavit that no incident reports had been filed indicating that any apartment resident or guest had slipped in the parking lot from the time the sealant was applied until the time Tara fell.
In opposition to the defendants' motions for summary judgment, the Millers presented the application specifications provided by the sealant manufacturer; a copy of the contract to apply the sealant, entered into between Archstone and Southeastern; and an affidavit executed by Tara. The Millers point to the application specifications provided by the manufacturer and argue that the application of the sealant creates an unreasonably dangerous condition when improperly applied and/or when it becomes wet from rain. They argue that because the contract between Archstone and Southeastern called for the mixture of sand with the sealant, the defendants had notice of the dangerous condition caused by the sealant when it rains. On the contrary, the addition of the sand to the sealant, as called for by the contract between Archstone and Southeastern, evidences an attempt by the defendants to comply with the manufacturer's specifications, and to ensure that the sealant was properly applied, so as to reduce the risk of slipping by improving the "skid resistance." The Millers presented no evidence indicating that the defendants violated any procedure or regulation in applying the sealant to the parking lot. We further note that the Millers presented no evidence indicating that the defendants had notice of the alleged dangerous condition the plaintiffs say were created by the application of the sealant. We conclude that the Millers did not present substantial evidence creating a genuine issue of material fact as to whether an unreasonably dangerous condition existed in the parking lot as the result of the sealant's being applied and that the defendants had notice of it.
The dissent concludes that because the area where Tara fell was "steeply inclined" and because the manufacturer's warnings stated that the sealant should not be applied to steep inclines, the Millers presented circumstantial, yet substantial, evidence as to the cause of the slippery condition. The record is replete with evidence indicating that the area where Tara fell was on a hill. However, no evidence in the record indicates to what degree this hill was inclined, much less that this hill was "steeply inclined." The dissent moves from the fact that Tara fell on a hill, to the assumption that the hill was "steeply inclined." This is an assumption that should not be made. We note that Tara does testify in her affidavit that the area in which she fell was "steeply graded"; however, for reasons discussed below, Tara's affidavit may not be relied upon to create a genuine issue of material fact.
Assuming, however, that a dangerous condition did exist in the parking lot and that the defendants had notice of the condition, we conclude that the Millers did not present substantial evidence creating a genuine issue of material fact as to whether the condition caused Tara to slip and fall. As noted above, both Tara and her father specifically testified in their depositions on July 2, 1999, that they did not know what caused Tara to slip and fall in the parking lot. However, Tara testified in her affidavit on May 31, 2000, as follows:
"In 1996, a sealant or coating was applied to the parking lots and roads within the apartment complex.
"On February 13, 1997, I was walking home from the school bus stop to my apartment. Although I usually walk from the bus stop, I walked a different way on that day because I was wearing new shoes and I did not want to get them muddy. I walked across a steeply graded paved area that I had not walked on since before the sealant or coating had been applied. Due to the slippery surface of the pavement, I slipped and fell and broke my leg. There were no apparent physical defects in the surface of the pavement, such as cracks, potholes, or uneven surfaces. There was no debris or other loose material, nor any obstruction that might cause someone to trip. There were no visible liquids on the pavement other than rainwater. I fell solely because of the slippery surface.
"When the parking lot is dry, there is not much difference between how slippery it was before the sealant or coating was applied and how slippery it is since the sealant or coating was applied. When the parking lot is wet, however, there is a profound difference. It is much more slippery when it is wet since the sealant or coating was applied than it was before the sealant or coating was applied. It is much more slippery now when it is wet than ordinary pavement with the same amount of water on it."
We note that Tara clearly testified in her deposition that she did not know what caused her to fall. Robert also testified in his deposition that he did not know what caused Tara to fall. Tara contradicts this testimony by testifying in her affidavit that she slipped because of the slippery surface caused by the sealant after it had rained. "`When a party has given clear answers to unambiguous questions which negate the existence of any genuine issue of material fact, that party cannot thereafter create such an issue with an affidavit that merely contradicts, without explanation, previously given clear testimony.'"Scoggin v. Listerhill Employees Credit Union, 658 So.2d 376, 380 (Ala. 1995), quoting Van T. Junkins Assocs., Inc. v. U.S. Indus., Inc., 736 F.2d 656, 657 (11th Cir. 1984). Therefore, the Millers cannot rely on Tara's affidavit to create a question of fact as to the cause of Tara's fall. We conclude that the Millers did not present substantial evidence creating a genuine issue of material fact as to what caused Tara to fall.
Accordingly, the summary judgment entered in favor of Archstone and Southeastern is due to be affirmed.
AFFIRMED.
Crawley, Thompson, and Pittman, JJ., concur.
Murdock, J., dissents.
As the majority notes,
"A landowner owes an invitee the legal duty `to exercise reasonable care and diligence to keep the premises in a reasonably safe condition for the uses contemplated by the invitation. . . .'"
797 So.2d at 1102, quoting Shelton v. Boston Fin., Inc., 638 So.2d 824, 825 (Ala. 1994). Where the plaintiff establishes that the defendant created the dangerous condition, the plaintiff need not introduce evidence indicating that the defendant had actual or constructive knowledge of that condition; notice is presumed under such circumstances. Nelson v. Delchamps, Inc., 699 So.2d 1259 (Ala.Civ.App. 1997).
The issue in this case is whether the Millers presented substantial evidence that creates genuine issues of material fact as to whether Archstone or Southeastern breached their above-stated duty of reasonable care and whether the breach created a condition that caused Tara to slip and fall. I conclude from my review of the record that the evidence introduced by the Millers does create such genuine issues of material fact.
In its opinion, the majority begins its analysis by stating that Tara testified in her deposition that after the sealant had been applied, but before she fell on February 13, 1997, she had walked, without slipping, in the "same area of the parking lot" after it had rained, and that she had never noticed that "particular area" of the parking lot to be slick after it had rained. It is true that, at one point in her deposition, Tara did testify that she had walked in "the parking lot" prior to the fall and had not noticed any problems. She further testified that after the sealant was applied, she had walked in the parking lot while it was raining or after it had rained, without slipping. I do not find in Tara's testimony, however, any statement that, following the application of the sealant, she had walked in the particular area of the parking lot where she fell, after it had rained. Nor did she testify that she had walked in that particular area when the surface conditions were both cold and wet, as they were on the day she slipped. As will be discussed below, these differences are significant because the particular area where Tara fell was steeply inclined and the manufacturer of the sealant had issued a warning against applying the sealant to steep inclines, as well as a warning that the sealant might become slippery under certain environmental conditions.
Tara testified in her affidavit that the particular path she had taken from the school bus to her apartment on the day in question was one that she had not walked before.
Next, the majority emphasizes that when Tara was asked in her deposition if she knew what caused her to fall, she answered "No." In so doing, I believe the majority gives the wrong import to Tara's response and improperly disregards other portions of her testimony.
Tara testified repeatedly throughout her deposition that she "slipped" on the asphalt parking lot in question. As a result, opposing counsel responded with a series of questions as to whether Tara had ever known of anyone else having "any problems slipping [or] sliding" on the surface in question. Clearly, opposing counsel understood Tara's testimony to be that she had encountered a slippery condition on the asphalt parking lot. This is further illustrated by counsel's series of questions regarding whether Tara had noticed the parking lot being "slick" before her fall. At one juncture, opposing counsel asked Tara: "Were there any other problems that you are complaining of here or making allegations of with the parking lot . . . besides it being slick?" Tara specifically emphasized that it was a slippery condition that caused her to fall, when she further testified at her deposition:
"Q. As far as the cause of your falling, it was slipping and not tripping over something?
"A. Yes, it was slipping.
"Q. And when you said there are no defects in the parking lot, you are talking about potholes or something to trip over?
"A. Right."
Thus, Tara's deposition testimony cannot fairly be read as testimony that she did not know the immediate cause of her fall. She repeatedly testified that a slippery, or slick, condition was the cause. Only after a long series of questions in response to which Tara's testimony to this effect was made clear was she ultimately asked by opposing counsel: "Do you actually know what caused you to fall?" The fact that she answered simply "no" must be read in conjunction with all her previous testimony. It can only be construed as testimony that at the time of her deposition, she had no personal knowledge of the ultimate cause of the slippery condition to which she had repeatedly testified prior to this question. See Malone v. Daugherty, 453 So.2d 721 (Ala. 1984) (court considering summary-judgment motion may not view a portion of a witness's testimony abstractly, independently, and separately from the balance of the witness's testimony; testimony must be "viewed as a whole"); Hoomes v. International Harvester Co., 295 Ala. 16, 321 So.2d 657 (1975) (reversing summary judgment for failure of trial court to consider a witness's deposition testimony in its entirety). See generally Hanners v. Balfour Guthrie, Inc., 564 So.2d 412 (Ala. 1990) (court must review summary-judgment record in a light most favorable to the nonmovant and resolve all doubts against the movant).
The evidence in opposition to the summary-judgment motion also included testimony from Tara's parents. Tara's mother testified in her deposition: "The type of sealant that they put down on the parking lot, I feel like is too slick when it rains." The fact that Mrs. Miller also testified that she had not noticed this problem before Tara's injury may contribute to the creation of a factual issue for the jury, but it does not negate such an issue. Furthermore, Tara's father testified that a portion of the parking lot in question, which is on a hill, gets slippery when it rains. When asked if it had always been that way, Mr. Miller responded: "Not so much before they put the sealant down." He further testified that, before the sealant was applied, he could not recall ever slipping on the parking lot, but that his truck had slipped since the sealant had been applied.
The majority focuses upon an answer by Mr. Miller to a single conclusory question as to any personal knowledge of the cause of Tara's fall:
"Q. Did you learn afterwards what caused her to fall?
"A. As far as the cause, no. All I know is she slipped and fell."
Even in this exchange, however, Mr. Miller obviously was not testifying that he did not know whether Tara's fall was caused by a slippery condition. Rather, he simply was explaining, as was Tara in her deposition testimony, that he did not know at that time what ultimately had caused the slippery condition, itself, to exist.
The Millers also introduced circumstantial evidence as to the cause of the slippery condition. Much of this evidence is also probative as to whether the defendants breached their duty of care to the plaintiffs in applying the sealant to the hill where Tara slipped.
The manufacturer of the sealant had issued a written warning as follows:
"6.1. . . .
" WARNING : Sealcoats, when improperly applied and/or under certain environmental conditions, may become slippery. . . .
Moreover, not only does the manufacturer warn of slipperiness under adverse environmental conditions, it specifically adds an additional warning regarding the use of the sealant on "steep inclines":
" 10. WARNINGS and Miscellaneous Notes:
"10.1. Skid resistance: Sealcoats, when improperly applied and/or under certain environmental conditions, may become slippery. . . . Gem Seal does not recommend sealcoating asphalt pavements with the following characteristics: . . . steep inclines. . . ."
(Underlining added.)
There is ample deposition testimony that the particular area of the parking lot where Tara slipped and fell was on a hill. Consistent with this deposition testimony, Tara testified in her affidavit that the place she fell was a "steeply graded paved area."
This affidavit testimony does not "contradict" Tara's deposition testimony and therefore, in my opinion, should not be disqualified under the rule of Scoggin v. Listerhill Employees Credit Union, 658 So.2d 376 (Ala. 1995).
In Bell v. Colony Apartments Co., 568 So.2d 805 (Ala. 1990), no witness could testify directly as to the cause of an apartment fire. There was direct opinion testimony that the immediate cause of the fire had been an electrical discharge from certain wiring located in a crawl space between the first and second floors of the building. There was no direct testimony, however, as to what had caused the electrical discharge. Instead, there was merely testimony that before the fire a repairman working in the area had used an "electrician's snake" to pull wires through the crawl space and that there was a "probability" that this activity had damaged the electrical wires. In reversing the trial court's summary judgment, our Supreme Court emphasized that proof of negligence may be established "completely through circumstantial evidence . . . if it can be reasonably inferred from the facts and circumstances adduced." 568 So.2d at 810-11. See also Harris v. Flagstar Enters., 685 So.2d 760, 762 (Ala.Civ.App. 1996); Hutto v. Gold's Gym, Inc., 703 So.2d 974 (Ala.Civ.App. 1996).
Similarly, in the present case, there is direct testimony that the immediate cause of Tara's injury was the slippery condition she encountered. Likewise, there is circumstantial evidence as to what, in turn, caused this slippery condition. That circumstantial evidence includes evidence that: (i) the manufacturer warned that application of the sealant could create a slippery surface unacceptable for use on steep inclines; (ii) the manufacturer warned that the sealant could become slippery under certain environmental conditions; (iii) the sealant was in fact applied to a steep incline, on which Tara slipped; and (iv) there were adverse environmental conditions on the day Tara slipped on that steep incline, namely, cold, wet weather.
This circumstantial evidence is corroborated by the affidavit testimony of Tara. In her affidavit, Tara testified that she "slipped" and that she fell because of a "slippery surface." Of more significance, Tara gave testimony in her affidavit tending to negate various possible alternative causes for the slippery condition:
"There were no apparent physical defects in the surface of the pavement, such as cracks, potholes, or uneven surfaces. There was no debris or other loose material, nor any obstruction that might cause someone to trip. There were no visible liquids on the pavement other than rain water."
The record before the trial court contains no evidence from the defendants as to the presence of any of the causes negated by Tara's testimony or as to any other possible causes for the slippery condition.
The majority elects to ignore Tara's affidavit, citing Scoggin v. Listerhill Employees Credit Union, 658 So.2d 376 (Ala. 1995). As reiterated in Scoggin, "when a party has given clear answers to unambiguous questions which negate the existence of any genuine issue of material fact, that party cannot thereafter create such an issue with an affidavit that merely contradicts, without explanation, previously given clear testimony." 658 So.2d at 380 (quoting Van T. Junkins Assoc., Inc. v. U.S. Indus., Inc., 736 F.2d 656, 657 (11th Cir. 1984)).
For several reasons, I do not believe Tara's affidavit testimony described above is disqualified under the Scoggin rule. First, Tara's deposition testimony cannot fairly be construed as "negat[ing] the existence of any genuine issue of material fact." She simply testified in her deposition that she did not know the reason for the slippery condition.
Because Tara testified in her deposition that she did not know what caused the slippery condition, we would be one step closer to triggering the Scoggin rule if the genuine issue of material fact in this case was whether Tara had knowledge of the cause of that condition. The issue here, however, is the cause itself, not whether Tara had knowledge of the cause at the time she was injured.
Second, for the reasons explained above, Tara's affidavit testimony that she "slipped" and that she fell because of a "slippery surface" is not in any way inconsistent with, much less contradictory of, her deposition testimony.
Third, Tara's affidavit testimony noting the absence of any debris, loose material, or visible liquids other than rainwater does not "contradict, without explanation, previously given clear testimony."Id. It merely notes the absence of alternative explanations for the slippery condition. In so doing, it corroborates and gives more significance to the circumstantial evidence outlined above.
Tara also testified in her deposition that "there was no standing water" at the location where she slipped, only water to make the asphalt wet.
Viewing all of the evidence in the light most favorable to the nonmovants (the plaintiffs), and resolving all reasonable doubts against the movants (the defendants), as we must under the applicable standard of review (see Ex parte Dial Kennels of Alabama, Inc., 771 So.2d 419, 420-21 (Ala. 1999)), I believe the plaintiffs adduced substantial evidence in support of their claims against the defendants. Substantial evidence is evidence from which "fair-minded persons in the exercise of impartial judgment can reasonably infer the existence of the fact sought to be proved." West v. Founders Life Assurance Co. of Florida, 547 So.2d 870, 871 (Ala. 1989). In this case, I believe that fair-minded persons in the exercise of impartial judgment could reasonably infer that Tara Miller's injuries from her slip and fall were caused by the defendants' failure to heed the manufacturer's warnings and their resulting application of the sealant to the steep incline upon which Tara slipped and fell. Therefore, I respectfully dissent from the affirmance.