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holding that a § 1983 claim that fails to allege the personal involvement of the defendant fails as a matter of law
Summary of this case from Cijka v. BakerOpinion
No. 07-5597-pr.
January 12, 2010.
Appeal from a judgment of the United States District Court for the Southern District of New York (Sand, J.).
UPON DUE CONSIDERATION, it is hereby ORDERED, ADJUDGED AND DECREED that the judgment of the district court is AFFIRMED.
Johnathan Johnson, Malone, N.Y., pro se.
Andrew M. Cuomo, Attorney General of the State of New York, (David Lawrence, III, on the brief), New York, N.Y., for Appellees.
SUMMARY ORDER
Plaintiff-Appellant Johnathan Johnson, pro se and incarcerated, appeals from a judgment of the district court entered after a jury verdict was rendered in favor of several employees of the New York State Department of Correctional Services ("DOCS"), dismissing Johnson's complaint pursuant to 42 U.S.C. § 1983. Johnson alleged that (1) he was physically assaulted by DOCS corrections officers during a search of his prison cell in violation of the Eighth Amendment; (2) Frank Tracy, the prison superintendent, failed to preserve videotape footage of the alleged assault; and (3) Daniel Sullivan, an employee of the Southport Correctional Facility where Johnson was later incarcerated, fabricated a report of the investigation into the incident. We assume the parties' familiarity with the underlying facts, the procedural history of the case, and the issues raised on appeal.
On appeal, Johnson challenges, inter alia, (1) the dismissal of his claim as to Sullivan for failure to state a claim; (2) the grant of partial summary judgment in favor of Tracy for failure to exhaust administrative remedies under the Prisoner's Litigation Reform Act ("PLRA"); (3) the denial of his request that the district court order adverse inference jury instructions due to the alleged intentional or negligent disposal of the videotapes and other evidence; (4) the introduction of the testimony of defendants' witness James Cavaleri without first certifying him as an expert; and (5) the introduction of evidence at trial regarding Johnson's history of receiving misbehavior reports in prison.
We review de novo (1) a district court's dismissal of a complaint pursuant to Federal Rule of Civil Procedure 12(b)(6), Chambers v. Time Warner, Inc., 282 F.3d 147, 152 (2d Cir. 2002), (2) a district court's order granting summary judgment, Miller v. Wolpoff Abramson, L.L.P., 321 F.3d 292, 300 (2d Cir. 2003), and (3) jury instructions, Hudson v. New York City, 271 F.3d 62, 67 (2d Cir. 2001). Where a party fails to object at trial, we review challenged jury instructions and evidentiary rulings for plain error. See Fed.R.Civ.P. 51(d); Shah v. Pan Am. World Servs., Inc., 148 F.3d 84, 96 (2d Cir. 1998); Fed.R.Evid. 103(d); United States v. Shaoul, 41 F.3d 811 (2d Cir. 1994).
First, Johnson's claims against Sullivan were properly dismissed because, as the district court concluded, Sullivan's allegedly false statements did not prevent Johnson from pursuing his administrative remedies or from having meaningful access to the courts. See Freeman v. Rideout, 808 F.2d 949, 953 (2d Cir. 1986) (holding that, where an inmate was granted an administrative hearing and given the opportunity to rebut the charges against him, a prison correctional officer's "filing of unfounded charges against the inmate did not give rise to a per se constitutional violation actionable under § 1983"). Second, Johnson's claims against Tracy failed as a matter of law because Johnson failed to allege sufficient personal involvement on Tracy's part to make him liable under § 1983. See Sealey v. Giltner, 116 F.3d 47, 51 (2d Cir. 1997) (holding that defendant, the Commissioner of DOCS, was not personally involved in an alleged constitutional violation where an inmate's letter addressed to the Commissioner was forwarded to another prison official for decision). Third, Johnson's argument that the district court erred by declining to order adverse inference jury instructions is meritless because Johnson failed to demonstrate how the defendants at trial were ever in control of the videotapes or had an obligation to preserve such evidence. See Byrnie v. Town of Cromwell Bd. of Educ., 243 F.3d 93, 107 (2d Cir. 2001). Fourth, the district court correctly allowed Cavaleri to testify as a lay witness regarding the policies and practices of the prison because he had personal knowledge of such policies and practices through his everyday experiences as an employee there. See United States v. Munoz-Franco, 487 F.3d 25, 35 (1st Cir. 2007) (discussing how, under Federal Rule of Evidence 701, courts have allowed lay witnesses to express opinions about their place of employment "based on the witness's own perceptions and knowledge and participation in the day-to-day affairs of [the workplace]"). Finally, the district court did not err in allowing the defendants to question Johnson about his history of misbehavior reports because they were not used to prove that Johnson had a propensity to misbehave. See Fed.R.Evid. 404(a); Hynes v. Coughlin, 79 F.3d 285, 290 (2d Cir. 1996) ("Evidence of prior acts is not admissible to prove that the actor had a certain character trait, in order to show that on a particular occasion he acted in conformity with that trait."). Moreover, it was Johnson, and not the defendants, who first indicated that Johnson had received misbehavior reports while in prison. See United States v. Rea, 958 F.2d 1206, 1225 (2d Cir. 1992) (discussing the concept of "opening the door" to permit a party to introduce inadmissible evidence).
We have reviewed Johnson's remaining arguments and find them to be without merit. For the reasons stated above, the judgment of the district court is AFFIRMED.