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In re Sarah M

Appellate Court of Connecticut
Aug 15, 1989
19 Conn. App. 371 (Conn. App. Ct. 1989)

Opinion

(7532)

The commissioner of children and youth services appealed to this court from the judgment of the trial court denying her petition for the termination of the parental rights of the respondents with respect to their minor child. Held: 1. The commissioner having filed an amended petition alleging that there was an absence of an ongoing parent-child relationship, the trial court erred in determining that that statutory (7-43a[b][4]) ground for termination had not been claimed; accordingly, the case was remanded for a new hearing on that claim. 2. The trial court's finding that the commissioner had not sustained her burden of proving that the parents had failed to rehabilitate themselves was not clearly erroneous.

Argued June 7, 1989

Decision released August 15, 1989

Petition by the commissioner of children and youth services to terminate the parental rights of the respondent parents with respect to their minor child, brought to the Superior Court in the judicial district of Waterbury and tried to the court, Santos, J.; judgment denying the petition, from which the petitioners appealed to this court. Error in part; further proceedings.

Jane S. Scholl, assistant attorney general, with whom, on the brief, were Clarine Nardi Riddle, acting attorney general, and Susan T. Pearlman, assistant attorney general, for the appellant (petitioner).

Thomas F. Gudsnuk, with whom, on the brief, were Barbara L. DeGennaro and Tracy L. Ford, law student intern, for the appellee (respondent father).

Gary L. Brow for the appellee (respondent mother). Bruce W. Diamond, with whom, on the brief, was Richard M. Marano, for the minor child.


This appeal involves a petition to terminate the parental rights of the parents of the minor child brought pursuant to General Statutes 17-43a by the commissioner of the department of children and youth services (DCYS). DCYS appeals from the trial court's denial of the petition, claiming that trial court erred (1) in finding that there was no claim made concerning the absence of an ongoing parent-child relationship, and (2) in finding that DCYS had not met its burden of proving that the parents had failed to rehabilitate themselves. We find error in part.

The following facts are relevant to the disposition of this appeal. The child was born on December 5, 1981. At that time, the parents were legally married, but living separately. After a short period during which the parents were reunited, they divorced and legal custody of the child was awarded to the mother. In May, 1985, the mother incurred financial difficulties and placed the child in the father's care. In August, 1985, a DCYS caseworker was assigned to investigate allegations that the child had been sexually abused by her father. The investigation did not indicate that the father had committed any abuse. In September, 1985, the father was awarded legal custody under the conditions that he cooperate with DCYS and reside with his mother. The DCYS caseworker continued his involvement in the case and, on the basis of his conclusion that Sarah was a neglected child, petitioned the trial court for her commitment to DCYS, pursuant to General Statutes 46b-129 (d). The court granted the petition on November 5, 1985. Since that time, the child has been placed in two foster homes, in a hospital for emergency psychiatric treatment, and, since August 1, 1986, has been in a facility for emotionally disturbed children.

The trial court also ordered both parents and Sarah to be evaluated at Newington Children's Hospital. The evaluation took place in March, 1986.

The same caseworker remained on the case after the child was committed to the care of DCYS. Both parents experienced difficulties dealing with him and specifically requested that DCYS assign a new caseworker, but that request was denied. During that time, the parents did not consistently exercise their visitation rights.

In its second factual finding, made pursuant to 17-43a (d), the trial court found partial excuse for both parents' inconsistent visitation based on their lack of transportation.

On March 27, 1987, DCYS petitioned the court to terminate the parental rights of both parents, alleging (1) that the parents had failed to rehabilitate themselves, pursuant to General Statutes 17-43a (2), and (2) that the child had been denied by reason of acts of parental commission or omission, the care, guidance or control necessary for her physical, educational, moral or emotional well being, pursuant to General Statutes 17-43a (b)(3). On April 23, 1987, the court ordered that visitation end but indicated that if the father received counseling, the court would reconsider its order. On August 25, 1987, DCYS amended its petition to include a third allegation that there was an absence of an ongoing parent-child relationship. See General Statutes 17-43a (4). The court allowed this amendment on September 10, 1987.

General Statutes 17-43a(b)(2) provides that the court may order the termination of parental rights if DCYS can prove by clear and convincing evidence, that, for more than one year, the nonconsenting parents of a "child who has been found by the superior court to have been neglected or uncared for in a prior proceeding have failed to achieve such degree of personal rehabilitation as would encourage the belief that within a reasonable time, considering the age and needs of the child, they could assume a responsible position in the life of the child."

General Statutes 17-43a (b)(3) provides that the court may order the termination of parental rights if DCYS can prove by clear and convincing evidence, that for more than one year, "the child has been denied, by reason of an act or acts of parental commission or omission, the care, guidance or control necessary for his physical, educational, moral or emotional well being. Nonaccidental or inadequately explained serious physical injury to a child shall constitute prima facia evidence of acts of parental commission or omission sufficient for the termination of parental rights."

General Statutes 17-43a (b)(4) provides that the court may order the termination of parental rights if DCYS can prove by clear and convincing evidence, that, for more than one year, "there is no ongoing parent-child relationship, which means the relationship that ordinarily develops as a result of a parent having met on a day to day basis the physical, emotional, moral and educational needs of the child and to allow further time for the establishment or reestablishment of such parent-child relationship would be detrimental to the best interest of the child."

On October 17, 1988, the trial court denied the petition to terminate the parental rights of both parents stating (1) that there was no claim that there was an absence of an ongoing parent-child relationship, (2) that DCYS did not meet its burden of proving the parents had failed to rehabilitate themselves, and (3) that DCYS did not meet its burden of proving parental commission or omission. The appeal is based only on the first two findings.

The petitioner's first claim is that the trial court erred in concluding that DCYS had not stated a claim pursuant to 17-43a (4). Practice Book 4061 empowers this court to reverse the decision of the trial court only if we determine that the factual findings are clearly erroneous in view of the evidence and pleadings in the whole record, or that the decision is otherwise erroneous in law.

The trial court stated in its memorandum of decision that "[t]here is . . . no claim that there is an absence of an ongoing parent-child relationship." Our review of the record, however, indicates that that statutory ground was claimed in the amended petition. We conclude that the trial court erred in determining that that statutory basis was not claimed. Accordingly, we must remand for a new hearing on that claim.

The petitioners' second claim of error is that the trial court's factual findings, made pursuant to General Statutes 17-43a (d), and as further stated in its memorandum of decision, are inconsistent with its conclusion that DCYS did not prove by clear and convincing evidence that the parents had failed to rehabilitate themselves, pursuant to 17-43a (2). We disagree.

General Statutes 17-43a (d) provides: "Except in the case where termination is based on consent, in determining whether to terminate parental rights under this section, the court shall consider and shall make written findings regarding: (1) The timeliness, nature and extent of services offered or provided to the parent and the child by an agency to facilitate the reunion of the child with the parent; (2) the terms of any applicable court order entered into and agreed upon by any individual or agency and the parent and the extent to which all parties have fulfilled their obligations under such order; (3) the feelings and emotional ties of the child with respect to his parents, any guardian of his person and any person who has exercised physical care, custody or control of the child for at least one year and with whom the child has developed significant emotional ties; (4) the age of the child; (5) the efforts the parent has made to adjust his circumstances, conduct, or conditions to make it in the best interest of the child to return him to his home in the forseeable future, including, but not limited to, (A) the extent to which the parent has maintained contact with the child as part of an effort to reunite the child with the parent, provided the court may give weight to incidental visitations, communications or contributions and (B) the maintenance of regular contact or communication with the guardian or other custodian of the child; and (6) the extent to which a parent has been prevented from maintaining a meaningful relationship with the child by the unreasonable act or conduct of the other parent of the child, or the unreasonable act of any other person or by the economic circumstances of the parent."

"`The termination of parental rights is defined as "the complete severance by court order of the legal relationship, with all its rights and responsibilities, between the child and his parent. . . ." General Statutes 17-32a (e) (Rev. to 1972) [now 45-61b (g)]. Although that ultimate interference by the state in the parent-child relationship may be required under certain circumstances, the natural rights of parents and their children "undeniably warrants deference and, absent a powerful countervailing interest, protection." Stanley v. Illinois, 405 U.S. 645, 651, 92 S.Ct. 1208, 31 L.Ed.2d 551; see In re Appeal of Kindis, 162 Conn. 239, 240, 294 A.2d 316; Cinque v. Boyd, [ 99 Conn. 70, 82, 121 A. 678 (1923).' Anonymous v. Norton, 168 Conn. 421, 425, 362 A.2d 532, cert. denied, 423 U.S. 935, 96 S.Ct. 294, 46 L.Ed.2d 268 (1975). Termination of parental rights is `a most serious and sensitive judicial action.' Id., 430." In re Luis C., 210 Conn. 157, 164-65, 554 A.2d 722 (1989).

"`Section 17-43a carefully sets out . . . four situations that, in the judgment of the legislature, constitute "countervailing interests" sufficiently powerful to justify the termination of parental rights in the absence of consent. The commissioner of children and youth services, in petitioning to terminate those rights, must allege and prove one or more of the statutory grounds.'" Id., 165.

General Statutes 17-43a (b)(2) empowers the trial court to grant a petition to terminate parental rights if it finds, upon clear and convincing evidence, that "the parents of a child who has been found by the superior court to have been neglected or uncared for in a prior proceeding have failed to achieve such degree of personal rehabilitation as would encourage the belief that within a reasonable time, considering the age and needs of the child, they could assume a responsible position in the life of the child."

Our Supreme Court has recently held that 17-43a (b) (2) "requires the trial court to analyze the respondent's rehabilitative status as it relates to the needs of the particular child, and further, that such rehabilitation must be foreseeable `within a reasonable time.' There may be instances in which the evidence does not establish that parental rights should be terminated under this section, despite the fact that continuing support programs for the parent may be suitable or even necessary." In re Luis C., supra, 167. Moreover, the court must also consider the six factors listed in General Statutes 17-43 a (d) when determining whether a parent has failed to rehabilitate himself or herself. In re Shavoughn K., 13 Conn. App. 91, 92, 534 A.2d 1243 (1987), cert. denied, 207 Conn. 805, 540 A.2d 374 (1988).

In the present case, the trial court issued factual findings as required by 17-43a (d). Our review indicates that the fifth factual finding supports the conclusion that DCYS did not meet its burden of proving lack of rehabilitation. The trial court found that both parents had sufficiently changed their circumstances from 1986 to 1988 to be able to provide proper parenting in the forseeable future. The trial court properly extended its consideration of evidence of the parents' changed circumstances that had occurred through the end of the trial. See In re Shannon S., 41 Conn. Sup. 145, 146, 562 A.2d 79 aff'd, 19 Conn. App. 20, 560 A.2d 993 (1989). The court also properly concluded that the fact that both parents needed further counseling did not mean they had not sufficiently rehabilitated themselves. See In re Luis C., supra. Because it was proper for the court to consider the rehabilitation efforts of both parents through the time of trial, and because its factual finding of rehabilitation is not clearly erroneous, we conclude that the court did not err in determining that DCYS failed to prove its claim.

The fifth factual finding states, "Although Lynn W. has maintained only sporadic contact with Sarah over the time since her commitment, she has changed her circumstances sufficiently where one could conclude that Sarah could be returned to her in the forseeable future. With counseling and support services this would result. As to Kenneth M., contact was minimal even prior to his visitation being terminated by the court. However, here, too, his current willingness to recognize Sarah's problems and his willingness to participate in counseling allows one to conclude that he, too, could provide proper parenting within the forseeable future."

The petitioner also argued that the trial court's factual finding that the existence of a personality conflict between the parents and the DCYS caseworker was not caused by any improper action or motive by the caseworker is inconsistent with the trial court's earlier conclusion that the conflict was part of the reason that DCYS did not meet its burden in proving that the parents failed to rehabilitate themselves. We need not determine whether this specific factual determination is inconsistent with the trial court's ultimate conclusion because, taken as a whole, the memorandum of decision states other factual findings pertaining to: (1) the parents' evidence of their changed circumstances; (2) DCYS' failure to present evidence to the contrary on these changed circumstances; and (3) the court's determination that Sarah will have to remain at the institution for emotionally disturbed children for at least one year, at which time Lynn W., the mother, could move back to Connecticut and participate in counseling in preparation for the return of her daughter, all of which are consistent with the conclusion that DCYS did not prove its case.

Likewise, the court's factual finding in the memorandum of decision supports its conclusion. The court also found that DCYS' own expert witness, a clinical psychologist who had evaluated both parents in 1986, made no recommendation that either parent receive therapy and that this expert had no knowledge of the mother's present psychological state.

Our limited function on appeal is to determine whether the trial court's conclusion regarding termination of parental rights is legally correct and factually supported. In re Davon M., 16 Conn. App. 693, 696, 548 A.2d 1350 (1988). Because the trial court's conclusion was factually supported and legally correct, we conclude that the trial court did not err in denying the petition on this ground.


Summaries of

In re Sarah M

Appellate Court of Connecticut
Aug 15, 1989
19 Conn. App. 371 (Conn. App. Ct. 1989)
Case details for

In re Sarah M

Case Details

Full title:IN RE SARAH M

Court:Appellate Court of Connecticut

Date published: Aug 15, 1989

Citations

19 Conn. App. 371 (Conn. App. Ct. 1989)
562 A.2d 566

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