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In re Grand Jury Subpoena Doe

United States Court of Appeals, Second Circuit
Jul 16, 1998
150 F.3d 170 (2d Cir. 1998)

Summary

holding that force-feeding detainee on hunger strike does not violate his constitutional rights as "the preservation of life, prevention of suicide, and enforcement of prison security, order, and discipline, outweigh the constitutional rights asserted by" the detainee

Summary of this case from U.S. Dep't of Homeland Sec., Immigration & Customs Enf't v. Yaldiz

Opinion

No. 98-6137.

Argued: July 16, 1998.

This matter has been heard by order of the Chief Judge of the United States Court of Appeals for the Second Circuit under 28 U.S.C. § 46(b) certifying a judicial emergency.

Decided: July 16, 1998.

Appeal by civil contemnor from a June 17, 1998 order of the United States District Court for the Southern District of New York (Denise Cote, Judge) denying his motion for release, and from the district court's force-feeding order, issued June 25, 1998. Appellant argues that he should be released from confinement because the sanction imposed on him has become punitive rather than coercive, and that the district court's force-feeding order violates his substantive due process and First Amendment rights.

Affirmed.

MICHAEL KENNEDY (Simone Monasebian, on the brief), New York, NY, for Appellant.

MARY JO WHITE, United States Attorney for the Southern District of New York (Kenneth M. Karas, Robert B. Buehler, Dietrich L. Snell, Assistant United States Attorneys), New York, NY, for Appellee.

Before: CABRANES, REAVLEY, Circuit Judges, and JONES, District Judge.

The Honorable Thomas M. Reavley of the United States Court of Appeals for the Fifth Circuit, sitting by designation.

The Honorable Barbara S. Jones of the United States District Court for the Southern District of New York, sitting by designation.



John Doe is a civil contemnor who has been confined since February 23, 1998 for refusing to testify before a grand jury despite being granted immunity. On the day his confinement began, he started a hunger strike for political and religious reasons. On June 17, 1998, the district court denied his motion for release from civil confinement. On June 25, 1998, as a result of the hunger strike, Doe's health apparently had deteriorated, and the district court declared a medical emergency and ordered force-feeding because without it "his life would be in danger in the short run." See Supplemental App. at 15. Doe appeals from the June 17, 1998 order of the United States District Court for the Southern District of New York (Denise Cote, Judge), denying his motion for release. In addition, Doe asks us to review the district court's June 25, 1998 force-feeding order, despite his failure to include it in his Notice of Appeal. Because the parties have stipulated that, under Smith v. Barry, 502 U.S. 244, 248 (1992), Doe's appellate brief may serve as the functional equivalent of a Notice of Appeal, we review the district court's force-feeding order as well.

I.

We review a district court's denial of a motion to release a contemnor from civil contempt for abuse of discretion. See Dickinson v. United States, 763 F.2d 84, 89 (2d Cir. 1985). The purpose of confinement for civil contempt is coercive rather than punitive; "its sole purpose is to compel the contemnor to provide the requested testimony." In re Grand Jury Proceedings (John Doe), 862 F.2d 430, 432 (2d Cir. 1988) (per curiam). "[W]hen it becomes obvious that sanctions are not going to compel compliance, they lose their remedial characteristics and take on more of the nature of punishment." Simkin v. United States, 715 F.2d 34, 36-37 (2d Cir. 1983) (quoting Soobzokov v. CBS, Inc., 642 F.2d 28, 31 (2d Cir. 1981)). In determining whether a civil contempt sanction has lost its coercive effect and has thus become punitive, a district judge must exert "a conscientious effort to determine whether there remains a realistic possibility that continued confinement might cause the contemnor to testify. The burden is properly placed on the contemnor to demonstrate that no such realistic possibility exists." Id. (emphasis added).

The district court's June 17, 1998 denial of Doe's motion for release was based on information gleaned from hearings held on May 6 and May 26, 1998, and our review of its decision is similarly confined. We believe the conscientious district judge has applied the requirements of Simkin in a careful and balanced way. Her order of June 17, 1998 satisfied the requirements of applicable law and is affirmed.

In reviewing the district court's force-feeding order of June 25, 1998, we, like the majority of courts that have considered the question, hold that such an order does not violate a hunger-striking prisoner's constitutional rights. See, e.g., Martinez v. Turner, 977 F.2d 421, 423 (8th Cir. 1992), cert. denied, 507 U.S. 1009 (1993); In re Caulk, 480 A.2d 93 (N.H. 1984); Von Holden v. Chapman, 450 N.Y.S.2d 623 (4th Dep't 1982); State v. Vogel, 537 N.W.2d 358 (N.D. 1995); Commonwealth v. Kallinger, 580 A.2d 887 (Pa. Commw. Ct. 1990); Laurie v. Senecal, 666 A.2d 806 (R.I. 1995); cf. Commissioner of Correction v. Myers, 399 N.E.2d 452 (Mass. 1979). Although Doe, as a civil contemnor, has been convicted of no crime, the institution wherein he is housed is still responsible for his care while incarcerated. Other compelling governmental interests, such as the preservation of life, prevention of suicide, and enforcement of prison security, order, and discipline, outweigh the constitutional rights asserted by Doe in the circumstances of this case.

II.

In view of what we have learned to date, we are confident that the district court will remain in close contact with the developing situation and will continue to conduct the individualized assessment prescribed by Simkin: whether there remains a realistic possibility that Doe's continued confinement might cause him to testify. See 715 F.2d at 37-39.

Accordingly, we affirm both the district court's June 25th force-feeding order and its June 17th order denying Doe's motion for release.

The mandate shall issue forthwith.


Summaries of

In re Grand Jury Subpoena Doe

United States Court of Appeals, Second Circuit
Jul 16, 1998
150 F.3d 170 (2d Cir. 1998)

holding that force-feeding detainee on hunger strike does not violate his constitutional rights as "the preservation of life, prevention of suicide, and enforcement of prison security, order, and discipline, outweigh the constitutional rights asserted by" the detainee

Summary of this case from U.S. Dep't of Homeland Sec., Immigration & Customs Enf't v. Yaldiz

holding that the "preservation of life, prevention of suicide, and enforcement of prison security, order, and discipline" were significant governmental interests outweighing the prisoner's liberty interest

Summary of this case from Young v. Fischer

holding that the "preservation of life, prevention of suicide, and enforcement of prison security, order, and discipline" were significant governmental interests outweighing prisoner's liberty interest

Summary of this case from Brown v. Dep't of Corr. Servs. of N.Y.

holding that a court's force-feeding order did not violate civil contemnor's constitutional rights because the institution where he is housed is responsible for his care while incarcerated and compelling governmental interests outweighed the constitutional rights asserted

Summary of this case from Saenz v. Frank

upholding district court's order to force-feed a civil contemnor who had engaged in a hunger strike for political and religious reasons

Summary of this case from Quint v. Semple

upholding the forced feeding of an inmate engaged in a hunger strike for political and religious reasons

Summary of this case from Brown v. McGinnis

recognizing "the preservation of life" and "prevention of suicide" as "compelling government interests"

Summary of this case from Torcivia v. Suffolk Cnty., N.Y.

In Grand Jury Subpoena John Doe, the Second Circuit held that the district court's order requiring that a hunger-striking inmate be forcibly fed did not violate that inmate's constitutional rights.

Summary of this case from Arredondo v. Drager

reviewing district court's force-feeding order, court holds that "we, like the majority of courts that have considered the question, hold that such an order does not violate a hunger-striking prisoner's constitutional rights. See, e.g., Martinez v. Turner, 977 F.2d 421, 423 (8th Cir. 1992), cert. denied, 507 U.S. 1009 . . ." — additional citations omitted

Summary of this case from Weinschenker v. Avolio
Case details for

In re Grand Jury Subpoena Doe

Case Details

Full title:IN RE: GRAND JURY SUBPOENA JOHN DOE, APPELLANT, v. UNITED STATES OF…

Court:United States Court of Appeals, Second Circuit

Date published: Jul 16, 1998

Citations

150 F.3d 170 (2d Cir. 1998)

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