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In re Grand Jury Proceedings

United States Court of Appeals, Fourth Circuit
Mar 29, 1982
674 F.2d 309 (4th Cir. 1982)

Summary

holding that the district court's in camera examination of evidence did not violate due process

Summary of this case from In re Grand Jury Proceedings

Opinion

No. 81-2230.

Argued February 2, 1982.

Decided March 29, 1982. Rehearing and Rehearing En Banc Denied April 21, 1982.

Judah Best, Washington, D.C. (Loren Kieve, James A. Bruton, Steptoe Johnson Chartered, Washington, D.C., on brief), for appellants Richard Roe and Corp. X.

Mary S. Feinberg, Asst. U.S. Atty., Roanoke, Va. (David A. Faber, U.S. Atty., Charleston, W. Va., on brief), for appellee United States of America.

Seth P. Waxman, Washington, D.C. (John Joseph Cassidy, Miller, Cassidy, Larroca Lewin, Richard M. Roberts, Hamel, Park, McCabe Saunders, Washington, D.C., on brief), for John Doe.

Appeal from the United States District Court for the Southern District of West Virginia.

Before HAYNSWORTH, Senior Circuit Judge, and BUTZNER and WIDENER, Circuit Judges.


This case involves the crime/fraud exception to the attorney-client privilege and the work product doctrine. The district court issued an order compelling John Doe, the attorney for Richard Roe and Corporation X, to testify before the grand jury because it found that the government had made a prima facie showing that the crime/fraud exception was applicable. The district court based its decision on an in camera review of a document prepared by an Internal Revenue Service Special Agent which summarized the testimony before the grand jury. We have examined the document in camera. It contains evidence of serious crimes committed by Richard Roe and other persons. While it is unclear from the document whether the attorney knew of the criminal activity, it is clear that the attorney was hired to further the criminal activity. Based on our review of the document, we find that the government has made out a prima facie case that the crime/fraud exception is applicable. See also In re John Doe, 662 F.2d 1073 (4th Cir. 1981).

The lawyer's position is that he did not know. He wishes to appear before the grand jury to clear his name.

We find no due process violation in the procedures used by the district court. In light of the foregoing, we affirm the district court's order.

AFFIRMED.


Summaries of

In re Grand Jury Proceedings

United States Court of Appeals, Fourth Circuit
Mar 29, 1982
674 F.2d 309 (4th Cir. 1982)

holding that the district court's in camera examination of evidence did not violate due process

Summary of this case from In re Grand Jury Proceedings

permitting the use of the grand jury testimony of an IRS agent to make the prima facie case for the crime-fraud exception

Summary of this case from U.S. v. Lentz
Case details for

In re Grand Jury Proceedings

Case Details

Full title:IN RE GRAND JURY PROCEEDINGS REQUEST FOR COMPULSION ORDER AGAINST JOHN…

Court:United States Court of Appeals, Fourth Circuit

Date published: Mar 29, 1982

Citations

674 F.2d 309 (4th Cir. 1982)

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