Opinion
Opinion Delivered July 9, 1990.
On December 18, 1989, we entered a per curiam order allowing interested parties until March 1, 1990, to comment upon proposed changes in rules and regulations for the Arkansas Continuing Legal Education Program.
On February 5, 1990, we issued a per curiam approving, temporarily at least, some of the regulatory issues before the court.
Inasmuch as the Board has presented to us proposed amendments to the Arkansas Rules for Minimum Continuing Legal Education, along with comprehensive regulations, and since we have solicited and received comments from members of the bench and bar, we now formally approve and publish Exhibit I as the Arkansas Rules for Minimum Continuing Legal Education and Exhibit II as Regulations of the Arkansas Continuing Legal Education Board.
The Rules and Regulations shall become effective upon the date of this per curiam.
NEWBERN, J., dissents.
By and large I approve of the rules and regulations on continuing legal education we promulgate today. I disagree, however, with inclusion of Rule 2.(B) by which we exempt lawyers who have practiced 40 years or who reach age 70. I can think of no reason for the exception other than the feeling that persons who have practiced law or lived a long time either (1) know enough by virtue of their longevity, or longevity in practice, or (2) want to stop practicing but maintain status as lawyers.
Given the expansion and change I observe in virtually every field of law I cannot agree with the first reason. The provision for inactive status found in Rule 2.(D) should be used by those who do not wish to practice.
The minimum continuing education requirement should apply equally to all persons who hold themselves out as lawyers in the active practice.
EXHIBIT I ARKANSAS RULES FOR MINIMUM CONTINUING LEGAL EDUCATION
RULE 1.
CONTINUING LEGAL EDUCATION BOARD
1. (A) There is hereby established the Arkansas Continuing Legal Education Board (hereafter referred to as the Board). The Board shall be composed of nine voting members, appointed by the Arkansas Supreme Court, all of whom are resident members of the Bar of Arkansas. In addition, the President of the Arkansas Institute for Continuing Legal Education, and the Dean of each Arkansas law school accredited by the American Bar Association shall be ex-officio members, without vote.
1. (B) There shall be at least one Board member from each of the six Arkansas Court of Appeals districts. The initial Board shall draw terms so that three members will serve a one year term, three will serve a two year term, and three will serve a three year term.
1. (C) All subsequent appointments shall be made by the Arkansas Supreme Court for terms of three years. Board members may be reappointed, but may serve no more than two terms of three years. The Arkansas Supreme Court shall fill all vacancies, with the appointee to serve the remaining term, for such position, subject to reappointment in accord with this paragraph. Any Board member whose term expires shall continue in office until his successor is appointed and qualified.
1. (D) The Board shall, annually, by majority vote, elect a Chairman from among its voting members. The Director of Professional Programs for the Arkansas Supreme Court shall serve as Secretary, without a vote. Board members shall be entitled to reasonable reimbursement for expenses.
1. (E) The Board shall have the following duties and responsibilities:
(1) Exercise general supervisory authority over these rules, to include the imposition of sanctions for noncompliance with these rules, as well as the implementation and administration of these rules;
(2) Adopt regulations consistent with these rules, to be submitted to the Arkansas Supreme Court for approval prior to their implementation;
(3) All matters concerning sanctions for noncompliance with these rules shall be the duty and responsibility of the Board, however, the Board may appoint committees as may be necessary to efficiently administer these rules.
(4) In cases of extreme hardship due to mental or physical disability, the Board may approve a substitute plan by which individuals may meet the requirements of these rules; and
(5) Such other specific grants of authority as may be set out in these rules.
1. (F) A majority of all voting Board members shall constitute a quorum.
RULE 2.
SCOPE
2. (A) Except as noted elsewhere in Rule 2, these rules shall apply to every member of the Bar of Arkansas, including all levels of the State and Federal Judiciary, and all attorneys who may be suspended during any reporting period due to nonpayment of license fee or action by the Supreme Court Committee on Professional Conduct. When used in the course of these rules, the word attorney shall include judges.
2. (B) Exemptions: Any attorney or Judge who obtains age 70 or completes 40 years of licensure as an Arkansas lawyer, during any given reporting period, is exempt from all requirements of the Arkansas Rules for Minimum Continuing Legal Education for that reporting period as well as all subsequent reporting periods.
2. (C) Attorneys who are members of the Bar of Arkansas, but reside outside this State, are required to meet the minimum CLE requirements of their resident state. Such attorneys shall complete an annual certification form to that effect, which will be filed with the Arkansas Supreme Court Office of Professional Programs. Such certifications shall be subject to verification through the agency which administers the CLE program for such resident state. In the event an attorney is a member of the Bar of Arkansas, yet resides in a state or foreign jurisdiction where there is no continuing legal education requirement, such attorneys shall be annually required to file with the Arkansas Supreme Court Office of Professional Programs a certification of that fact. Further, in the event an attorney returns to the practice of law in the state of Arkansas from a state wherein there has been no continuing legal education requirement, that attorney shall be required, during the first reporting period after his return, to acquire thirty-six (36) hours of accredited continuing legal education. Twelve (12) of these hours shall be a basic skills course or Bar Examination Review Course as approved by the Board. Nonetheless, an Arkansas licensed attorney or judge who resides in a state which does not require CLE, resides in foreign jurisdiction, or, resides in a state which requires CLE but is not licensed in that state and is therefore prohibited from participating in the CLE program of that state, may remain current as regards his Arkansas CLE requirements. Such attorneys may do so by meeting the twelve (12) hour requirement as set out in the Arkansas Rules for Minimum Continuing Legal Education. In such instances the Secretary shall obtain from such attorneys appropriate documentation to confirm compliance with the Arkansas CLE program. In the event attorneys are in compliance with the Arkansas CLE program during the year preceding their return to the practice of law in Arkansas, they shall not be subject to the thirty-six (36) hour requirement mentioned in paragraph 2(C) above.
2. (D) INACTIVE STATUS:
(1) At any time during a reporting period, an attorney, with the exception of sitting judges, may take inactive status pursuant to these rules. Inactive status, for the purpose of these rules only, means that an attorney, subsequent to declaration of inactive status, will not engage in the practice of law during the remainder of that reporting period. Promptly after implementation of these rules, the Arkansas Supreme Court Office of Professional Programs will provide an opportunity for attorneys to declare as an inactive attorney. Attorneys may also, in writing, advise the Arkansas Supreme Court Office of Professional Programs that they wish to take inactive status during any reporting period. By taking such inactive status, the attorney shall be exempt from the minimum educational requirement of Rule 3 for that reporting period, and subsequent reporting periods, if he chooses to annually certify his inactive status pursuant to Rule 5.(D).
(2) If, during any reporting period, an attorney who has previously declared himself inactive returns to the practice of law, he must immediately so advise the Arkansas Supreme Court Office of Professional Programs. Such attorney, who is returning to active status, shall be subject to a reinstatement fee, to be set by the Board, in an amount not to exceed $250.00. The attorney will receive no educational credits for courses he may take before the reinstatement fee has been paid Provided that the attorney returning to active practice notifies the Office of Professional Programs and pays the reinstatement fee, then qualified continuing educational credits may be applied pursuant to paragraph 2.(D)(3) below.
(3) Such attorneys shall be required to obtain thirty-six hours of qualified continuing legal education between the date of his return to active status (which is the date the reinstatement fee is received by the Office of Professional Programs) and the end of the next succeeding reporting period. Twelve (12) of those hours will be a basic skills course, or Bar Examination review course, either of which must be approved by the Board.
RULE 3.
MINIMUM EDUCATIONAL REQUIREMENTS
3. (A) Every member of the Bar of Arkansas, to whom these rules apply, shall complete 12 hours of approved continuing legal education during each reporting period as defined by Rule 5.(A) below. In addition, an attorney or judge may carry over accredited hours in accord with the provisions of Rule 5.(A).
3. (B) This minimum requirement must be met through courses conducted by sponsors approved by the Board, or individual courses that have been approved by the Board, or such other programs, courses, or other educational materials that the Board may approve pursuant to Rule 4.
3. (C) An hour of continuing legal education shall include at least sixty minutes of instruction, exclusive of meals, introductions, or other non-educational activity.
3. (D) The Board is authorized and encouraged to consider the requirement of particular course content, such as professional or judicial ethics, as part of the minimum educational requirement.
RULE 4.
ACCREDITATION
4. (A) The Board shall be the exclusive authority — for accreditation of acceptable continuing legal education sponsors or programs. However, the Board may delegate to its Secretary the authority to approve or deny programs submitted by previously accredited sponsors, or by sponsors who have previously had individual program(s) approved by the Board. At each Board meeting, the Secretary shall apprise the Board of actions taken in connection with program approvals or denials, and shall have available for Board review all documentation in connection with each program. The Board shall then have the opportunity to review the Secretary's actions. Otherwise, all program requests from new sponsors, or which involve subject matter upon which the Board has not previously ruled, shall be reviewed by the Board. The Board, through its Secretary, shall regularly report to the Arkansas Supreme Court on actions that may have been taken in connection with accreditation requests of sponsors.
4. (B) Approval of Accredited Sponsors:
(1) An organization, or individual, may seek Board designation as an accredited sponsor;
(2) Such a request must be accompanied by evidence the sponsor has conducted, during the three years preceding application, at least three courses that substantially comply with the individual course requirements of Rule 4.(C);
(3) Subsequent to approval as an accredited sponsor, courses offered by that sponsor may be automatically approved, provided that the Secretary is satisfied such courses meet the requirements of Rule 4.(C).
(4) Likewise, sponsors accredited by another state or a national continuing legal education accrediting body may be automatically approved, provided the Secretary is satisfied that the sponsor meets the requirements of Rule 4.(B).
(5) Accredited sponsors must abide by all reasonable requests for information or course materials from the Board, or its Secretary, and the Board reserves the right to withdraw sponsor accreditation for failure to meet the requirements of these rules.
4. (C) Individual course or activity approval:
The Board may, upon application, approve continuing legal education courses or activities provided such courses meet the following standards:
(1) The course must contribute directly to professional competence of attorneys and judges, or to their education with respect to professional or ethical obligations;
(2) Course presenters must have the necessary experience or academic skills to conduct the course effectively;
(3) Prior to, or during the course, each attendee must be provided with written course materials of a quality and quantity which indicate that adequate time has been devoted to their preparation, and, that they will be of value to the attendees in the course of their practice;
(4) The course must be presented in a suitable setting, which provides attendees with adequate writing surfaces; provided that the Secretary is satisfied that their courses substantially comply with the requirements of Rule 4.(C);
(5) During activities presented by means of videotape, audiotape, or other such systems, there must be an opportunity to ask questions of course faculty or a qualified commentator;
(6) The sponsor must encourage participation by attorneys as planners, authors, panelists, or lecturers;
(7) The sponsor must make available to the Board, or its Secretary, upon request, information concerning the course, which might include a list of attendees or individual affidavits signed by attendees, the course brochure, a description of the method or manner of presentation, and a set of all written materials pertinent to the course; and
(8) The course must be subject to evaluation before, during, and after presentation.
4. (D) The Board is authorized and encouraged to grant approval to all sources of continuing legal education which meet the relevant standards of Rule 4.(C), including publication of law related articles in legal journals; preparation of bar examination materials; preparation for, and conduct of, approved continuing legal education courses; participation in regularly scheduled courses conducted by American Bar Association accredited law schools; and "In House" educational programs conducted by law firms or other law related entities. The Board shall also be authorized to determine the amount of approved hours such activities are worth and may limit the number of such hours that may be applied to the minimum requirement.
4. (E) It is presumed that sponsor accreditation, or individual program accreditation, will be sought well in advance of the event. However, the Board may accredit a sponsor or individual program after the event.
4. (F) In the event the Secretary denies approval of an individual course or sponsor, the aggrieved sponsor may, in writing, request that the Board review such denial.
RULE 5.
REPORTING
5. (A) Subject to the exception noted in Rule 5.(F), credit for approved continuing legal education hours will be given for courses or activities conducted from July 1 through June 30 of each year, and for the purposes of these rules, this period of time shall be known as the "reporting period". If an attorney or a judge acquires, during such reporting period, approved continuing legal education in excess of twelve (12) hours, the excess credit may be carried forward and applied to the educational requirement for the succeeding reporting period only. The maximum amount of CLE hours one may carry forward is twelve (12).
5. (B) Sponsors may be required to report attendance to the Board or its Secretary. Such reports may be required promptly after completion of each program or activity. Attorneys may also report approved activities using a certificate approved by the Board.
5. (C) The Board, through its Secretary, shall maintain current records of CLE attendance for each attorney to whom these rules apply. Pursuant to Board regulation, they shall be made available to such attorneys.
5. (D) On or before ten days after the conclusion of a reporting period, the Board, through its Secretary, shall send by regular mail a certificate to each affected attorney. The certificate shall require that the attorney confirm compliance with these rules and confirm the active or inactive status of the attorney. The attorney shall sign the certificate and file same with the Board on or before July 31 of each year.
5. (E) In the event an attorney shall fail to obtain the required hours during the reporting period, he shall, nonetheless, file the certificate by July 31 and accompany the certificate with a plan for curing any deficiency on or before the following October 31st. The deficiency plan shall be deemed accepted by the Board unless the Board advises the attorney otherwise within thirty days after receipt of the proposed deficiency plan. Subsequently, the attorney shall, by certificate filed on or before November 15, confirm completion of the deficiency plan. Courses or activities taken pursuant to the deficiency plan shall apply only to the minimum educational requirement for the previous reporting period.
5. (F) In the event an attorney has completed the minimum educational requirement for a reporting period, yet fails to file the certificate by July 31, the Board may authorize, by appropriate regulation, late filing of such certificates.
5. (G) Administration of this program is complicated by attorneys who file deficiency plans or file certificates after the due date. Accordingly, the Board is authorized to assess costs against delinquent attorneys in the form of a reasonable fee for filing late or filing a deficiency plan.
5. (H) Newly admitted attorneys shall be subject to the twelve hour minimum requirement during the reporting period that follows the reporting period in which they are admitted.
5. (I) All filings pursuant to Rule 5 will be made with the Arkansas Supreme Court Office of Professional Programs, unless the Board directs otherwise. In addition, all such filings that require the signature of an attorney shall be subject to the requirements of Rule 8.4 of the Model Rules of Professional Conduct for Lawyers or its successor rule.
RULE 6.
NONCOMPLIANCE AND SANCTIONS
6. (A) If an attorney to whom these rules apply fails to timely file the affidavit, or if necessary, a deficiency plan, as required by Rules 5.(E) or 5.(F), he shall not be in compliance with these rules.
6. (B) Within thirty days after July 31 of each year, or thirty days after November 15 in instances where a deficiency plan has been filed, the Board, through its Secretary, shall serve a notice of noncompliance on such attorneys. The notice shall be sent by certified mail, deliver to addressee only, at the address the attorney maintains with the office of the Supreme Court Clerk.
6. (C) The notice shall state the nature of the alleged noncompliance and advise the attorney that he must, within fifteen days of receipt of the notice, provide written evidence that he is in compliance, correct the noncompliance, or request a hearing before the Board.
6. (D) If, within the allotted time, the noncompliance is not corrected, or a hearing is not requested, the Board may suspend the license of the attorney subject to reinstatement pursuant to paragraph 6.(I) below.
6. (E) If a hearing is requested, it shall be promptly conducted before a quorum of the Board. The attorney requesting the hearing shall be given ten days notice thereof.
6. (F) Hearing procedure:
(1) The Board, in the performance of its responsibilities under these rules, shall have the authority to request issuance of summons or subpoena from the office of the Supreme Court Clerk, and the Clerk may issue same. Such requests shall be signed by the Chairman of the Board, or its Secretary.
(2) Witnesses may be sworn by the Board Chairman or any member acting in his stead, or by any individual authorized to administer oaths, and upon request, a record shall be made. Such hearings are civil proceedings and the standard for decision is preponderance of the evidence.
(3) The hearing shall be open to the public.
(4) After the hearing, the Board may retire to executive session to deliberate. Thereafter, its decision shall be publicly announced and, if not unanimous, there shall be a statement of votes by individual members.
(5) The Board shall take action by majority vote.
6. (G) Authorized dispositions subsequent to hearing:
(1) The Board shall dismiss the matter if the hearing reveals the attorney is in compliance;
(2) The Board may enter an order delaying further action for no more than ninety days to allow the attorney to achieve compliance, subsequent to which the Board may suspend the attorney or dismiss the action;
(3) The Board may suspend the license of the attorney subject to reinstatement pursuant to paragraph 6.(I) below.
6. (H) Attorneys who are suspended are subject to the requirements of Rule 11 of the Rules of the Supreme Court Regulating Professional Conduct of Attorneys At Law.
6. (I) Attorneys who have been suspended pursuant to these rules may seek reinstatement by filing an affidavit with the Board or its Secretary. That affidavit must assert that the noncompliance has been corrected and that the attorney is presently in compliance with these rules. Attached to the affidavit shall be documentation of reinstatement requirements of the Board, and the attorney shall pay any reinstatement fees that the Board has assessed. The Board may then reinstate the attorney.
RULE 7.
APPEALS
7. (A) Final determinations as to accreditation of a sponsor by the Secretary or a committee of the Board shall, upon request of the aggrieved sponsor, be reviewed by the Board. There shall be no further review of such determinations.
7. (B) Final determinations by the Board, which result in suspension of an attorney, may be appealed to the Arkansas Supreme Court. Such appeal shall be heard de novo on the record from the Board proceedings.
7. (C) To effect an appeal, the suspended attorney shall file the record with the Supreme Court Clerk within thirty days from the entry of order of suspension. The appellant shall bear the cost of record preparation.
EXHIBIT II
REGULATIONS OF THE ARKANSAS CONTINUING LEGAL EDUCATION BOARD
SECTION 1 — THE BOARD
1.01 PREFACE
These regulations are cumulative to and explanatory of the Arkansas Rules for Minimum Continuing Legal Education (hereafter the Rules) which were adopted by Per Curiam Order of the Arkansas Supreme Court on March 6, 1989, 298 Ark. Appendix (1989). In the event of a conflict between these regulations and the Rules, the provisions of the Rules shall prevail. Rule 6 of the Arkansas Rules of Civil Procedure shall govern calculation of time whenever an action is required to be taken under the Rules or these Regulations unless otherwise provided. Members of the Arkansas Board for Continuing Legal Education (hereinafter Board) and the Secretary to the Board (hereinafter Secretary) shall be absolutely immune from suit for all conduct in the course of their official duties in connection with the administration of the Arkansas Minimum Continuing Legal Education Program (hereinafter CLE).
1.02 RULES OF PROCEDURE
All proceedings by the Board will be conducted pursuant to Roberts Rules of Order.
1.03 MEETINGS
Meetings will be called as to date, time and place by the Chairman or by five Members of the Board.
1.04 OFFICIAL FORMS
The Secretary is authorized to develop appropriate forms, verification procedures, and other administrative procedures as necessary to efficiently administer the CLE program.
1.05 PRIOR BOARD RULINGS
The Secretary shall maintain an index of rulings of the Board, which are not implemented as regulations, and shall make the rulings available to potential sponsors or attorneys upon request.
1.06 REMOVAL OF MEMBERS
Upon good cause shown, which may include failure to attend meetings on a regular basis, the Board may recommend to the Arkansas Supreme Court that a Board member be removed from office. Upon such recommendation, the Court may declare the position vacant and appoint a replacement pursuant to Rule 1.(C).
1.07 RECORDS RETENTION
The Arkansas Supreme Court Office of Professional Programs shall maintain all records in connection with the CLE Program for a period of three (3) years after each approved CLE course or activity is concluded. Further, where Accredited Sponsors have submitted documentation pursuant to Rule 4.(B)(2), the Office of Professional Programs may discard such documentation after three (3) years, after acquiring satisfactory evidence that the Accredited Sponsor continues to conduct programs which meet the requirements of Rule 4.(C). Fiscal records pertaining to the CLE Program shall be maintained by the Secretary for a period of five (5) years.
1.08 SPONSOR RECORDS
Accredited or individual course sponsors shall maintain course records in connection with programs which have been approved by the Board. These records shall be maintained in the possession of the sponsor for a period of two (2) years after the program or activity. Such records shall include: the course outline or brochures; all written materials; the faculty information; the evaluations; and, the attendance records.
1.09 AMENDMENT
These regulations may be amended by a majority vote of the Board, subject to subsequent approval by the Arkansas Supreme Court.
SECTION 2 — SCOPE
2.01 NON-RESIDENT ATTORNEYS
An attorney's residence is presumed to be the address the attorney maintains with the Office of the Arkansas Supreme Court Clerk. Attorneys who maintain Arkansas licenses, but reside outside this state and are licensed in the state of their residence, are required to meet the minimum continuing legal education requirements of their resident state. Arkansas licensed attorneys residing in a state which requires continuing legal education but who are not licensed in that state, are inactive in that state, or for any other reason are denied the opportunity to participate in the continuing legal education programs of that state, are considered in compliance with the requirements of their resident CLE state. However, such attorneys who return to the practice of law in Arkansas shall be required to acquire thirty six (36) hours of approved CLE courses by the end of the first reporting period that succeeds the reporting period in which they return. Twelve (12) of those hours shall be a basis skills course or Bar Examination Review Course as determined by the Board. Notwithstanding this provision, the attorney may choose to remain current in Arkansas pursuant to Rule 2(C). Attorneys who move from a state which does not require minimum continuing legal education to a state other than Arkansas which does require minimum continuing legal eduction [education] are required to meet the requirements of that state.
2.02 INACTIVE STATUS
(1) REINSTATEMENT FEE
The reinstatement fee, pursuant to Rule 2.(D)(2), shall be FIFTY DOLLARS ($50.00). The Board, in its discretion, may waive this fee under extraordinary circumstances.
(2) DEFINITION: PRACTICE OF LAW
The practice of law shall be defined as any service rendered, regardless of whether compensation is received therefor, involving legal knowledge or legal advice. It shall include representation, provision of counsel, advocacy, whether in or out of court, rendered with respect to the rights, duties, regulations, liabilities, or business relations of one requiring the legal services. It shall encompass all public and private positions in which the attorney may be called upon to examine the law or pass upon the legal effect of any act, document, or law. Inactive attorneys may not, at any time, or in any manner, hold themselves out as lawyers to the general public. Nonetheless, it shall not be considered the practice of law for attorneys to represent themselves or family members to the third degree of consanguinity.
SECTION 3 — MINIMUM REQUIREMENTS
3.01 ENHANCED CREDIT
(1) SOLO SPEAKERS
Anyone who presents a speech or program at an approved CLE course shall be allowed four (4) hours credit for each hour of the initial presentation and two (2) hours credit for each hour of each subsequent presentation of the same material.
(2) PANEL DISCUSSIONS
A participant in a panel presentation shall receive two (2) hours for each one (1) hour of the entire panel presentation in which he or she participates directly, unless the participant shall have prepared for distribution to the audience written materials supporting his or her portion of the panel presentation, in which event three (3) hours credit shall be given for every one (1) hour of the entire panel presentation in which he or she participates directly.
(3) QUESTION AND ANSWER SESSIONS
Question and answer sessions following individual or panel presentations shall be counted as part of the presentation time for which credit is to be given.
(4) WRITTEN MATERIALS
To serve as a basis upon which credit for an individual or panel presentation is given, accompanying written materials must comply with Rule 4(C)(3).
3.02 ETHICS
Presenters and speakers at all CLE programs approved for credit in Arkansas shall include in their presentations any professional or judicial ethical issues which could reasonably be expected to arise in the context of the subject matter being presented.
3.03 HARDSHIPS
In cases of extreme hardship due to mental or physical disability which substantially inhibit the ability of an attorney or Judge to participate in extended seminar presentations, the Secretary shall, in cooperation with the affected party, develop an appropriate program of substituted compliance. Such programs shall, to the extent possible, comply with relevant sections of Rule 4.(C) and must be approved by the Board.
SECTION 4 — ACCREDITATION
4.01 ACCREDITED SPONSORS
The Secretary of the Board shall keep a current list of accredited sponsors and include thereon the date of accreditation by the Board, current address, and phone number of each sponsor.
4.02 PROGRAM ADJUSTMENTS
(1) The Secretary is authorized to make adjustments in the number of approved CLE credit hours or approved substitute program content where, during the presentation of a program previously approved by the Board, there is a deviation from the program content or length. If a program segment is abbreviated due to illness or other emergency and is 90% or more completed, it shall be given full credit. Otherwise, the credit time allowed for that particular program segment shall be "rounded down" to the nearest one-quarter (1/4) hour. In such event it is the obligation of the sponsor to notify attendees immediately and amend the certificates of attendance, if possible, and when submitting the certificates of attendance, advise the Office of Professional Programs of the diminished hours available for the particular program segment in question.
(2) The Secretary is authorized to adjust hours when determining the number of hours for which programs are to be submitted for credit. In such cases courses are to be "rounded off" to the nearest one-quarter (1/4) hour.
(3) In addition, it is the obligation of the Sponsor to notify attendees immediately when any previously approved program segment fails to meet the minimum course standards set out in Rule 4.(C) and advise the attendees that credit may not be available for that particular program segment due to the deficiency. The Sponsor shall also notify the Office of Professional Programs of such deficiencies.
4.03 RECIPROCAL ACCREDITATION — INDIVIDUAL ATTENDANCE
Upon receipt of a completed certificate of attendance form by the Secretary from an Arkansas attorney for attendance at an out-of-state continuing legal education program approved by the situs state, the attorney shall be entitled to CLE credits in Arkansas. The Secretary shall verify the program's approval by the situs state's continuing legal eduction [education] agency.
4.04 APPROVED CLE ACTIVITIES
(1) BAR EXAMINERS
Credit may be earned through service as a bar examiner in Arkansas. Six (6) hours of CLE credit will be awarded for the preparation and grading of each bar examination administered during a given year. No more than twelve (12) hours of CLE credit can be awarded in any year for bar examination preparation and grading.
(2) AUTHORSHIP OF LAW ARTICLES
In accordance with objective standards to be developed and applied by the Board, up to twelve (12) hours of credit may be earned through the authorship of a law related article published by an American Bar Association accredited law school, a state bar journal, an official publication of the American Bar Association, or through authorship of a published book on legal matters. Any attorney may petition the Board for credit for the authorship of an article or book. Entitlement to publication credit will accrue as of the date of documented acceptance of the article by the publisher.
(3) LAW SCHOOL COURSES
Credit may be earned through part-time teaching, formal enrollment for credit, or official audit and attendance at a course offered by a law school accredited by the American Bar Association. Twelve (12) credit hours will be awarded for each academic credit hour taught, officially audited, or successfully completed, provided the applicant certifies attendance of a least seventy-five percent (75%) of the class sessions. For the purpose of this regulation, "part-time teaching" is defined as teaching one course which awards four or fewer hours of academic credit.
(4) IN-HOUSE PROGRAMS
In-house programs are available as a means of acquiring CLE credits provided:
(a) The program complies with Rule 4.(C) of the Arkansas Rules for Minimum Continuing Legal Education;
(b) The application and documentation for in-house programs conducted in Arkansas must be submitted to the Secretary in advance of the scheduled event and be approved before the scheduled event.
In addition, private law firms which conduct in-house programs shall be subject to the following requirements:
(c) A minimum of three (3) "out-of-firm" attorneys must be allowed to attend such programs. Each firm may set reasonable limits on the total number of such "out-of-firm" attendees and the firm must provide appropriate notification of the program to local attorneys who may wish to attend;
(d) Any "out-of-firm" attorney who desires to attend an in-house CLE program may be responsible for a proportionate share of the costs of the program; and,
(e) Attorneys may receive a maximum of six (6) hours CLE credit for in-house programs conducted during any reporting period.
(5) SATELLITE PROGRAMS
All satellite television programs which otherwise comply with the Rules are approved.
(6) VIDEO PROGRAMS
Video CLE programs are an acceptable means of obtaining CLE credits, provided:
(a) The original program upon which the video replay is based has been approved by the Board;
(b) The program must have the original faculty members present or the original faculty members must make known their addresses or phone numbers in order that they can respond to written or phoned inquiries subsequent to the program; and,
(c) There must be a moderator present.
(7) LIVE TELEPHONE CONFERENCES
CLE programs presented via live telephone conferences are acceptable provided such programs comply with Rule 4.(C).
(8) SHORT COURSES
No course shall be approved unless it contains at least one continuous hour of instruction accompanied by written materials consistent with Rule 4.(C)(3), and is conducted in a suitable educational environment.
4.05 UNAPPROVED CLE ACTIVITIES:
(1) PUBLIC PRESENTATIONS
No CLE credits are available for attorneys speaking or presenting any program to the lay public without prior approval of the Board.
(2) SELF-STUDY
Self-study courses are not approved as a means of acquiring CLE credits.
(3) AUDIO TAPES
Audio tape programs are not approved as a means of acquiring CLE credit.
(4) LAW PROFESSORS
No full-time or adjunct law school professors may obtain CLE credits for teaching regularly scheduled courses, subject to the exception of Regulation 4.04(3).
(5) LAW FIRM OPERATIONS
Individual programs which deal solely with the internal financial operations of a law firm will not be considered acceptable as a means of acquiring CLE credits in Arkansas.
SECTION 5 — REPORTING — FEES
LATE FILINGS/DEFICIENCY PLANS
5.01 Attorneys are authorized to file certificates of compliance after the due date for any reporting period, and attorneys are authorized to file deficiency plans on forms developed by the Secretary. To be accepted, such filings shall be accompanied by the following fees: late filing of certificate of compliance pursuant to Rule 5.(G) — TWENTY-FIVE DOLLARS ($25.00); filing of deficiency plan pursuant to Rule 5.(F) — SEVENTY-FIVE DOLLARS ($75.00). Such fees shall be payable to the Bar of Arkansas.
SECTION 6 HEARING PROCEDURES/SANCTIONS
6.01 (1) In the absence of the Chairman of the Board, the remaining voting members of the Board shall elect from among its number, by a majority vote, a presiding officer for the hearing in question.
(2) The expense of a court reporter's attendance, if a record is requested, shall be paid by the affected attorney.
(3) The burden of proof as to compliance with the Rules shall remain with the attorney.
(4) Not less than five (5) days prior to the hearing, the attorney and the Board shall apprise each other of the names, addresses, and phone numbers of witnesses and photocopies of all Exhibits each intends to present at the hearing.
(5) The Rules of Evidence shall apply subject to the exercise of reasonable discretion by the majority of the Board.
(6) In addition, pursuant to Rule 6, the Board may assess a reinstatement fee not to exceed TWO HUNDRED FIFTY DOLLARS ($250.00). Such fees shall be payable to the Bar of Arkansas.
SECTION 7 — APPEALS
7.01 RIGHT TO REVIEW
An attorney who is suspended by the Board shall have the right to review of the ruling by the Arkansas Supreme Court.
7.02 OBTAINING THE RECORD
To effect such a review, the suspended attorney, within ten (10) days of receipt of notice of suspension shall, in writing, request a copy of the record of the proceedings from the Secretary. Such record shall include all pertinent documents on file with the Office of Professional Programs and the transcript of any pertinent hearings conducted by the Board. The Secretary shall promptly respond to such requests. The Secretary shall deliver, by registered mail, a single copy of such record to the suspended attorney.
7.03 COSTS
The suspended attorney shall be responsible for the costs attendant to record preparation and filing, including the expense of preparing the transcript of any hearings.
7.04 FILING
Thereafter, the suspended attorney shall have ten (10) days from the receipt of the record to file same with the Clerk of the Arkansas Supreme Court. A single copy of the record shall be filed, accompanied by eight (8) copies of the attorney's motion for further review by the Arkansas Supreme Court. The motion and record shall be filed pursuant to Arkansas Supreme Court Rule 3, and the Clerk's Office will process such motions for review pursuant to procedures established under said Rule 3.
7.05 MEMORANDUM
The suspended attorney may accompany the motion with a brief memorandum setting out his grounds for reversal of the decision of the Continuing Legal Education Board. The Board may file a response as authorized by Rule 3.
7.06 DECISION BY THE ARKANSAS SUPREME COURT
The findings of the Board shall not be reversed unless the Arkansas Supreme Court finds them to be clearly erroneous. The Arkansas Supreme Court shall review the case de novo upon the record presented.