Opinion
No. 40685
Decided December 6, 1967.
Will contest — Parties — Section 2741.02, Revised Code — Fiduciary under will — Right or duty to defend will — Interest of fiduciary in proceeding — Fiduciary not "interested party," when — Need not be joined as party — Effect of failure to join party.
1. Although a fiduciary acting under a will has the right to defend the will, he has no duty so to do and may cast that burden upon the legatees and devisees. ( Executors of Andrews v. Administrators, 7 Ohio St. 143, followed.)
2. The interest of a duly appointed and acting fiduciary under a will in a contest thereof is to be apprised of his duty to refrain from distributing the property of the estate pending the outcome of the contest.
3. The purport of Section 2741.02, Revised Code, is that "interested persons" be made parties to a will contest.
4. Where, after probate of a will, the estate is relieved from administration and the nominated fiduciary is not appointed as such by the Probate Court until after six months following probate, such fiduciary is nonexistent for the purposes of, and is not a person interested in, a contest of the will.
5. A nonexistent person cannot be an interested person in a will contest and need not be joined as a party thereto.
6. A will contest action otherwise rightly "brought" within the meaning of Section 2741.09, Revised Code, will not fail under Section 2741.02, Revised Code, for the sole reason that a person who is nonexistent within the period of six months following probate is not joined as a party thereto.
APPEAL from the Court of Appeals for Champaign County pursuant to the allowance of a motion to certify the record.
Carra Steinberger, unmarried and the aunt of the two plaintiffs (Julia Hecker and Rosella Woodmansee) and the single defendant (Elizabeth R. Schuler) died leaving these parties as her sole heirs at law and next of kin.
On August 27, 1964, the Probate Court of Champaign County admitted the decedent's purported last will and testament to probate. Schuler and one Faulkner were nominated therein as executrix and alternate executor respectively. Shortly thereafter, upon Schuler's application, the estate was relieved from administration as being valued at $114, and a report of distribution of these assets to Schuler, the sole beneficiary under the will, was in due course filed and approved.
On February 16, 1965, and within six months of the probate of the will, the plaintiffs filed this action in the Common Pleas Court of Champaign County to contest the purported will. In both the caption and the body of the petition, Elizabeth Schuler was, in addition to being named individually as a devisee and heir, named as the executrix of that will [this explains the curious caption of this case] contrary to the admitted fact that neither she nor Richard P. Faulkner nor anyone else was appointed to administer the estate until December 1965, when letters testamentary were first issued in the estate to Faulkner.
Elizabeth Schuler was served only with summons as an individual defendant, ten days before the expiration of the six-month period following probate.
The appointment of Faulkner as executor was upon Schuler's application, which admitted that at the time there were neither assets nor liabilities of the estate and as far as the record goes there still are not. However, it is represented that there is an action pending between these same parties to set aside certain inter vivos transfers from the decedent to Schuler.
The trial court granted appellee's motion to dismiss the instant action for the reason "that the executor of the estate of Carra Steinberger, deceased, was not made a party defendant and served with process within the times ( sic) limited by statute." On appeal, the Court of Appeals affirmed.
Mr. Roger B. Turrell and Mr. Richard O. Harris, for appellants.
Mr. William Clinton Tompkins, for appellees.
To divine the nub of this case, we are obliged to scrutinize the statute which mandates the parties to an action to contest a will.
Section 2741.02, Revised Code, states: "All the devisees, legatees, and heirs of the testator, and other interested persons, including the executor or administrator, must be made parties to an action under Section 2741.01 of the Revised Code." (Emphasis supplied.) The insistence of that section is that interested persons be made parties to a will contest.
Quite obviously, in every controversy of this kind, there will, in the nature of things, be devisees or legatees or both. There inevitably will be heirs of the testator, if not known, then unknown. All these persons are interested in the contest.
Conversely, there will not always be a judgment creditor of an heir possessing a lien on real property of the estate ( Bloor v. Platt, 78 Ohio St. 46); nor a grantee of a devisee of real property ( Sears v. Stinehelfer, 89 Ohio St. 163). To the extent that such persons are nonexistent, they cannot be "other interested persons" and they need not and, indeed, cannot be named as parties.
Similarly, as this case demonstrates, there will not always be a duly appointed, qualified and acting executor or administrator of a will. An executor nominated by a will but never appointed as such by the Probate Court is a nonexistent executor and as such can not be a person interested in a will contest action and, therefore, cannot, much less need not, be joined as a party thereto.
It is conceded in this appeal that for the entire six months following probate of the will in this case, neither an executor nor an administrator was ever appointed, qualified or acted for the estate or the testator. And, after distribution of the property pursuant to the order of release from administration, which order was procured by the appellee, there was, and apparently still is, no property belonging to the estate.
The appellee insists, however, and the Court of Appeals so held, that it was the obligation of the contestants to have caused the appointment of an administrator de bonis non sed cum testamento annexo for the sole purpose of satisfying the statutory "condition" that such person be made a party to the contest. But we have not been cited to any statutory or case authority which would indicate that the contestants would have had standing thus to approach the Probate Court.
They were neither creditors of the estate nor beneficiaries of the will. In fact, they abjure the will. It was, and is, inconsistent with, and contradictory to, that position to petition for the appointment of a fiduciary under the will.
The principal function of the fiduciary of an estate under a will is to protect, preserve and pay out the assets according to law and the will. Here there was no property, and, consequently, no purpose to be served by the appointment of a fiduciary.
The interest of the fiduciary in a will contest action is also to preserve and protect the property, but, in addition, to be apprised of his duty to refrain from distributing it pending the outcome of that action. Section 2113.21, Revised Code. See also Adams v. Gurklies, 88 Ohio App. 225. Thus, the essential purpose of requiring his participation as a party is to notify him of, and to actuate his duties during, the pendency of that action. Although he undoubtedly has the right to defend the will (see Section 2741.04, Revised Code), he has no duty so to do and may cast that burden upon the legatees and devisees. Executors of Andrews v. Administrators, 7 Ohio St. 143. We conclude, therefore, that for the Probate Court to have appointed a fiduciary at the insistence of the appellants, had they made such request, would have been a purposeless and unauthorized act. We conclude further that the instant will contest was "brought" within six months after probate of the will according to Section 2741.09, Revised Code.
Under this solution of the case, we need not divaricate, as the appellants would have us, through Porter v. Fenner, 5 Ohio St.2d 233; Mangan v. Hopkins, 166 Ohio St. 41; Brynner v. Jones, 154 Ohio St. 184; and Peters v. Moore, 154 Ohio St. 171 (in each of which there was a duly appointed executor who was joined in the action, but served with summons in his individual, not his fiduciary, capacity), to see whether Porter inferentially overruled Brynner and Peters through the express overruling of Mangan (as the Chief Justice thought Porter expressly should do, viz., 5 Ohio St.2d 233, 237) and thus to determine whether the rule of Draher v. Walters, 130 Ohio St. 92, has been revitalized. This determination must await a case in which the question necessarily presents itself.
The judgment of the Court of Appeals is reversed and the cause remanded for further proceedings not inconsistent herewith.
Judgment reversed.
TAFT, C.J., ZIMMERMAN, MATTHIAS, O'NEILL and BROWN, JJ., concur.
HERBERT, J., concurs except in paragraph five of the syllabus.