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Ex Parte Holt

Supreme Court of Alabama
Apr 4, 1980
382 So. 2d 498 (Ala. 1980)

Opinion

79-25, 79-26.

February 1, 1980. Rehearing Denied April 4, 1980.

W. Dewitt Reams, of Pillans, Reams, Tappan, Wood, Roberts Vollmer, Mobile, for petitioners.

James J. Duffy, Jr. and Carroll H. Sullivan, of Inge, Twitty, Duffy Prince, Mobile, for respondent.


These suits were commenced on April 1, 1976, with the filing of complaints in the Circuit Court of Mobile County, Alabama. On April 8, 1976, the defendant filed its motion to dismiss the complaint in the Holt case and on April 22, 1976, filed its motion to dismiss the complaint in the Holt and Trimble case, assigning as grounds in each action the failure to state a claim upon which relief could be granted. Thereafter, the motions to dismiss, in each case, came on for hearing and were argued in open court after which, on May 14, 1976, the trial court entered an order and judgment of dismissal in both cases and further taxed court costs against the plaintiffs. On June 4, 1976, more than ten (10) days after the entry of the orders and judgments of dismissal, the plaintiffs filed and served amendments to their original complaints in these actions. Subsequent to this, on June 8, 1976, the defendant filed motions to dismiss the complaint, as amended, in both cases. On June 11, 1976, plaintiffs filed motions in both cases to set aside the orders and judgments of dismissal and further sought leave to amend their original complaints. These motions to set aside the orders and judgments of dismissal, filed June 11, 1976, remained pending in the trial court for a period of time well in excess of ninety (90) days, and, on October 24, 1978, the trial court entered a formal order denying the plaintiffs' motions. On November 30, 1978, the plaintiffs took an appeal in both cases from the order denying their motions to set aside the orders and judgments of dismissal.

On May 11, 1979, the Court in the case of Holt v. First National Bank of Mobile, 372 So.2d 3 (Ala. 1979), dismissed these two appeals as having been untimely filed, and held that such motions:

". . . must be treated as Rule 59 (e), ARCP, motions. 3 Moore's Federal Practice, ¶¶ 15.07[2], 15.10 (1978). See also, Papastefan v. B L Construction Co., Inc. of Mobile, 356 So.2d 158 (Ala. 1978). As such, they were automatically denied ninety days after filing. Rule 59.1, ARCP. Since the motions were filed on 11 June 1976, they were effectively denied on 9 September 1976. Appellants failed to give notice of appeal within forty-two days thereafter.

"We are, therefore, compelled to dismiss these appeals."

Subsequent to the dismissal of these appeals, the plaintiffs sought a ruling on the defendant's motion to dismiss the complaints as amended.

The trial court, on September 7, 1979, entered an order to the effect that it "has no jurisdiction to entertain the request of the plaintiffs to enter a ruling on the defendant's motions to dismiss, filed June 8, 1976, directed to the amended complaint. The court is further of the opinion that said motion to dismiss is MOOT."

The plaintiffs filed these petitions for writ of mandamus.

Although the defendant-respondent concedes that its motions to dismiss the plaintiffs' amended complaints have never been ruled on, it contends that a ruling is unnecessary because the plaintiffs neither sought nor obtained the court's leave to amend their complaints after the original complaints were dismissed and, further, that inasmuch as the amendments were filed more than ten (10) days after the motions to dismiss were granted, leave of court is necessary under ARCP 78.

ARCP 15 was amended on June 17, 1975, to eliminate the requirement that a party obtain leave of court to amend. As amended, the rule reads: "Otherwise a party may amend his pleading without leave of court but subject to disallowance on the court's own motion or motion to strike of an adverse party; but such amendments shall be freely allowed when justice so requires."

ARCP 78 has remained unchanged since the adoption of the Alabama Rules of Civil Procedure and provides: "Unless the court orders otherwise, an order granting a motion to dismiss shall be deemed to permit an automatic right of amendment of the pleading to which the motion is directed within ten days from service of the order."

The purpose of this rule was obvious as long as ARCP 15 required leave of court to file amendments. ARCP 78 eliminated that requirement when a motion to dismiss had been granted. Now that ARCP 15 has been amended, the purpose of ARCP 78 has largely been served. However, we think the spirit of the rules is best served in this case by holding that inasmuch as the defendant did not file a motion to strike the amended complaints as coming too late under ARCP 78 and without leave of court, that such objection is waived and the plaintiffs are entitled to a ruling on the motions to dismiss the complaints as amended.

Rule 1 admonishes that all the rules "shall be construed to secure the just, speedy and inexpensive determination of every action." Here, the plaintiffs have not had a ruling on their amended complaints which have been challenged as failing to state a claim upon which relief may be granted. They are entitled to know whether their amended complaints meet that challenge.

The petitions for writs of mandamus are granted.

GRANTED.

JONES, SHORES and BEATTY, JJ., concur.

TORBERT, C.J., and MADDOX, J., concur specially.


On re-examination, the Court is of the opinion that the appeals in Holt v. First National Bank of Mobile, 372 So.2d 3 (Ala. 1979), were properly dismissed, but that the dismissals should have been based upon the appellants' failure to comply with ARCP 54 (b) instead of having been based upon ARCP 59 (e) and 59.1.

Therefore, the Court adheres to the original opinion and denies the application for rehearing.

OPINION EXTENDED; APPLICATION FOR REHEARING OVERRULED.

All the Justices concur except BLOODWORTH, J., not sitting.


Because of the unusual circumstances of these cases, I agree that the plaintiffs are entitled to have the trial court rule upon the legal sufficiency of their amended complaints. By concurring specially, I reserve the question generally whether a plaintiff, without leave of court, may amend a complaint dismissed on motion more than ten days after the service of the order of dismissal. See Rule 78, ARCP.

The trial judge ruled promptly on defendant's Rule 12 (b)(6) motion that plaintiffs' original complaints fail to state a claim upon which relief could be granted (May 14, 1976). However, it appears from the record that the trial judge, for reasons unknown, delayed further action for more than two years after plaintiffs filed amended complaints (June 4, 1976), defendants filed a motion to dismiss the amended complaints (June 8, 1976), and plaintiffs filed their motion to set aside the previous order of dismissal and/or leave to amend their complaints (June 11, 1976). Although plaintiffs' motion to set aside the previous dismissal and/or leave to amend their complaints was submitted to the trial court on June 25, 1976, and again on July 12, 1977, it was not until October 24, 1978, that the court entered an order denying plaintiffs' motion to set aside and/or leave to amend the complaints.

Although the trial judge ultimately denied plaintiffs' motion to set aside the previous dismissal and for leave to amend, and plaintiffs subsequently appealed to this Court, these appeals were dismissed as untimely filed due to the application of our Rule 59.1, ARCP. See Holt v. First National Bank of Mobile, 372 So.2d 3 (Ala. 1979). Thus, this Court never reached the merits as to the legal sufficiency of plaintiffs' complaint.

Under the clear intent and spirit of our rules of procedure (Rule 1, ARCP), the trial court should have timely disposed of the parties' subsequent motions and pleadings. The merits of the legal sufficiency of plaintiffs' original complaints cannot now be reviewed by this Court, and plaintiffs' amended complaints have yet to be reviewed by any court, almost four years after the plaintiffs filed their actions. Under any concept of court procedure, the issue as to the legal sufficiency of plaintiffs' complaints should have been decided long before now.

MADDOX, J., concurs.

ON APPLICATION FOR REHEARING


Summaries of

Ex Parte Holt

Supreme Court of Alabama
Apr 4, 1980
382 So. 2d 498 (Ala. 1980)
Case details for

Ex Parte Holt

Case Details

Full title:Ex parte Waring Inge HOLT. In re Waring Inge HOLT v. The FIRST NATIONAL…

Court:Supreme Court of Alabama

Date published: Apr 4, 1980

Citations

382 So. 2d 498 (Ala. 1980)

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