Summary
In Covington v Cox, 82 Mich. App. 644; 267 N.W.2d 469 (1978), lv den 405 Mich. 826 (1979), the Court of Appeals confirmed that view, holding that a defendant must demand a jury.
Summary of this case from Bowerman v. MacDonaldOpinion
Docket No. 77-869.
Decided April 18, 1978.
L. Brooks Patterson, Prosecuting Attorney, and Elizabeth A. Kulesz, Assistant Prosecuting Attorney, for plaintiff.
Gary A. Rossi, for defendant.
Before: N.J. KAUFMANN, P.J., and D.E. HOLBROOK, JR. and D.F. WALSH, JJ.
Defendant appeals from an order of filiation and support entered after a nonjury trial in a paternity action brought pursuant to MCLA 722.711 et seq.; MSA 25.491 et seq. He raises four issues:
I. In a paternity action can defendant's right to trial by jury be waived by failure to demand it?
II. Did the presence in the court file of defendant's application for blood tests render the trial judge unfit to sit as the trier of facts?
III. Was defendant denied a fair trial because of the trial judge's partiality to the plaintiff?
IV. May the defendant challenge the verdict on the ground that he was denied effective assistance of counsel?
Defendant made no request for a jury trial. Under the procedural rules applicable to paternity actions, failure to demand a trial by jury constitutes a waiver thereof. Defendant argues, however, that the statute, MCLA 722.715; MSA 25.495, and the court rule, GCR 1963, 730.2, which contain these procedural waiver rules are constitutionally defective. Defendant's premise is that a paternity action is criminal in nature and that the jury waiver provisions applicable to criminal cases should control. We disagree.
MCLA 763.3; MSA 28.856 provides:
"Sec. 3. In all criminal cases arising in the courts of this state whether cognizable by justices of the peace or otherwise, the defendant shall have the right to waive a determination of the facts by a jury and may, if he so elect, be tried before the court without a jury. Except in cases cognizable by a justice of the peace, such waiver and election by a defendant shall be in writing signed by the defendant and filed in such cause and made a part of the record thereof. It shall be entitled in the court and cause and in substance as follows: `I, ________, defendant in the above cause, hereby voluntarily waive and relinquish my right to a trial by jury and elect to be tried by a judge of the court in which said cause may be pending. I fully understand that under the laws of this state I have a constitutional right to a trial by jury.'
_________________________________ Signature of defendant.
Such waiver of trial by jury must be made in open court after the said defendant has been arraigned and has had opportunity to consult with counsel."
A proceeding under the paternity act has both civil and criminal characteristics. Artibee v Cheboygan Circuit Judge, 397 Mich. 54; 243 N.W.2d 248 (1976) (COLEMAN, J., dissenting), People v Stoeckl, 347 Mich. 1; 78 N.W.2d 640 (1956), Houfek v Shafer, 7 Mich. App. 161, 167, n 5; 151 N.W.2d 385 (1967). Whether a particular criminal or civil procedural rule is applicable to a given aspect of a paternity case must be determined as the issue is presented to the courts.
In Artibee v Cheboygan Circuit Judge, supra, the Supreme Court held that an indigent defendant in a paternity action, like an indigent defendant in a criminal action, had a right to assigned counsel at government expense. In Romain v Peters, 9 Mich. App. 60; 155 N.W.2d 700 (1967), however, this Court held that with respect to the right to a trial by jury, a paternity action followed civil procedure and the verdict of 10 of 12 jurors (now 5 of 6 jurors) was sufficient.
We think Romain is controlling here. However, since defendant argues that the statute and court rule on which the decision in Romain was premised are unconstitutional, a more probing analysis is required.
MCLA 722.715; MSA 25.495 and GCR 1963, 730.2.
The purpose of the paternity act is not to impose punishment upon a defendant for anti-social conduct but rather to determine the existence and extent of a defendant's obligation to support a particular child. Thus, the immediate consequence of a judgment adverse to a defendant is not imprisonment or fine but merely an order defining the extent of the defendant's support obligation.
Likewise, the gravity of the necessary consequences of an order of filiation is not as severe as those engendered by a criminal conviction. The latter always results in the stigma of criminality attaching to a defendant. Furthermore, any sanctions imposed are unavoidable by any subsequent conduct by the convicted defendant. In contrast, a paternity action merely defines a legal relationship involving the obligation of support. Artibee v Cheboygan Circuit Judge, supra. Only subsequent culpable action by the defendant can result in sanctions being applied for refusal to comply with the court's judgment and in that regard the order of filiation and support does not differ from a civil judgment.
MCLA 722.723; MSA 25.503.
The fact that a county prosecutor frequently advocates the plaintiff's case does not in itself require that the jury waiver provisions applicable to criminal trials obtain in paternity actions. The critical comparison concerns the consequences of the respective proceedings for it is between the government's imposition of those consequences and the defendant that the jury is interposed in criminal cases. See, e.g. Duncan v Louisiana, 391 U.S. 145; 88 S Ct 1444; 20 L Ed 2d 491 (1968). Thus it is the impact of an adverse judgment upon the defendant that determines the necessity for absolute prevention of an inadvertent waiver of a jury trial. That impact is not affected by the involvement of a government prosecutor.
Accordingly, we hold that the consequences of a paternity action do not sufficiently approximate the effects of a criminal conviction as to warrant imposing upon such actions the jury waiver requirements applicable to criminal trials.
Defendant's second claim is that the trial court's decision might have been influenced by its access to the results of a blood test taken at defendant's request pursuant to MCLA 722.716(a); MSA 25.496(a). Although the results of that test were not introduced at trial, defendant argues that their very presence in the court file rendered the trial court incapable of objective fact-finding.
Defendant cites no authority for that argument and we decline to rule that the mere presence of inadmissible evidence in a court file automatically precludes a trial court from sitting without a jury. In the cases relied upon by the defendant, the trial court actually considered inadmissible evidence in reaching its decision. Compare People v Frazier Walker, 24 Mich. App. 360; 180 N.W.2d 193 (1970), affirmed, 385 Mich. 596; 189 N.W.2d 41 (1971), with People v Dudley, 44 Mich. App. 9; 204 N.W.2d 743 (1972), reversed, 393 Mich. 762; 223 N.W.2d 297 (1974). In the instant case, because there is no indication that the trial court considered the blood test results in deciding the issue of defendant's paternity, we find no error. People v Grable, 57 Mich. App. 184; 225 N.W.2d 724 (1974).
Defendant's third contention is that the trial court's conduct indicated such partiality to the plaintiff as to have precluded a fair trial. Specifically, defendant points to the court's comments following the plaintiff's testimony:
"THE COURT: * * * I have heard some very positive testimony here. I think, Mr. McLay, you ought to have at least a conference with your client before we take further testimony. Thank you.
"MR. McLAY: Very well, your Honor.
"THE COURT: All right. All I am going to say, I see this many times. If this is your dughter (sic) and you have renounced her, it is you that will pay the price in the end, even if I rule in your favor. You should think about that. Mr. McLay is able to advise you. Thank you."
Shortly thereafter the trial court heard the defendant's testimony out of order.
We find no error in these comments. They did not indicate that the court had already decided the case prior to hearing the defendant's testimony. Rather they expressed the court's evaluation of plaintiff's testimony for the guidance of defendant before he gave testimony which may have had a lasting effect on a sensitive human relationship.
Defendant's final argument is that he was denied effective assistance of counsel and, therefore, is entitled to a new trial. He correctly asserts that the right to counsel guaranteed by Artibee, supra, implies the right to effective assistance of counsel. See, e.g., Powell v Alabama, 287 U.S. 45; 53 S Ct 55; 77 L Ed 158 (1932). It does not follow from this, however, that the remedy for ineffective assistance in criminal cases should apply to paternity actions.
There are pertinent distinctions between a criminal action and a paternity proceeding that obviate the necessity for vacating an order of filiation granted because of a serious mistake made by defense counsel. First, as discussed above, the consequences of such an order are not so severe as to mandate reversal in the interests of the integrity of the judicial system. Second, insofar as the consequences of a filiation and support order are monetary, an action for malpractice provides an adequate remedy for incompetent representation; whereas, such an action obviously would be ineffectual to compensate a wrongfully convicted criminal defendant.
Criminal proceedings involve a number of unique safeguards designed to insure, as far as possible, the accuracy of a guilty verdict: for example, the requirement of proof beyond a reasonable doubt, the presumption of innocence, the res gestae witness rule, and the requirement of an unanimous verdict. That these safeguards apply only to criminal cases attests to the extremely high degree of importance attached to the factual integrity of criminal convictions. Given the gravity of the consequences and the corresponding concern that only the truly guilty should suffer them, affirming a criminal conviction caused by a serious mistake by defense counsel would be utterly unacceptable in our system of criminal jurisprudence.
Given the absence of any systemic or practical necessity for affording the requested remedy, we hold that a defendant in a paternity action may not challenge the verdict on the ground that he was denied effective assistance of counsel.
The trial court is affirmed. No costs, a public question.