Opinion
December 6, 1966.
September 26, 1967.
Criminal law — Constitutional law — 5th, 6th and 14th Amendments — Self-incrimination — Voluntary statements — Assistance of counsel — Rule of Massiah v. United States — Rule of Jackson v. Denno.
1. The rule stated in Massiah v. United States, 377 U.S. 201, banning post-indictment police questioning in the absence of defense counsel need not be applied retroactively. [316]
2. Where a parole board agent interviewed the defendant in prison, at a time when he was under indictment and had retained counsel who had warned defendant not to answer any questions in his absence, and who knew nothing of the arrangement to have the parole board agent visit the defendant; and after the agent identified himself and told defendant "It is your right" not to say anything, the defendant did make an incriminating statement about committing another crime, about which the agent testified in defendant's trial for murder, it was Held that (1) the circumstances under which the incriminating statement was obtained from defendant were not so unfair as to constitute a denial of due process of law but (2) a Jackson v. Denno hearing was required in order to determine the voluntariness of defendant's alleged incriminating statement.
3. The ruling in Jackson v. Denno, 378 U.S. 368, is retroactive. [318]
4. Where the rule of Jackson v. Denno applies, not only is an independent judicial determination of the voluntariness issue required, but also a full hearing on the question separate and apart from the jury. [319]
5. Relator's contentions that he was denied all opportunity of entering a challenge to the grand jury and that publicity given the case at the time of trial prevented a trial by a fair and impartial jury were Held to be without merit.
Mr. Justice COHEN took no part in the consideration or decision of this case.
Before BELL, C. J., MUSMANNO, JONES, EAGEN, O'BRIEN and ROBERTS, JJ.
Appeal, No. 283, Jan. T., 1966, from order of Court)f Common Pleas No. 4 of Philadelphia County, Dec. T., 1964, No. 4490, in case of Commonwealth ex rel. Albert Raymond v. Alfred T. Rundle, Superintendent. Order vacated.
Habeas corpus.
Petition dismissed without hearing, order by REIMEL, J. Relator appealed.
Cecil B. Moore, for appellant. Stanley M. Shingles, Assistant District Attorney, with him Alan J. Davis, Assistant District Attorney, and Arlen Specter, District Attorney, for appellee.
On May 11, 1961, the appellant, Albert Raymond, was convicted by a jury in Philadelphia County of murder in the first degree and punishment was fixed at death. Following denial of post-trial motions and imposition of sentence in the court below, an appeal was prosecuted in this Court. We affirmed the judgment on October 9, 1963. See 412 Pa. 194, 194 A.2d 150 (1963). On June 22, 1964, the United States Supreme Court denied certiorari. See 377 U.S. 999 (1964), rehearing denied, 379 U.S. 873 (1964).
In November 1964, Raymond instituted an action in habeas corpus in the Court of Common Pleas of Philadelphia County which was dismissed without hearing. An appeal challenging the correctness of that order is now before us.
At the time this petition was presented to the court below, Raymond's counsel informed the court that only questions of law were involved and did not offer or seek the opportunity of presenting any testimony.
Raymond was convicted of killing William Powell, a Philadelphia City policeman. The Commonwealth contended that at the time Powell, while in plain clothes, was engaged in the investigation of vice, and Raymond, unaware of his identity, enticed him to leave a bar and go to a nearby house for the purpose of robbing him. A fight ensued, during which Powell was fatally shot.
At trial in order to establish plan, motive and design, the Commonwealth, during its case in chief, offered evidence to show that exactly one week before the Powell killing, Raymond had lured another individual, Osyp Sudomlak, from a bar to the same house, under similar circumstances, where he assaulted and robbed him. In his own trial testimony, Raymond unequivocally denied any involvement in the Sudomlak crime. On cross-examination he was asked, inter alia, if he had not previously admitted to John Bright, an agent of the parole board of the Commonwealth of Pennsylvania, that he had assaulted and robbed a retired bartender (Sudomlak fitted this description). Raymond replied, "Mr. Bright is a damn liar if he says I did say it."
In rebuttal, the Commonwealth offered Bright as a witness, who testified that he had interviewed Raymond in the Philadelphia county prison and Raymond told him about robbing and assaulting a retired bartender about one week before the Powell killing.
When this interview took place, Raymond was already under indictment for the Powell killing and had retained counsel to defend him. It is also clear that Bright was sent to see Raymond by an assistant district attorney and a captain of the Philadelphia Police Department for the purpose of securing information about the Powell killing.
Raymond contends that it was error of constitutional dimension to permit the evidentiary use of Bright's testimony at trial. This position is based on two related, yet independent, grounds: (1) That Raymond's rights under the Fifth and Sixth Amendments were violated by the evidentiary trial use of the incriminating statements elicited from him by an agent of the prosecuting authorities in the absence of already retained counsel after he had been indicted, citing Massiah v. United States, 377 U.S. 201 (1964); and (2) That the interview by Bright arranged by the prosecuting authorities, without notice to and in the absence of his counsel, was so unfair that it violated due process of law, and any evidence emanating therefrom was constitutionally tainted. It is argued that this is particularly so because: (a) Raymond had been advised by his attorney not to answer any questions in his absence, and this advice was given in the presence of the same prosecuting officers who arranged the Bright interview; (b) Bright was told by Raymond during the early stages of the interview involved that he had counsel who told him not to answer any questions concerning the crime in his absence.
After Raymond was placed under arrest, he gave a recorded statement to the authorities in the presence of his attorney. In Raymond's brief he says it was then agreed by those present that Raymond would not be questioned further unless his attorney was there. We find nothing in the record to support this statement.
A recent decision of the Appellate Division of the New York Supreme Court is of some interest here. In People v. Baker, 281 N.Y.S.2d 161 (1967), defense counsel surrendered his client to the police and advised them that no statement was to be taken In his absence. Thereafter, defendant was questioned absent counsel and made admissions. Counsel contended that his prior warning to the police vitiated the subsequent statement per se, regardless of circumstances. It was held that where the defendant, having been made well aware of his constitutional right to silence, cognizant of his attorney's advice, and uncoerced by station house pressure either physical or psychological decided to speak of his own volition, such utterances were admissible.
In Commonwealth v. Coyle, 427 Pa. 72, 233 A.2d 542 (1967), we discussed the impact of Massiah and concluded that any ruling therein absolutely banning post-indictment police questioning in the absence of defense counsel need not be applied retroactively. Since the instant trial occurred years before the decision in Massiah was announced, the view on this point, expressed in Coyle, is controlling here.
In evaluating the merit of Raymond's argument that the evidence under discussion was obtained by unfair conduct on the part of the prosecuting authorities, all of the attending circumstances disclosed by the record must be considered.
From Raymond's own description of the interview during his trial testimony, these facts clearly appear: (1) Raymond was informed, before any questioning began, of Bright's identity, his official position and the fact that he worked "for the state and the police" as "an in-between man"; (2) Raymond was aware he didn't have to answer any questions and was also told by Bright, "It is your right" not to say anything; and (3) at least insofar as the present record is concerned Raymond's statements were not coerced or in any sense involuntary.
Assuming arguendo, that the initial action of the prosecuting authorities in sending Bright to see Raymond, without prior notice to his counsel, was "unfair" as that term is understood by the average layman, it is the "legal" unfairness, or the quantum of due process, present in the interview itself which is the paramount and pivotal point to be considered in deciding if constitutional rights were violated. In view of Raymond's own trial testimony, described before, and the complete absence of any indication that his statements were not freely self-determined, we are not convinced that unfairness in a constitutional sense occurred.
Raymond additionally contends that in any event he is entitled to a post-trial independent hearing, and judicial determination of the voluntariness of his statements to Bright, citing, Jackson v. Denno, 378 U.S. 368 (1964). With this we agree.
The ruling in Jackson, supra, is retroactive. See Johnson v. New Jersey, 384 U.S. 719 (1966), and Commonwealth ex rel. Butler v. Rundle, 416 Pa. 321, 206 A.2d 283 (1965). While no specific objection to the use of Bright's testimony on the ground of involuntariness was interposed at trial, counsel certainly indicated during the cross-examination of Bright and the questioning of Raymond during his testimony in sur-rebuttal, that all of Raymond's statements to Bright were compelled and given under fear that if he didn't answer Bright's questions, Raymond would be imprisoned for parole violation. This in our opinion was sufficient to raise the issue. Compare Jackson v. Denno, supra.
Raymond at the time was on parole resulting from a sentence previously imposed in another case. This fact was kept from the jury during the trial of the instant case.
The Commonwealth argues that a post-trial "Jackson" hearing is unnecessary, because the court below in its opinion accompanying the order dismissing the post-trial motions made a factual finding, that Raymond's statements on the occasion involved were voluntary and this determination satisfied the requirements of Jackson. A simple answer to this argument is that where Jackson applies, not only is an independent judicial determination of the voluntariness issue required, but also a full hearing on the question separate and apart from the jury. See Johnson v. New Jersey, supra, and Townsend v. Sain, 372 U.S. 293 (1963). Moreover, the lower court's opinion does not clearly manifest the court considered that the presence of psychological pressures may have compelled Raymond's utterances.
The Commonwealth further argues that where a defendant during trial categorically denies making the statement involved, a "Jackson" hearing and independent judicial determination of the voluntariness question is not required. We are not persuaded that this necessarily follows and particularly so in the instant case. Certainly, the denial, in itself, would not relieve the Commonwealth of its burden of establishing that the statements were made freely and voluntarily, and whether or not this burden was met should be determined judicially after a complete independent hearing.
The recent decision of Woody v. United States, 379 F.2d 130 (D.C. Cir. 1967), is advanced in support of this position.
Therefore, the record will be remanded for further proceedings consonant with the requirements of Jackson v. Denno, supra.
Finally, we find no merit in Raymond's contentions that he was denied all opportunity of entering a challenge to the grand jury and that publicity given the case at the time of trial through the news media prevented his being tried by a fair and impartial jury.
Raymond was indicted within ten days of the preliminary hearing.
Even if no opportunity existed to enter a challenge before indictment, Raymond had ample opportunity to enter a proper challenge to the grand jury after indictment through a motion to quash. See Commonwealth v. Lopinson, 427 Pa. 284, 234 A.2d 552 (1967). No such motion was filed.
As to the attending trial publicity, a study of the voir dire examination of the jurors selected to try the case is convincing that they were free of any such influence. Cf. Commonwealth v. Lopinson, supra.
The order of the court below is vacated and the record is remanded with directions to proceed as indicated before.
Mr. Justice COHEN took no part in the consideration or decision of this case.