Opinion
No. 30833
Decided May 14, 1947.
Contempt of court — Violation of temporary restraining order issued in labor controversy — Punishable by fine and jail commitment upon complaint and after hearing — Sections 12137, 12138, 12141 and, 12142, General Code — Provisions not precluded by Sections 11887 and 11888, General Code — Providing only fine for violating injunction or restraining order.
1. Sections 12137 and 12142, General Code, providing for the punishment of a person found guilty as for a contempt by "disobedience of, or resistance to, a lawful writ, process, order, rule, judgment, or command of a court or an officer," authorize the assessment of a fine and the commitment of a person to jail who wilfully violates a temporary restraining order issued in a labor controversy upon written complaint and after hearing.
2. Sections 11887 and 11888, General Code, providing for the punishment of contempt arising out of the violation of injunctions or restraining orders of the court issued upon affidavit, do not preclude the application of the provisions of Section 12137, General Code, in cases where written charges are filed and a hearing had as provided in Sections 12138 and 12141, General Code.
APPEAL from the Court of Appeals for Hamilton county.
This is an appeal from a judgment of the Court of Appeals affirming a judgment and order of commitment in contempt for violation of a temporary restraining order.
The plaintiff, Sawbrook Steel Castings Company, and certain of its employees sought a temporary restraining order preventing the United Steel Workers of America, District 25, Local No. 3404, and the officers and members thereof from interfering with the employees while entering or leaving the premises of the company. Such an order was issued. It limited the number of pickets to six at each of the three gates and stated that "the court upon the evidence and the arguments of counsel hereby finds that a temporary restraining order should issue * * *."
Shortly thereafter a complaint was filed in the above proceeding charging that Raymond G. Sowder, the appellant herein, a member and representative of district 25, United Steel Workers of America, had assaulted and attacked one William Kelley, an employee of the Sawbrook Steel Castings Company, at its plant, struck him several times about the head and body, resulting in painful injuries.
On the same day the following citation in contempt was issued:
"This cause came on to be heard upon the charge of the plaintiff, Sawbrook Steel Castings Company, that one Raymond G. Sowder is in contempt of an order of this court and should be punished for such contempt and the court being fully advised does hereby order that a citation issue to the said Raymond G. Sowder, 2110 Quatman avenue, Norwood, Ohio, requiring his person to be brought before Honorable Nelson Schwab, judge of the Court of Common Pleas, Hamilton county court house, Cincinnati, Ohio, on the eighth day of February, 1946, at 10:00 o'clock, so that he may show cause why he should not be punished for contempt.
Service was had of the citation by delivery of a copy of the summons by the sheriff to the defendant. Thereafter the court made the following order and commitment in contempt:
"This cause came on to be heard upon the charge in contempt versus Raymond G. Sowder and upon the citation in contempt issued pursuant thereto and requiring the defendant, Raymond G. Sowder, to show cause why he should not be punished for contempt of an order of this court, and upon the evidence.
"And the court, having heard the evidence and the matter having been argued to the court, and the court being fully advised in the premises, finds the defendant, Raymond G. Sowder, guilty of contempt, of an order of this court.
"It is therefore ordered and adjudged that said Raymond G. Sowder pay the costs of the proceedings herein, and that execution issue for such cost, and that the said Raymond G. Sowder be committed to the county jail of Hamilton county, Ohio, for a period of ten days and that a warrant issue for such commitment."
The following is the opinion and announced decision of the trial court:
"Now the court has listened to the testimony in this case and the court is thoroughly acquainted with the presumption of innocence that surrounds one accused of violating the court's orders. The court is likewise acquainted with the rule of law that, this being in the nature of a quasi-criminal action, proof must be presented which convinces the court by clear and convincing evidence.
"The court has gone further in his own mind and required that the guilt be established beyond a reasonable doubt.
"With these principles of law in mind and with the weighing of the testimony such as the court has given this matter, the court has reached the conclusion that the respondent, Raymond G. Sowder was thoroughly acquainted with this court's orders. The court recognizes his presence in this very room upon a previous hearing of the difficulty between the Sawbrook Steel Castings Company and the striking union, hand the court is convinced beyond a reasonable doubt in this case, from the reflection and the consideration of the testimony adduced, that Raymond G. Sowder is guilty of a violation of this court's order. The court therefore finds he is in contempt of court."
A motion for a new trial was filed alleging:
"The defendant was given a sentence of 10 days in jail and an order to pay the costs of the contempt proceedings. Section 11888 of the Ohio General Code provides that the maximum penalty for the breach of an injunction or restraining order shall be a fine not exceeding $200, and no provision is made for the payment of court costs or a jail sentence."
The motion was overruled.
An appeal was thereupon perfected to the Court of Appeals, which court affirmed the judgment and order of the Court of Common Pleas.
The case is before this court upon the allowance of a motion to certify the record.
Mr. James G. Manley, Messrs. Gatch, Geisler Kleinmann and Messrs. Rendigs Fry, for appellee.
Mr. Julius Holzberg, Mr. J.W. Brown and Mr. Kenth D. Troy, for appellant.
The single question of law presented to the Court of Appeals, and now to this court, is whether the trial court was authorized to commit the defendant to the county jail for any period. The appellant concedes that a contempt was committed but contends that since it was committed in violation of a temporary restraining order, the penalty should have been limited to that provided in Sections 11887 and 11888, General Code. Those sections are as follows:
"Section 11887. An injunction or restraining order granted by a judge may be enforced as the act of the court, and disobedience thereof punished by the court, or a judge who granted it in vacation, as a contempt.
"Section 11888. Upon being satisfied, by affidavit, of the breach of an injunction or restraining order, an attachment may be issued by the court or judge against the guilty party, and he be required to pay a fine not exceeding two hundred dollars, for the use of the county, to make immediate restitution to the party injured, and to give further security to obey the injunction or restraining order. In default thereof, he may be committed to close custody until he complies with such requirement, or is otherwise legally discharged."
The appellant contends that, since imprisonment was imposed upon the guilty party, the trial court necessarily applied the provisions of Section 12137 et seq., General Code, to this proceeding. However, the entry of the trial court does not indicate that either Section 11888 or Section, 12137 et seq., General Code, formed the basis of the commitment.
Section 12137, General Code, reads:
"A person guilty of any of the following acts may be punished as for a contempt:
"1. Disobedience of, or resistance to, a lawful writ, process, order, rule, judgment, or command of a court or an officer;
"2. Misbehavior of an officer of the court in the performance of his official duties, or in his official transactions;
"3. A failure to obey a subpoena duly served, or a refusal to be sworn, or to answer as a witness, when lawfully required;
"4. The rescue, or attempted rescue, of a person or of property in the custody of an officer by virtue of an order or process of court held by him;
"5. A failure upon the part of a person, recognized to appear as a witness in a court, to appear in compliance with the terms of his recognizance.
Section 12138, General Code, provides:
"In cases under the next preceding section, a charge in writing shall be filed with the clerk, an entry thereof made upon the journal, and an opportunity given to the accused to be heard, by himself or counsel. But this section shall not prevent the court from issuing process to bring the accused party into court, or from holding him in custody, pending such proceedings,"
Section 12141, General Code, provides:
"Upon the day fixed for the trial the court shall proceed to investigate the charge, and shall hear any answer or testimony which the accused may make or offer."
Section 12142, General Code, provides:
"The court shall then determine whether the accused is guilty of the contempt charged. If it be adjudged that he is guilty, he may be fined not exceeding five hundred dollars, or imprisoned not more than ten days, or both."
In the case of Albert v. Gus Juengling Son Co., 115 Ohio St. 64, 152 N.E. 29, which involved a contempt proceeding arising out of a labor controversy wherein no written charges had been filed, it was stated by the court on page 66:
"The situation thus presented to the court is covered by Sections 12137, 12138, and following sections, and the plaintiffs in error were entitled to have written charges filed against them as provided in Section 12138, and to have a hearing thereon before conviction, as provided in Section 12141, General Code."
It is to be observed that that procedure was precisely followed in the instant case.
The case of Pilliod v. Searles, 115 Ohio St. 694, 155 N.E. 231, likewise was a proceeding in contempt. It involved the violation of an order of injunction of the Court of Appeals. Upon hearing that court assessed a fine of $200 and ordered confinement in the county jail for ten days. It is stated in the opinion, at page 697:
"Sections 11887 and 11888, prescribing the penalty for disobeying an order of injunction, are not exclusive, but are cumulative with Sections 12137, 12142 and 12147, General Code, relating to contempt and the punishment therefor."
It is further stated, in substance, in the opinion that, having found from the evidence that an order of injunction had been violated, the court proceeded to enter what it deemed to be the proper judgment, and added: "surely this power was not only inherent in the court, but was also within legislative enactment."
Considering these various statutory provisions with a view to effecting the obvious purpose of their enactment, our conclusion is as follows:
Sections 12137 and 12142, General Code, providing for the punishment of a person found guilty as for a contempt by disobedience of, or resistance to, a lawful writ, process, order, rule, judgment, or command of a court or an officer," authorize the assessment of a fine and the commitment of a person to jail who wilfully violates a temporary restraining order issued in a labor controversy upon written complaint and after hearing.
Sections 11887 and 11888, General Code, providing for the punishment of contempt arising out of the violation of injunctions or restraining orders of the court issued upon affidavit, do not preclude the application of the provisions of Section 12137, General Code, in cases where written charges are filed, and a hearing had as provided in Sections 12138 and 12141, General Code.
The judgment of the Court of Appeals is affirmed.
Judgment affirmed.
WEYGANDT, C.J., TURNER, ZIMMERMAN, SOHNGEN and STEWART, JJ., concur.
Section 11887, General Code, makes it an act of contempt of court to violate an injunction or restraining order granted by a judge, and Section 11888, General Code, provides a penalty for such violation not to exceed two hundred dollars. This section does not provide for any jail sentence.
Section 12137, General Code, makes it an act of contempt to disobey or resist a lawful writ, process, order, judgment or command of a court, and Section 12142, General Code, provides a penalty for such disobedience or resistance not to exceed five hundred dollars, or imprisonment not more than ten days, or both.
Evidently the General Assembly, in the adoption of this legislation, regarded the violation of a judgment or order granted by a court after the rights of the parties in the original action had been determined on final hearing, as having a greater degree of turpitude than the violation of a preliminary restraining order granted by a judge before the substantive rights of the parties have been considered or determined, and fixed the penalties for violation accordingly.
The defendant in this case was charged with the violation of a temporary restraining order granted by a judge of the Common Pleas Court three days after the petition in the original action had been filed and before any hearing had taken place on the merits of the controversy between the parties. In other words, the offense of the defendant was a violation of the order of a judge as provided for in Section 11887, General Code, and not the violation of an order or judgment of a court as provided for under Section 12137, General Code.
This being true, it is inconceivable to me that the greater penalty provided for in Section 12142, General Code, for a greater offense defined in Section 12137, General Code, can be imposed upon the defendant, as was done in the instant case, for the violation of the lesser offense defined in Section 11887, General Code, for which a lesser penalty is provided. In my opinion these statutes cannot be regarded as cumulative because they cover two distinct and separate offenses for which separate and distinct penalties are provided. Although, under these statutes, there could be no prejudice to a defendant in having a lesser penalty imposed for a greater offense, the reverse is not true. Furthermore, the instant proceeding being quasi-criminal in nature, these statutes must be strictly construed in favor of the defendant.
In the majority opinion there is cited the cases of Albert v. Gus Juengling Son Co., 115 Ohio St. 64, 152 N.E. 29, and Pilliod v. Searles, 115 Ohio St. 694, 155 N.E. 231, as authority for the procedure of the court in the instant case. But as I interpret the holdings of the court in those cases, they are in harmony with the view expressed in this dissent.
In the first of the two cases cited, the defendant was charged with contempt for the violation of "an injunction issued by the court," not a restraining order. The court there appropriately pointed out that the procedure provided by Sections 12137 and 12141, General Code, should have been followed. Likewise in the second case cited there was a violation by the defendant of a decree of injunction after full hearing on the merits in the original action. Under those circumstances this court properly held that a penalty including the commitment of the defendant to jail for ten days was proper under Sections 12137, 12142 and 12147, General Code.
In my opinion, the judgment of the court in the instant case, committing the defendant to jail for a period of ten days, disregards the limitation fixed by Sections 11887 and 11888, General Code, and for that reason is prejudicially erroneous.