Opinion
No. G-59.
January 6, 1966.
Appeal from the Court of Record for Escambia County, Kirke M. Beall, J.
William Eugene Barton, in pro. per.
Earl Faircloth, Atty. Gen., and John S. Burton, Asst. Atty. Gen., for appellee.
Appellant filed in the trial court a motion in accordance with the provisions of Criminal Procedure Rule 1, F.S.A. ch. 924 Appendix, to vacate and set aside the judgment of conviction and sentence rendered against him. From an order denying the relief prayed, this appeal is taken.
By his motion for relief appellant alleged that at the time of his arrest and trial he was insolvent and an attorney was appointed by the court to represent him. Appellant further alleges that the attorney appointed by the court was not of his choice; that such attorney failed to adequately represent appellant's best interest; that had he done so he would have been able to secure substantial grounds to prove appellant's innocence. In his brief filed in this court in proper person appellant asserts that immediately after the attorney was appointed he pleaded appellant guilty to all the charges filed against him without first having made an independent examination of such charges, and without conferring with appellant with regard to the facts of any of such charges. In essence it is appellant's contention that appointment of counsel to represent him in this case was a mere formality, as a result of which his constitutional right to due process of law has been violated.
Upon consideration of the motion filed by appellant, the trial court, without hearing, entered an order reciting that from the record of the cause it affirmatively appeared that appellant was represented by counsel, and that he was not entitled to the relief prayed for. The record consisted solely of the informations by which appellant was charged with the criminal offenses to which his counsel pleaded him guilty, and the minutes of the court reflecting the appointment of counsel, appellant's arraignment, pleas of guilty, judgment and sentence.
From the record filed in this court it appears that on May 29, 1964, three separate informations were filed in the Court of Record of Escambia County as follows:
(1) In one information appellant was charged in seven counts with having, between March 20 and March 27, 1964, committed separate offenses of breaking and entering two different buildings with intent to commit a felony and with grand larceny; and on April 11, 1964, with the offense of breaking and entering a different building with intent to commit a felony and with grand larceny; and on May 8, 1964, with breaking and entering yet another building with intent to commit a felony.
(2) The second information charged appellant in nineteen counts with having, on six separate specified dates in May 1964, committed the offenses of breaking and entering seven different buildings with intent to commit a felony; breaking and entering three additional and different buildings with intent to commit a misdemeanor; and, with the offenses of grand and petit larceny.
(3) The third information charged appellant in eight counts with having, on two separate dates in April 1964, and on two separate dates in May 1964, committed the offenses of breaking and entering four different buildings with intent to commit both felonies and misdemeanors, and with the offenses of grand and petit larceny.
The minutes of the court reveal that on May 29, 1964, the same day on which the informations against appellant were filed, an attorney at law was appointed to represent appellant against all charges contained in the three informations. The minutes of that day further reveal that in the presence of his court-appointed attorney appellant was arraigned and pleaded guilty to all thirty-four counts of the three informations on file in the court. The minutes further reveal that on the same day following his arraignment and pleas of guilty, he was adjudged guilty and was sentenced to a term of imprisonment in the state prison on some of the charges, sentences on the remaining charges being deferred.
There is nothing in the record from which it may be determined whether court-appointed counsel actually conferred with appellant following his appointment and prior to the hour of arraignment, or to what extent such counsel studied and investigated the thirty-four separate offenses with which his client was charged. These are matters on which inquiry should properly have been made by the trial court before resolving the issue raised by appellant's motion for relief regarding the adequacy of his representation by court-appointed counsel. As provided by the Rule itself, "Unless the motion and the files and records of the case conclusively show that the prisoner is entitled to no relief, the court shall cause notice thereof to be served upon the prosecuting attorney of the court, grant a prompt hearing thereon, determine the issues and make findings of fact and conclusions of law with respect thereto." Compliance with this provision of the rule is mandatory.
King v. State (Fla.App. 1963) 157 So.2d 440.
If, as alleged and contended by appellant, his attorney pleaded him guilty to all thirty-four counts of the three informations filed against him without first conferring with appellant and without investigating the facts concerning each of such charges, then we would be forced to the conclusion that the appointment of counsel to represent appellant was a mere gesture and fell far short of affording appellant legal representation as guaranteed by the due process clause of the Constitution. If, on the other hand, the attorney appointed by the court did, following his appointment, in fact read, study and consider the several charges made against appellant in the thirty-four counts of the informations, and also made an adequate investigation of each of such charges before pleading appellant guilty on the same day upon which the informations were filed and appellant was arraigned, then the due process guarantee of the Constitution may be considered to have been met. This is the issue on which the trial court should have taken evidence and which must be resolved before the conclusion can be reached that appellant is not entitled to the relief prayed for by his motion to vacate.
For the reasons hereinabove stated the order appealed is reversed and the cause remanded for further proceedings.
CARROLL, DONALD K., J., concurs.
RAWLS, C.J., dissents.
On this appeal we are concerned with the trial judge's order denying Appellant Barton's motion to vacate and set aside judgment and sentence. The contents of said motion are significant for it is the allegations contained therein that the trial judge considered. Omitting the heading, the subject motion is as follows:
"Comes now the Defendants Maurice Nelson and William Barton in our own proper self and person, and we pray for the indulgence of this Honorable Court. We the Defendants feel that under the rare circumstances involved herein, that We are entitled to relief under Criminal Procedure (I) as adopted and set forth by the U.S. Supreme Court, in October 1962, and We the Defendants allege as follows:"
The first paragraph alleges:
"(I) That on May 29, 1964 A.D. We the Defendants were hailed into Court and tried for the offense of `Breaking and Entering,' That we the Defendants feel that when we were represented by counsel, we were not represented in the best of our interest, that if the Public Defender would of had our interest at heart, he would have been able to secure substantial grounds to prove our innocents."
It is obvious that not a single fact is alleged to substantiate the movants' conclusion that they were "* * * not represented in the best of our interest."
The second paragraph alleges:
"(II) That in accordance with Ex. Parte, Hawk 64, U.S. Court 448 (321 U.S. [ 321 U.S. 114, 64 S.Ct. 448, 88 L.Ed. 572]) and in Glasser v. U.S., 315 U.S. 60 [62 S.Ct. 457, 86 L.Ed. 680], That the Hawk rule is pertinent to State Prisoners who had a Public Defender forced on them who did not work in the best interest toward having a fair trial, the court held in effect, `They were denied counsel just as much as if they had never been accompanied by or advised by any counsel at all.'"
This allegation fails to state any ground for relief.
Paragraph three alleges:
"(III) That we the Defendants at time of our arraignment was not given counsel of our own choice that in House vs. Mayo 63, Fla.Sup. 169 [D.C., 63 F. Supp. 169], in which Sec. (11) of the Fla. Declaration of Rights was interperted and House vs. State, represented by Counsel, includes a fair opportunity to secure counsel of his own choice, and he is as much entitled to the assistance of counsel in preparing his trial as at the time of trial itself, and that a denial of these rights is contrary to the due process clause of the 14th Amendment Ban on Cruel and Unusual Punishment. Roberson vs. Calif. 370, U.S. 660, 666 [82 S.Ct. 1417, 8 L.Ed.2d 758], 1962. Also Gideon vs. Wainwright U.S. 155 [ 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799], 1963."
It is well settled that an indigent is not entitled to counsel of his choice. See Brooks v. State, 172 So.2d 876 (Fla.App. 1st, 1965); Wilder v. State, 156 So.2d 395, 397 (Fla.App. 1st, 1963); and Arellanes v. United States, 326 F.2d 560 (9th Cir. 1964).
Paragraphs four and five allege:
"(IV) That the above identified will give support to we the defendants alligations in-so-far as to say we were not given counsel of which would take the necessary steps to avoid the possibility of a future prison term i.e. counsel that would advise we the defendants here in such a way as to avoid making a statement which might later be used as evidence against us in court, and the above identified being the case, it is we the defendants humble opinion that we were not assisted by counsel in the best of our interest.
"That at this time we the defendants here in wish to bring with in clear scope a second infringement upon the constitutional rights of the same, and again we allige as follows:
"(V) That on or about the month of May 1964 A.D. the house of we the defendants were illegally searched i.e. with out a warrant. This being the case, there has been constituted an infringement upon the constitutional rights of we the defendants, namely, the forth (4th) artical of the Constitution of the United States of America. Refer to 933.04 affidavits (Search Warrants)."
These allegations contain matters and things which may only be raised upon an appeal from a judgment of conviction.
The contents of the foregoing motion do not allege facts which entitled the movant to a hearing.
The majority opinion journeys into a number of factual representations recited in the movant's brief which have for the first time been stated on this appeal. By reference to these facts, which were not alleged or otherwise presented to the trial court, the majority concludes that the trial judge erred by not granting a hearing upon the motion. Stated another way, the rationale of the majority opinion is predicated primarily upon factual representations set forth in appellant's brief. It is not the function of this court to review a trial court's decision upon facts alleged for the first time in the appellate proceeding.
Finally, it appears that the basis of the majority opinion is founded upon the following observation: "There is nothing in the record from which it may be determined whether court-appointed counsel actually conferred with appellant following his appointment and prior to the hour of arraignment, or to what extent such counsel studied and investigated the thirty-four separate offenses with which his client was charged." I find no decisional law in this state to support such an observation. In the recent case of McCray v. State, Fla. App. 1st, 181 So.2d 729, we held that it does not take any particular length of time for a person to relate an incident of guilt to his attorney. The same conclusion was reached by the Second District Court of Appeal in State v. Daniels, 178 So.2d 44, 1965, and by federal jurisdictions in Goforth v. United States, 314 F.2d 868 (10th Cir., 1963); Brinegar v. United States, 290 F.2d 656 (6th Cir., 1961); United States v. Wight, 176 F.2d 376 (2nd Cir., 1949); and United States v. Tribote, 297 F.2d 598 (2nd Cir., 1961). As I read the instant motion, appellant, an indigent, was appointed an attorney to represent him; he pleaded guilty upon the advice of his attorney; and after being sentenced and incarcerated upon those pleas of guilty, he is dissatisfied because his court appointed attorney did not "* * * secure substantial grounds to prove our innocents." This record reveals no complaint by appellant at the time of his sentencing about the competence of his lawyer, nor does it reveal any action on appellant's part to withdraw his pleas of guilty, either at time of sentencing or subsequent thereto. The motion for relief in effect states mere conclusions as distinguished from allegations of fact which in my opinion does not entitle the movant to any relief. United States v. Mathison, 159 F. Supp. 811 (D.C. Wis. 1958), affirmed 256 F.2d 803, certiorari denied, 358 U.S. 857, 79 S.Ct. 77, 3 L.Ed.2d 91; Bistram v. United States, 180 F. Supp. 501 (D.C.N.D. 1960), affirmed 283 F.2d 1, certiorari denied 366 U.S. 921, 81 S.Ct. 1096, 6 L.Ed.2d 243.
I would affirm the action of the trial court in dismissing the collateral attack upon the judgments.