From Casetext: Smarter Legal Research

Avol v. Secretary of Health & Human Services

United States Court of Appeals, Ninth Circuit
Jun 29, 1989
883 F.2d 659 (9th Cir. 1989)

Summary

fining counsel for violating a circuit rule regarding cross-referencing briefs but not refusing to hear the claim

Summary of this case from Sandgathe v. Maass

Opinion

No. 88-6067.

Submitted April 6, 1989.

The panel finds this case appropriate for submission without oral argument pursuant to Ninth Circuit Rule 34-4 and Fed.R.App.P. 34(a).

Memorandum April 24, 1989. As Amended June 29, 1989. Order and Opinion August 21, 1989.

Arthur R. Chenen, Hirschtick, Chenen, Lemon Curtis, Marina del Ray, Cal., for plaintiff-appellant.

Harry F. McDonagh, Asst. Regional Counsel, Dept. of Health and Human Services, San Francisco, Cal., for defendant-appellee.

Appeal from the United States District Court for the Central District of California.

Before WRIGHT and FARRIS, Circuit Judges, and SMITH, District Judge.

The Honorable Fern M. Smith, U.S. District Judge for the Northern District of California, sitting by designation.



Milton Avol, M.D. appeals the district court's grant of summary judgment against him in his action challenging the decision of the Secretary of Health and Human Services to exclude him from participation in the Medicare program. 874 F.2d 815. We affirm.

We review de novo the district court's decision granting summary judgment. Miller v. Heckler, 770 F.2d 845, 847 (9th Cir. 1985). The Secretary's findings of fact are conclusive if supported by substantial evidence. 42 U.S.C. § 405(g); Miller, 770 F.2d at 847.

Avol contends that the Secretary improperly sanctioned him because the Secretary made no finding that Avol was "unwilling or lacked the ability substantially to comply" with his obligations under 42 U.S.C. § 1320c-9. We need not decide whether such a finding is required under § 1320c-9. The Secretary did not sanction Avol under that section. Rather, Avol was sanctioned pursuant to 42 U.S.C. § 1395y(d)(1)(C), which gives the Secretary authority to terminate a physician from receiving reimbursement under Medicare where the physician has furnished services which the Secretary finds to be "substantially in excess of the needs of individuals or to be of a quality which fails to meet professionally recognized standards of health care." The Secretary made such a finding, and the finding was supported by substantial evidence.

Avol next contends that the Secretary's action was beyond his authority because the Professional Standards Review Organization which recommended the Secretary's action had not developed and published objective norms, standards, and criteria for quality of care. Norms, standards, and criteria were used by non-medical personnel who initially screened Avol's services for further review. Avol contends that such norms, standards, and criteria are also required by 42 U.S.C. § 1320c-5(a) for final peer review by physicians. The statute provides that a Professional Standards Review Organization must develop norms, standards, and criteria as "principal points of evaluation and review." The Secretary interprets this to require that norms, standards, and criteria be used by non-physicians to initially screen out the small number of cases in which further peer review is appropriate. Norms, standards, and criteria are not, in the Secretary's view, required for the final exercise of professional judgment by physicians evaluating cases which have been selected for peer review by the screening process. In interpreting the statute, we give "great deference to the interpretation given the statute by the officers or agency charged with its administration." Udall v. Tallman, 380 U.S. 1, 16, 85 S.Ct. 792, 801, 13 L.Ed.2d 616 (1965). We agree with the Secretary's interpretation of the statute.

Avol next claims that the Professional Standards Review Organization's contract did not authorize the PSRO to conduct "quality" reviews. This issue was not raised before the Social Security Administration Appeals Council. We need not, therefore, address the issue. See Israel v. Immigration and Naturalization Service, 710 F.2d 601, 605 (9th Cir. 1983), cert. denied, 465 U.S. 1068, 104 S.Ct. 1421, 79 L.Ed.2d 746 (1984).

Finally Avol claims that the Secretary's action deprived him of due process because the PSRO failed to precisely follow an informal manual. This manual was not promulgated as a rule; it was no more than an informal interpretation of existing statutes and regulations. The manual did not have the force and effect of law. See United States v. Fifty-Three Eclectus Parrots, 685 F.2d 1131, 1136 (9th Cir. 1982). Any variance from the manual did not deprive Avol of due process.

We impose sanctions against Avol's counsel. Avol's principal brief repeatedly refers the court to Avol's lengthy memorandum of points and authorities filed in the district court. This practice violates 9th Cir.R. 28-3.2. We order Avol's counsel to pay sanctions of $500.

AFFIRMED.


Summaries of

Avol v. Secretary of Health & Human Services

United States Court of Appeals, Ninth Circuit
Jun 29, 1989
883 F.2d 659 (9th Cir. 1989)

fining counsel for violating a circuit rule regarding cross-referencing briefs but not refusing to hear the claim

Summary of this case from Sandgathe v. Maass

declining to address issues not presented to Appeals Council

Summary of this case from Chipman v. Shalala

levying a $500 sanction against an appellant's attorney whose principal brief repeatedly referred the Court of Appeals to a lengthy memorandum of points and authorities that had been filed in the district court

Summary of this case from Cray Communications, Inc. v. Novatel Computer System, Inc.

In Avol v. Sec'y of Health & Human Servs., 883 F.2d 659 (9th Cir. 1989), the Ninth Circuit held that, where an "issue [is] not raised before the... Appeals Council," the reviewing court "need not... address [such] issue."

Summary of this case from Zieroth v. Azar
Case details for

Avol v. Secretary of Health & Human Services

Case Details

Full title:MILTON AVOL, M.D., PLAINTIFF-APPELLANT, v. SECRETARY OF HEALTH HUMAN…

Court:United States Court of Appeals, Ninth Circuit

Date published: Jun 29, 1989

Citations

883 F.2d 659 (9th Cir. 1989)

Citing Cases

Harhaw v. Colvin

         Social security appellants must raise issues during administrative proceedings in order to preserve…

Harhaw v. Colvin

Social security appellants must raise issues during administrative proceedings in order to preserve them for…